Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 82 of 96

STONECREEK PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-132484

Source date

February 26, 2026
STONECREST ADVISORS, INC.
Investment adviser

SEC file number

801-128386

Source date

April 16, 2026
STONECREST INVESTMENT MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-130014

Source date

March 31, 2026
STONECREST WEALTH MANAGEMENT, INC
Investment adviser

SEC file number

801-119878

Source date

February 6, 2026
STONECROP WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-117833

Source date

October 29, 2026
STONECUTTER CAPITAL ADVISORS LLC
Exempt reporting adviser

SEC file number

802-135213

Source date

June 18, 2026
STONECUTTER VENTURES LLC
Exempt reporting adviser

SEC file number

802-135218

Source date

March 17, 2026
STONEFIELD INVESTMENT ADVISORY, INC.
Investment adviser

SEC file number

801-134194

Source date

January 27, 2026
STONE-GOFF MANAGEMENT, LLC
Investment adviser

SEC file number

801-121955

Source date

April 24, 2026
STONEHAGE FLEMING INVESTMENT MANAGEMENT LIMITED
Investment adviser

SEC file number

801-122831

Source date

June 29, 2026
STONEHAVEN WEALTH & TAX SOLUTIONS, LLC
Investment adviser

SEC file number

801-131172

Source date

October 2, 2026
STONEHEARTH CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-67868

Source date

October 19, 2026
STONEHEDGE CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-112126

Source date

March 30, 2026
STONEHENGE PARTNERS, CORP.
Exempt reporting adviser

SEC file number

802-131608

Source date

July 1, 2026
STONEHENGE RETIREMENT PLANNERS LLC
Investment adviser

SEC file number

801-127326

Source date

January 16, 2026
STONEHILL CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-73355

Source date

March 25, 2026
STONEKEEP INVESTMENTS, LLC
Investment adviser

SEC file number

801-128850

Source date

March 20, 2026
STONEMARCC CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-137781

Source date

October 23, 2026
STONEPEAK PARTNERS LP
Investment adviser

SEC file number

801-73350

Source date

October 5, 2026
STONEPINE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-136874

Source date

June 26, 2026
STONERIDGE PMG ADVISORS, LLC
Investment adviser

SEC file number

801-52204

Source date

August 5, 2026
STONERISE CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-120548

Source date

March 30, 2026
STONESHIELD INVESTMENTS LIMITED
Exempt reporting adviser

SEC file number

802-131206

Source date

March 30, 2026
STONESHIELD INVESTMENTS, S.L.
Exempt reporting adviser

SEC file number

802-131205

Source date

March 31, 2026
STONETREE INVESTMENT PARTNERS LLC
Investment adviser

SEC file number

801-134016

Source date

September 15, 2026
STONEX ADVISORS INC.
Investment adviser

SEC file number

801-80747

Source date

October 26, 2026
STONEX INTERNATIONAL ADVISORS INC
Investment adviser

SEC file number

801-123538

Source date

July 8, 2026
STONKS ADVISORS LLC
Exempt reporting adviser

SEC file number

802-131632

Source date

July 28, 2026
STONY LONESOME ADVISORS LLC
Exempt reporting adviser

SEC file number

802-125858

Source date

September 14, 2026
STONY POINT CAPITAL LLC
Investment adviser

SEC file number

801-119114

Source date

March 2, 2026
STORDAHL CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-110611

Source date

July 8, 2026
STOREHOUSE FINANCIAL LLC
Investment adviser

SEC file number

801-122416

Source date

March 25, 2026
STOREN LEGACY PARTNERS, LLC
Investment adviser

SEC file number

801-134761

Source date

April 7, 2026
STORGATE, LLC
Investment adviser

SEC file number

801-131943

Source date

September 2, 2026
STORGE PARTNERS ECONOMIC STUDIES LLC
Investment adviser

SEC file number

801-117352

Source date

February 27, 2026
STORM VENTURES, L.L.C.
Exempt reporting adviser

SEC file number

802-75337

Source date

April 27, 2026
STORMBREAKER VENTURE GROUP, INC.
Exempt reporting adviser

SEC file number

802-129783

Source date

March 5, 2026
STORMFIELD CAPITAL, LLC
Investment adviser

SEC file number

801-118412

Source date

March 17, 2026
STORMS & ROWDON FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-132156

Source date

July 10, 2026
STORR CAPITAL, LLC
Investment adviser

SEC file number

801-135355

Source date

January 16, 2026
STORY VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-117536

Source date

March 30, 2026
STORY3 CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-121814

Source date

September 4, 2026
STORYHOUSE VENTURES, LLC
Exempt reporting adviser

SEC file number

802-134157

Source date

March 25, 2026
STORYONE LLC
Investment adviser

SEC file number

801-130451

Source date

April 28, 2026
STRADA FINANCIAL GROUP LLC
Investment adviser

SEC file number

801-129391

Source date

March 31, 2026
STRAFFORD CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-112537

Source date

March 30, 2026
STRAIGHTLINE GROUP, LLC
Investment adviser

SEC file number

801-63408

Source date

July 10, 2026
STRAIT & SOUND WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-118892

Source date

March 31, 2026
STRAITON CAPITAL LTD
Exempt reporting adviser

SEC file number

802-136452

Source date

May 12, 2026
STRANDVIEW CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-121033

Source date

March 31, 2026
STRANGE VENTURES MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-135282

Source date

January 6, 2026
STRATA WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-110369

Source date

August 6, 2026
STRATACORE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-119277

Source date

March 4, 2026
STRATAGEM CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-131437

Source date

July 2, 2026
STRATEGAS ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-113292

Source date

October 13, 2026
STRATEGENCE CAPITAL LLC
Investment adviser

SEC file number

801-137317

Source date

October 26, 2026
STRATEGENT FINANCIAL, LLC
Investment adviser

SEC file number

801-112356

Source date

March 20, 2026
STRATEGIC ADVISERS LLC
Investment adviser

SEC file number

801-13243

Source date

November 3, 2026
STRATEGIC ADVISORS LLC
Investment adviser

SEC file number

801-64228

Source date

July 28, 2026
STRATEGIC ADVISORY PARTNERS, LLC
Investment adviser

SEC file number

801-134091

Source date

March 25, 2026
STRATEGIC ADVISORY SERVICES, L.L.C.
Investment adviser

SEC file number

801-113260

Source date

March 3, 2026
STRATEGIC ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-123188

Source date

August 27, 2026
STRATEGIC ASSET MANAGEMENT GROUP ADVISORS, INC.
Investment adviser

SEC file number

801-68978

Source date

March 27, 2026
STRATEGIC ASSET MANAGEMENT LLC.
Investment adviser

SEC file number

801-120401

Source date

October 13, 2026
STRATEGIC BLUEPRINT, LLC
Investment adviser

SEC file number

801-108531

Source date

October 15, 2026
STRATEGIC CAPITAL ALLOCATION GROUP, L.L.C.
Investment adviser

SEC file number

801-60513

Source date

March 31, 2026
STRATEGIC CAPITAL INVESTMENT ADVISORS INC
Investment adviser

SEC file number

801-56603

Source date

February 23, 2026
STRATEGIC CAPITAL, INC.
Exempt reporting adviser

SEC file number

802-112234

Source date

February 9, 2026
STRATEGIC EQUITY MANAGEMENT, INC.
Investment adviser

SEC file number

801-55690

Source date

March 24, 2026
STRATEGIC FAMILY WEALTH COUNSELORS, L.L.C.
Investment adviser

SEC file number

801-69126

Source date

October 9, 2026
STRATEGIC FINANCIAL CONCEPTS, LLC
Investment adviser

SEC file number

801-67243

Source date

October 26, 2026
STRATEGIC FINANCIAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-73040

Source date

March 19, 2026
STRATEGIC FINANCIAL PARTNERS, LTD
Investment adviser

SEC file number

801-77447

Source date

March 13, 2026
STRATEGIC FINANCIAL PLANNING, INC.
Investment adviser

SEC file number

801-120190

Source date

March 31, 2026
STRATEGIC FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-33774

Source date

October 30, 2026
STRATEGIC FORESIGHT INVESTMENTS LLC
Investment adviser

SEC file number

801-134073

Source date

August 27, 2026
STRATEGIC GLOBAL ADVISORS, LLC
Investment adviser

SEC file number

801-108843

Source date

March 30, 2026
STRATEGIC INCOME GROUP LLC
Investment adviser

SEC file number

801-108752

Source date

June 12, 2026
STRATEGIC INCOME MANAGEMENT, LLC
Investment adviser

SEC file number

801-71765

Source date

August 28, 2026
STRATEGIC INTERNATIONAL LIMITED
Investment adviser

SEC file number

801-110143

Source date

March 30, 2026
STRATEGIC INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-110692

Source date

October 22, 2026
STRATEGIC INVESTMENT FUND, INC.
Exempt reporting adviser

SEC file number

802-99349

Source date

May 11, 2026
STRATEGIC INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-31849

Source date

October 9, 2026
STRATEGIC INVESTMENT SOLUTIONS, INC.
Investment adviser

SEC file number

801-67584

Source date

October 12, 2026
STRATEGIC PARTNERS FUND SOLUTIONS ADVISORS L.P.
Investment adviser

SEC file number

801-63980

Source date

June 11, 2026
STRATEGIC PLANNING GROUP, INC.
Investment adviser

SEC file number

801-72178

Source date

March 17, 2026
STRATEGIC PLANNING GROUP, LLC
Investment adviser

SEC file number

801-112440

Source date

October 16, 2026
STRATEGIC PLANNING, INC.
Investment adviser

SEC file number

801-110105

Source date

March 30, 2026
STRATEGIC POINT INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-61711

Source date

March 30, 2026
STRATEGIC PORTFOLIO SOLUTIONS, LLC
Investment adviser

SEC file number

801-131029

Source date

March 6, 2026
STRATEGIC PROBABILITY PARTNERS, LLC
Investment adviser

SEC file number

801-126516

Source date

March 24, 2026
STRATEGIC RETIREMENT ADVISORS, LLC
Investment adviser

SEC file number

801-114888

Source date

June 30, 2026
STRATEGIC SWISS ADVISORS AG
Investment adviser

SEC file number

801-78725

Source date

July 15, 2026
STRATEGIC VALUE BANK PARTNERS LLC
Investment adviser

SEC file number

801-113738

Source date

March 17, 2026
STRATEGIC VALUE PARTNERS, LLC
Investment adviser

SEC file number

801-72080

Source date

June 8, 2026
STRATEGIC WEALTH ADVISORS GROUP, INC.
Investment adviser

SEC file number

801-130149

Source date

March 30, 2026
STRATEGIC WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-62947

Source date

February 18, 2026
STRATEGIC WEALTH CAPITAL, LLC
Investment adviser

SEC file number

801-127930

Source date

March 31, 2026
STRATEGIC WEALTH GROUP REGISTERED INVESTMENT ADVISOR, LLC
Investment adviser

SEC file number

801-108208

Source date

November 4, 2026
STRATEGIC WEALTH INVESTMENT GROUP, LLC
Investment adviser

SEC file number

801-117642

Source date

March 23, 2026
STRATEGIC WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-112757

Source date

March 9, 2026
STRATEGIC WEALTH PARTNERS LLC
Investment adviser

SEC file number

801-134414

Source date

July 16, 2026
STRATEGIC WEALTH PARTNERS, LTD.
Investment adviser

SEC file number

801-79487

Source date

March 29, 2026
STRATEGIES WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-112177

Source date

July 20, 2026
STRATEGIQ FUNDS, INC.
Investment adviser

SEC file number

801-136653

Source date

June 22, 2026
STRATEGY ASSET MANAGERS L.L.C.
Investment adviser

SEC file number

801-60049

Source date

October 7, 2026
STRATEGY CAPITAL LLC
Investment adviser

SEC file number

801-114124

Source date

March 2, 2026
STRATEGY FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-122298

Source date

October 21, 2026
STRATEGY, INC.
Investment adviser

SEC file number

801-130764

Source date

October 16, 2026
STRATHMORE CAPITAL ADVISORS, INC.
Investment adviser

SEC file number

801-106984

Source date

September 28, 2026
STRATIM PARTNERS LLC
Exempt reporting adviser

SEC file number

802-79621

Source date

August 19, 2026
STRATIS CAPITAL, LLC
Investment adviser

SEC file number

801-118000

Source date

March 10, 2026
STRATLAB MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-137564

Source date

September 21, 2026
STRATOS INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-107873

Source date

October 16, 2026
STRATOS TECHNOLOGIES CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-134714

Source date

August 14, 2026
STRATOS WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-108211

Source date

October 16, 2026
STRATOS WEALTH PARTNERS, LTD
Investment adviser

SEC file number

801-71457

Source date

November 2, 2026
STRATTAM CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-80136

Source date

March 25, 2026
STRATTNERS INVESTMENT LLC
Exempt reporting adviser

SEC file number

802-136763

Source date

June 17, 2026
STRATTON CAPITAL INVESTMENT ADVISORY LLC
Investment adviser

SEC file number

801-132386

Source date

June 4, 2026
STRATUS CAPITAL PARTNERS III S. GP LP
Exempt reporting adviser

SEC file number

802-117575

Source date

February 3, 2026
STRATXAI TECHNOLOGIES LTD
Investment adviser

SEC file number

801-128517

Source date

June 9, 2026
STRAUSS CAPITAL LLC
Exempt reporting adviser

SEC file number

802-131214

Source date

April 1, 2026
STRAUSS WEALTH ADVISING, INC.
Investment adviser

SEC file number

801-119480

Source date

February 25, 2026
STREAMLINED VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-120894

Source date

March 24, 2026
STREAMSONG ADVISORS, LLC
Investment adviser

SEC file number

801-135750

Source date

October 14, 2026
STREET CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-118875

Source date

March 24, 2026
STREETBEAT LLC
Investment adviser

SEC file number

801-122213

Source date

March 30, 2026
STREETER MOORE & STIPE LLC
Investment adviser

SEC file number

801-68644

Source date

March 27, 2026
STRENGTH CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-64170

Source date

March 31, 2026
STRENGTHENING FAMILIES & COMMUNITIES, LLC
Investment adviser

SEC file number

801-117778

Source date

July 10, 2026
STRENTA INVESTMENT MANAGEMENT SERVICES, LLC
Investment adviser

SEC file number

801-79045

Source date

November 4, 2026
STRIBLING-WHALEN FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-137279

Source date

October 1, 2026
STRICKLAND DAVIS ADVISORS LLC
Investment adviser

SEC file number

801-120990

Source date

September 17, 2026
STRICKLER INVESTMENT SERVICES, LLC
Investment adviser

SEC file number

801-135505

Source date

October 22, 2026
STRID GROUP, LLC
Investment adviser

SEC file number

801-79182

Source date

March 20, 2026
STRIDE CAPITAL GROUP, LP
Exempt reporting adviser

SEC file number

802-131514

Source date

March 6, 2026
STRIDE CONSUMER PARTNERS LLC
Investment adviser

SEC file number

801-119904

Source date

March 30, 2026
STRIDE INVESTMENTS, LLC
Investment adviser

SEC file number

801-118363

Source date

March 24, 2026
STRIDE.VC LLP
Exempt reporting adviser

SEC file number

802-127855

Source date

March 31, 2026
STRIKE CAPITAL INC.
Exempt reporting adviser

SEC file number

802-135952

Source date

March 24, 2026
STRIKER MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-134863

Source date

March 10, 2026
STRIPES MANAGEMENT, LLC
Investment adviser

SEC file number

801-73678

Source date

March 30, 2026
STRIVE ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-125907

Source date

June 12, 2026
STRIVE FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-131400

Source date

July 10, 2026
STRIVEPOINT CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-137674

Source date

October 7, 2026
STRIVUS WEALTH PARTNERS LLC
Investment adviser

SEC file number

801-131967

Source date

June 11, 2026
STRLEX CAPITAL GROUP INC
Exempt reporting adviser

SEC file number

802-134790

Source date

March 20, 2026
STRLTB CA LLC
Investment adviser

SEC file number

801-137258

Source date

August 10, 2026
STROBE VENTURES LP
Investment adviser

SEC file number

801-131772

Source date

May 21, 2026
STRONG INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-136985

Source date

August 27, 2026
STRONG RETIREMENT SOLUTIONS LLC
Investment adviser

SEC file number

801-132696

Source date

March 20, 2026
STRONG TOWER ADVISORY SERVICES LLC
Investment adviser

SEC file number

801-121575

Source date

February 17, 2026
STRONG VENTURES, LLC
Exempt reporting adviser

SEC file number

802-120954

Source date

March 26, 2026
STRONGBOX WEALTH, LLC
Investment adviser

SEC file number

801-117141

Source date

March 10, 2026
STRONGHAVEN LLC
Investment adviser

SEC file number

801-137603

Source date

September 28, 2026
STRONGHOLD WEALTH MANAGEMENT L.L.C.
Investment adviser

SEC file number

801-126054

Source date

March 9, 2026
STRONGTOWER WEALTH MANAGEMENT, PLC
Investment adviser

SEC file number

801-127373

Source date

September 8, 2026
STRUCTURAL CAPITAL MANAGEMENT COMPANY II, LP
Investment adviser

SEC file number

801-119164

Source date

April 24, 2026
STRUCTURAL SOLUTIONS LLC
Investment adviser

SEC file number

801-127895

Source date

April 1, 2026
STRUCTURE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-137115

Source date

August 19, 2026
STRUCTURED WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-133861

Source date

February 27, 2026
STUART INVESTMENT ADVISORS, INC.
Investment adviser

SEC file number

801-56546

Source date

March 12, 2026
STUDIO INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-121558

Source date

October 1, 2026
STURBRIDGE CAPITAL LLC
Investment adviser

SEC file number

801-73380

Source date

July 10, 2026
STURGEON VENTURES LLP
Investment adviser

SEC file number

801-77882

Source date

June 23, 2026
STURMAN WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-130657

Source date

February 26, 2026
STUYVESANT CAPITAL MANAGEMENT CORPORATION
Investment adviser

SEC file number

801-14169

Source date

March 29, 2026
STW ASSOCIATES
Investment adviser

SEC file number

801-38647

Source date

March 27, 2026
STWD INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-117203

Source date

March 4, 2026
STYLUS CAPITAL LLC
Investment adviser

SEC file number

801-107311

Source date

March 4, 2026
STYRAX CAPITAL LP
Investment adviser

SEC file number

801-123181

Source date

June 12, 2026
SUCCESS WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-129100

Source date

October 21, 2026
SUCCESSFUL MONEY STRATEGIES INC
Investment adviser

SEC file number

801-43656

Source date

October 15, 2026
SUCCESSFUL PORTFOLIOS LLC
Investment adviser

SEC file number

801-80702

Source date

October 9, 2026
SUCCESSION FINANCIAL, INC.
Investment adviser

SEC file number

801-133743

Source date

September 10, 2026
SUDBURY CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-79974

Source date

March 12, 2026
SUFFOLK TECHNOLOGIES FUND MANAGEMENT, L.L.C.
Exempt reporting adviser

SEC file number

802-126877

Source date

May 1, 2026
SUGAR CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-119944

Source date

March 30, 2026
SUGAR FREE CAPITAL MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-132785

Source date

March 30, 2026
SUGAR MAPLE ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-126457

Source date

March 11, 2026
SUISSA PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-136679

Source date

September 29, 2026
SULLIVAN FINANCIAL, LLC
Investment adviser

SEC file number

801-130753

Source date

March 23, 2026
SULLIVAN INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-135832

Source date

March 24, 2026
SULLIVAN REALTY CAPITAL, LLC
Investment adviser

SEC file number

801-72909

Source date

March 31, 2026
SULZBERGER CAPITAL ADVISORS, INC.
Investment adviser

SEC file number

801-136480

Source date

October 12, 2026
SUM ZERO WEALTH, LLC
Investment adviser

SEC file number

801-137030

Source date

October 28, 2026
SUMERU EQUITY PARTNERS L.P.
Investment adviser

SEC file number

801-81188

Source date

July 16, 2026
SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED
Investment adviser

SEC file number

801-36504

Source date

March 30, 2026
SUMITOMO MITSUI DS ASSET MANAGEMENT (SINGAPORE) PTE. LTD.
Investment adviser

SEC file number

801-119102

Source date

March 30, 2026
SUMITOMO MITSUI DS ASSET MANAGEMENT COMPANY, LIMITED
Investment adviser

SEC file number

801-116710

Source date

August 20, 2026
SUMITOMO MITSUI TRUST ASSET MANAGEMENT AMERICAS, INC.
Investment adviser

SEC file number

801-136669

Source date

October 28, 2026
SUMMA CORP.
Investment adviser

SEC file number

801-107935

Source date

September 17, 2026
SUMMA EQUITY AB
Exempt reporting adviser

SEC file number

802-108882

Source date

March 30, 2026
SUMMA GLOBAL ADVISORS, LLC
Investment adviser

SEC file number

801-71249

Source date

June 17, 2026
SUMMATION CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-135527

Source date

September 9, 2026
SUMMER CREEK WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-129913

Source date

March 31, 2026
SUMMER STREET CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-73785

Source date

March 30, 2026
SUMMERHAVEN INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-111663

Source date

March 27, 2026
SUMMIT ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-56221

Source date

October 6, 2026
SUMMIT CAPITAL SOLUTIONS LLC
Investment adviser

SEC file number

801-106842

Source date

October 5, 2026
SUMMIT CREEK ADVISORS, LLC
Investment adviser

SEC file number

801-70380

Source date

March 25, 2026
SUMMIT EQUITY PARTNERS LTD.
Exempt reporting adviser

SEC file number

802-134238

Source date

July 25, 2025
SUMMIT FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-96206

Source date

June 9, 2026
SUMMIT FINANCIAL CONSULTING LLC
Investment adviser

SEC file number

801-123641

Source date

September 28, 2026
SUMMIT FINANCIAL STRATEGIES INC
Investment adviser

SEC file number

801-50616

Source date

October 8, 2026
SUMMIT FINANCIAL WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-79686

Source date

July 29, 2026
SUMMIT FINANCIAL, LLC
Investment adviser

SEC file number

801-114377

Source date

September 3, 2026
SUMMIT GLOBAL INVESTMENTS, LLC
Investment adviser

SEC file number

801-76631

Source date

June 24, 2026
SUMMIT GROUP RETIREMENT PLANNERS, INC.
Investment adviser

SEC file number

801-110664

Source date

February 26, 2026
SUMMIT HILL WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-132346

Source date

February 4, 2026
SUMMIT HOUSE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-119903

Source date

September 15, 2026
SUMMIT INVESTMENT ADVISORS INC
Investment adviser

SEC file number

801-122314

Source date

March 31, 2026
SUMMIT INVESTMENT ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-110650

Source date

July 22, 2026
SUMMIT MANAGEMENT TECHNOLOGIES ABX, LLC
Exempt reporting adviser

SEC file number

802-134510

Source date

October 15, 2026
SUMMIT PARTNERS CREDIT ADVISORS, L.P.
Investment adviser

SEC file number

801-71248

Source date

August 20, 2026
SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-81001

Source date

August 20, 2026
SUMMIT PARTNERS, L.P.
Investment adviser

SEC file number

801-64273

Source date

August 20, 2026
SUMMIT PEAK INVESTMENTS, LLC
Investment adviser

SEC file number

801-121852

Source date

July 10, 2026
SUMMIT PLACE FINANCIAL ADVISORS,LLC
Investment adviser

SEC file number

801-96169

Source date

September 25, 2026
SUMMIT PLANNING GROUP, INC.
Investment adviser

SEC file number

801-122168

Source date

March 30, 2026
SUMMIT PORTFOLIO MANAGEMENT LLC
Investment adviser

SEC file number

801-46423

Source date

September 29, 2026
SUMMIT PRIVATE INVESTMENTS, INC.
Exempt reporting adviser

SEC file number

802-108341

Source date

March 16, 2026
SUMMIT ROCK ADVISORS, LP
Investment adviser

SEC file number

801-67952

Source date

March 27, 2026
SUMMIT STREET CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-77067

Source date

March 19, 2026
SUMMIT TRAIL ADVISORS, LLC
Investment adviser

SEC file number

801-99352

Source date

September 4, 2026
SUMMIT WEALTH & RETIREMENT PLANNING, INC.
Investment adviser

SEC file number

801-108910

Source date

March 9, 2026
SUMMIT WEALTH GROUP LLC
Investment adviser

SEC file number

801-107026

Source date

March 11, 2026
SUMMIT WEALTH GROUP LLC
Investment adviser

SEC file number

801-132262

Source date

November 2, 2026
SUMMIT WEALTH GROUP, LLC
Investment adviser

SEC file number

801-122606

Source date

September 8, 2026
SUMMIT WEALTH MANAGEMENT GROUP, INC.
Investment adviser

SEC file number

801-110950

Source date

October 1, 2026
SUMMIT WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-134170

Source date

May 4, 2026
SUMMIT WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-107751

Source date

March 27, 2026
SUMMITAS INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-130040

Source date

March 3, 2026
SUMMITPOINT CAPITAL MANAGEMENT
Investment adviser

SEC file number

801-133769

Source date

April 2, 2026
SUMMIT�QUANT�CAPITAL�INC.
Exempt reporting adviser

SEC file number

802-137311

Source date

August 17, 2026
SUMMITRY, LLC
Investment adviser

SEC file number

801-62398

Source date

October 26, 2026
SUMMITTX CAPITAL, L.P.
Investment adviser

SEC file number

801-131664

Source date

October 19, 2026
SUMMITWEST MANAGEMENT LTD
Exempt reporting adviser

SEC file number

802-134225

Source date

July 24, 2025
SUMNICHT & ASSOCIATES, LLC
Investment adviser

SEC file number

801-60309

Source date

March 27, 2026
SUMO INVESTMENT MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-130976

Source date

September 25, 2026
SUN CAPITAL ADVISORS, L.P.
Investment adviser

SEC file number

801-73215

Source date

June 23, 2026
SUN EUROPEAN PARTNERS LLP
Exempt reporting adviser

SEC file number

802-136753

Source date

June 16, 2026
SUN FINANCIAL, INC.
Investment adviser

SEC file number

801-131464

Source date

September 18, 2026
SUN GROUP WEALTH PARTNERS LLC
Investment adviser

SEC file number

801-79233

Source date

May 21, 2026
SUN LIFE CAPITAL MANAGEMENT (U.S.) LLC
Investment adviser

SEC file number

801-39938

Source date

March 31, 2026
SUN MOUNTAIN CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-72312

Source date

March 25, 2026
SUN MOUNTAIN PARTNERS, LLC
Investment adviser

SEC file number

801-136947

Source date

July 9, 2026
SUNAMERICA ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-19813

Source date

July 1, 2026
SUNBEAM CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-112112

Source date

March 20, 2026