Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 82 of 95

STRATEGIC CAPITAL ALLOCATION GROUP, L.L.C.
Investment adviser

SEC file number

801-60513

Source date

March 31, 2026
STRATEGIC CAPITAL INVESTMENT ADVISORS INC
Investment adviser

SEC file number

801-56603

Source date

February 23, 2026
STRATEGIC CAPITAL, INC.
Exempt reporting adviser

SEC file number

802-112234

Source date

February 9, 2026
STRATEGIC EQUITY MANAGEMENT, INC.
Investment adviser

SEC file number

801-55690

Source date

March 24, 2026
STRATEGIC FAMILY WEALTH COUNSELORS, L.L.C.
Investment adviser

SEC file number

801-69126

Source date

March 27, 2026
STRATEGIC FINANCIAL CONCEPTS, LLC
Investment adviser

SEC file number

801-67243

Source date

June 9, 2026
STRATEGIC FINANCIAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-73040

Source date

March 19, 2026
STRATEGIC FINANCIAL PARTNERS, LTD
Investment adviser

SEC file number

801-77447

Source date

March 13, 2026
STRATEGIC FINANCIAL PLANNING, INC.
Investment adviser

SEC file number

801-120190

Source date

March 31, 2026
STRATEGIC FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-33774

Source date

March 26, 2026
STRATEGIC FORESIGHT INVESTMENTS LLC
Investment adviser

SEC file number

801-134073

Source date

August 27, 2026
STRATEGIC GLOBAL ADVISORS, LLC
Investment adviser

SEC file number

801-108843

Source date

March 30, 2026
STRATEGIC INCOME GROUP LLC
Investment adviser

SEC file number

801-108752

Source date

June 12, 2026
STRATEGIC INCOME MANAGEMENT, LLC
Investment adviser

SEC file number

801-71765

Source date

August 28, 2026
STRATEGIC INTERNATIONAL LIMITED
Investment adviser

SEC file number

801-110143

Source date

March 30, 2026
STRATEGIC INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-110692

Source date

June 19, 2026
STRATEGIC INVESTMENT FUND, INC.
Exempt reporting adviser

SEC file number

802-99349

Source date

May 11, 2026
STRATEGIC INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-31849

Source date

March 31, 2026
STRATEGIC INVESTMENT SOLUTIONS, INC.
Investment adviser

SEC file number

801-67584

Source date

February 16, 2026
STRATEGIC PARTNERS FUND SOLUTIONS ADVISORS L.P.
Investment adviser

SEC file number

801-63980

Source date

June 11, 2026
STRATEGIC PLANNING GROUP, INC.
Investment adviser

SEC file number

801-72178

Source date

March 17, 2026
STRATEGIC PLANNING GROUP, LLC
Investment adviser

SEC file number

801-112440

Source date

September 24, 2026
STRATEGIC PLANNING, INC.
Investment adviser

SEC file number

801-110105

Source date

March 30, 2026
STRATEGIC POINT INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-61711

Source date

March 30, 2026
STRATEGIC PORTFOLIO SOLUTIONS, LLC
Investment adviser

SEC file number

801-131029

Source date

March 6, 2026
STRATEGIC PROBABILITY PARTNERS, LLC
Investment adviser

SEC file number

801-126516

Source date

March 24, 2026
STRATEGIC RETIREMENT ADVISORS, LLC
Investment adviser

SEC file number

801-114888

Source date

June 30, 2026
STRATEGIC SWISS ADVISORS AG
Investment adviser

SEC file number

801-78725

Source date

July 15, 2026
STRATEGIC VALUE BANK PARTNERS LLC
Investment adviser

SEC file number

801-113738

Source date

March 17, 2026
STRATEGIC VALUE PARTNERS, LLC
Investment adviser

SEC file number

801-72080

Source date

June 8, 2026
STRATEGIC WEALTH ADVISORS GROUP, INC.
Investment adviser

SEC file number

801-130149

Source date

March 30, 2026
STRATEGIC WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-62947

Source date

February 18, 2026
STRATEGIC WEALTH CAPITAL, LLC
Investment adviser

SEC file number

801-127930

Source date

March 31, 2026
STRATEGIC WEALTH GROUP REGISTERED INVESTMENT ADVISOR, LLC
Investment adviser

SEC file number

801-108208

Source date

June 11, 2026
STRATEGIC WEALTH INVESTMENT GROUP, LLC
Investment adviser

SEC file number

801-117642

Source date

March 23, 2026
STRATEGIC WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-112757

Source date

March 9, 2026
STRATEGIC WEALTH PARTNERS LLC
Investment adviser

SEC file number

801-134414

Source date

July 16, 2026
STRATEGIC WEALTH PARTNERS, LTD.
Investment adviser

SEC file number

801-79487

Source date

March 29, 2026
STRATEGIES WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-112177

Source date

July 20, 2026
STRATEGIQ FUNDS, INC.
Investment adviser

SEC file number

801-136653

Source date

June 22, 2026
STRATEGY ASSET MANAGERS L.L.C.
Investment adviser

SEC file number

801-60049

Source date

June 11, 2026
STRATEGY CAPITAL LLC
Investment adviser

SEC file number

801-114124

Source date

March 2, 2026
STRATEGY FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-122298

Source date

March 31, 2026
STRATEGY, INC.
Investment adviser

SEC file number

801-130764

Source date

February 4, 2026
STRATHMORE CAPITAL ADVISORS, INC.
Investment adviser

SEC file number

801-106984

Source date

September 10, 2026
STRATIM PARTNERS LLC
Exempt reporting adviser

SEC file number

802-79621

Source date

August 19, 2026
STRATIS CAPITAL, LLC
Investment adviser

SEC file number

801-118000

Source date

March 10, 2026
STRATLAB MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-137564

Source date

September 21, 2026
STRATOS INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-107873

Source date

September 17, 2026
STRATOS TECHNOLOGIES CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-134714

Source date

August 14, 2026
STRATOS WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-108211

Source date

September 16, 2026
STRATOS WEALTH PARTNERS, LTD
Investment adviser

SEC file number

801-71457

Source date

September 16, 2026
STRATTAM CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-80136

Source date

March 25, 2026
STRATTNERS INVESTMENT LLC
Exempt reporting adviser

SEC file number

802-136763

Source date

June 17, 2026
STRATTON CAPITAL INVESTMENT ADVISORY LLC
Investment adviser

SEC file number

801-132386

Source date

June 4, 2026
STRATUS CAPITAL PARTNERS III S. GP LP
Exempt reporting adviser

SEC file number

802-117575

Source date

February 3, 2026
STRATXAI TECHNOLOGIES LTD
Investment adviser

SEC file number

801-128517

Source date

June 9, 2026
STRAUSS CAPITAL LLC
Exempt reporting adviser

SEC file number

802-131214

Source date

April 1, 2026
STRAUSS WEALTH ADVISING, INC.
Investment adviser

SEC file number

801-119480

Source date

February 25, 2026
STREAMLINED VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-120894

Source date

March 24, 2026
STREAMSONG ADVISORS, LLC
Investment adviser

SEC file number

801-135750

Source date

August 7, 2026
STREET CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-118875

Source date

March 24, 2026
STREETBEAT LLC
Investment adviser

SEC file number

801-122213

Source date

March 30, 2026
STREETER MOORE & STIPE LLC
Investment adviser

SEC file number

801-68644

Source date

March 27, 2026
STRENGTH CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-64170

Source date

March 31, 2026
STRENGTHENING FAMILIES & COMMUNITIES, LLC
Investment adviser

SEC file number

801-117778

Source date

July 10, 2026
STRENTA INVESTMENT MANAGEMENT SERVICES, LLC
Investment adviser

SEC file number

801-79045

Source date

March 26, 2026
STRETFORD END CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-131118

Source date

March 28, 2025
STRICKLAND DAVIS ADVISORS LLC
Investment adviser

SEC file number

801-120990

Source date

September 17, 2026
STRICKLER INVESTMENT SERVICES, LLC
Investment adviser

SEC file number

801-135505

Source date

August 27, 2026
STRID GROUP, LLC
Investment adviser

SEC file number

801-79182

Source date

March 20, 2026
STRIDE CAPITAL GROUP, LP
Exempt reporting adviser

SEC file number

802-131514

Source date

March 6, 2026
STRIDE CONSUMER PARTNERS LLC
Investment adviser

SEC file number

801-119904

Source date

March 30, 2026
STRIDE INVESTMENTS, LLC
Investment adviser

SEC file number

801-118363

Source date

March 24, 2026
STRIDE.VC LLP
Exempt reporting adviser

SEC file number

802-127855

Source date

March 31, 2026
STRIKE CAPITAL INC.
Exempt reporting adviser

SEC file number

802-135952

Source date

March 24, 2026
STRIKER MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-134863

Source date

March 10, 2026
STRIPES MANAGEMENT, LLC
Investment adviser

SEC file number

801-73678

Source date

March 30, 2026
STRIVE ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-125907

Source date

June 12, 2026
STRIVE FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-131400

Source date

July 10, 2026
STRIVUS WEALTH PARTNERS LLC
Investment adviser

SEC file number

801-131967

Source date

June 11, 2026
STRLEX CAPITAL GROUP INC
Exempt reporting adviser

SEC file number

802-134790

Source date

March 20, 2026
STRLTB CA LLC
Investment adviser

SEC file number

801-137258

Source date

August 10, 2026
STROBE VENTURES LP
Investment adviser

SEC file number

801-131772

Source date

May 21, 2026
STRONG INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-136985

Source date

August 27, 2026
STRONG RETIREMENT SOLUTIONS LLC
Investment adviser

SEC file number

801-132696

Source date

March 20, 2026
STRONG TOWER ADVISORY SERVICES LLC
Investment adviser

SEC file number

801-121575

Source date

February 17, 2026
STRONG VENTURES, LLC
Exempt reporting adviser

SEC file number

802-120954

Source date

March 26, 2026
STRONGBOX WEALTH, LLC
Investment adviser

SEC file number

801-117141

Source date

March 10, 2026
STRONGHOLD WEALTH MANAGEMENT L.L.C.
Investment adviser

SEC file number

801-126054

Source date

March 9, 2026
STRONGTOWER WEALTH MANAGEMENT, PLC
Investment adviser

SEC file number

801-127373

Source date

September 8, 2026
STRUCTURAL CAPITAL MANAGEMENT COMPANY II, LP
Investment adviser

SEC file number

801-119164

Source date

April 24, 2026
STRUCTURAL SOLUTIONS LLC
Investment adviser

SEC file number

801-127895

Source date

April 1, 2026
STRUCTURE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-137115

Source date

August 19, 2026
STRUCTURED WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-133861

Source date

February 27, 2026
STUART INVESTMENT ADVISORS, INC.
Investment adviser

SEC file number

801-56546

Source date

March 12, 2026
STUDIO INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-121558

Source date

March 24, 2026
STURBRIDGE CAPITAL LLC
Investment adviser

SEC file number

801-73380

Source date

July 10, 2026
STURGEON VENTURES LLP
Investment adviser

SEC file number

801-77882

Source date

June 23, 2026
STURMAN WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-130657

Source date

February 26, 2026
STUYVESANT CAPITAL MANAGEMENT CORPORATION
Investment adviser

SEC file number

801-14169

Source date

March 29, 2026
STW ASSOCIATES
Investment adviser

SEC file number

801-38647

Source date

March 27, 2026
STWD INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-117203

Source date

March 4, 2026
STYLUS CAPITAL LLC
Investment adviser

SEC file number

801-107311

Source date

March 4, 2026
STYRAX CAPITAL LP
Investment adviser

SEC file number

801-123181

Source date

June 12, 2026
SUCCESS WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-129100

Source date

September 1, 2026
SUCCESSFUL MONEY STRATEGIES INC
Investment adviser

SEC file number

801-43656

Source date

March 10, 2026
SUCCESSFUL PORTFOLIOS LLC
Investment adviser

SEC file number

801-80702

Source date

March 27, 2026
SUCCESSION FINANCIAL, INC.
Investment adviser

SEC file number

801-133743

Source date

September 10, 2026
SUDBURY CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-79974

Source date

March 12, 2026
SUFFOLK TECHNOLOGIES FUND MANAGEMENT, L.L.C.
Exempt reporting adviser

SEC file number

802-126877

Source date

May 1, 2026
SUGAR CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-119944

Source date

March 30, 2026
SUGAR FREE CAPITAL MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-132785

Source date

March 30, 2026
SUGAR MAPLE ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-126457

Source date

March 11, 2026
SUISSA PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-136679

Source date

August 21, 2026
SULLIVAN FINANCIAL, LLC
Investment adviser

SEC file number

801-130753

Source date

March 23, 2026
SULLIVAN INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-135832

Source date

March 24, 2026
SULLIVAN REALTY CAPITAL, LLC
Investment adviser

SEC file number

801-72909

Source date

March 31, 2026
SULZBERGER CAPITAL ADVISORS, INC.
Investment adviser

SEC file number

801-136480

Source date

May 13, 2026
SUM ZERO WEALTH, LLC
Investment adviser

SEC file number

801-137030

Source date

August 7, 2026
SUMERU EQUITY PARTNERS L.P.
Investment adviser

SEC file number

801-81188

Source date

July 16, 2026
SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED
Investment adviser

SEC file number

801-36504

Source date

March 30, 2026
SUMITOMO MITSUI DS ASSET MANAGEMENT (SINGAPORE) PTE. LTD.
Investment adviser

SEC file number

801-119102

Source date

March 30, 2026
SUMITOMO MITSUI DS ASSET MANAGEMENT COMPANY, LIMITED
Investment adviser

SEC file number

801-116710

Source date

August 20, 2026
SUMITOMO MITSUI TRUST ASSET MANAGEMENT AMERICAS, INC.
Investment adviser

SEC file number

801-136669

Source date

September 16, 2026
SUMMA CORP.
Investment adviser

SEC file number

801-107935

Source date

September 17, 2026
SUMMA EQUITY AB
Exempt reporting adviser

SEC file number

802-108882

Source date

March 30, 2026
SUMMA GLOBAL ADVISORS, LLC
Investment adviser

SEC file number

801-71249

Source date

June 17, 2026
SUMMATION CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-135527

Source date

September 9, 2026
SUMMER CREEK WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-129913

Source date

March 31, 2026
SUMMER STREET CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-73785

Source date

March 30, 2026
SUMMERHAVEN INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-111663

Source date

March 27, 2026
SUMMIT ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-56221

Source date

March 16, 2026
SUMMIT CAPITAL SOLUTIONS LLC
Investment adviser

SEC file number

801-106842

Source date

September 23, 2026
SUMMIT CREEK ADVISORS, LLC
Investment adviser

SEC file number

801-70380

Source date

March 25, 2026
SUMMIT EQUITY PARTNERS LTD.
Exempt reporting adviser

SEC file number

802-134238

Source date

July 25, 2025
SUMMIT FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-96206

Source date

June 9, 2026
SUMMIT FINANCIAL CONSULTING LLC
Investment adviser

SEC file number

801-123641

Source date

September 25, 2026
SUMMIT FINANCIAL STRATEGIES INC
Investment adviser

SEC file number

801-50616

Source date

August 31, 2026
SUMMIT FINANCIAL WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-79686

Source date

July 29, 2026
SUMMIT FINANCIAL, LLC
Investment adviser

SEC file number

801-114377

Source date

September 3, 2026
SUMMIT GLOBAL INVESTMENTS, LLC
Investment adviser

SEC file number

801-76631

Source date

June 24, 2026
SUMMIT GROUP RETIREMENT PLANNERS, INC.
Investment adviser

SEC file number

801-110664

Source date

February 26, 2026
SUMMIT HILL WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-132346

Source date

February 4, 2026
SUMMIT HOUSE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-119903

Source date

September 15, 2026
SUMMIT INVESTMENT ADVISORS INC
Investment adviser

SEC file number

801-122314

Source date

March 31, 2026
SUMMIT INVESTMENT ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-110650

Source date

July 22, 2026
SUMMIT MANAGEMENT TECHNOLOGIES ABX, LLC
Exempt reporting adviser

SEC file number

802-134510

Source date

March 27, 2026
SUMMIT PARTNERS CREDIT ADVISORS, L.P.
Investment adviser

SEC file number

801-71248

Source date

August 20, 2026
SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-81001

Source date

August 20, 2026
SUMMIT PARTNERS, L.P.
Investment adviser

SEC file number

801-64273

Source date

August 20, 2026
SUMMIT PEAK INVESTMENTS, LLC
Investment adviser

SEC file number

801-121852

Source date

July 10, 2026
SUMMIT PLACE FINANCIAL ADVISORS,LLC
Investment adviser

SEC file number

801-96169

Source date

September 25, 2026
SUMMIT PLANNING GROUP, INC.
Investment adviser

SEC file number

801-122168

Source date

March 30, 2026
SUMMIT PORTFOLIO MANAGEMENT LLC
Investment adviser

SEC file number

801-46423

Source date

June 16, 2026
SUMMIT PRIVATE INVESTMENTS, INC.
Exempt reporting adviser

SEC file number

802-108341

Source date

March 16, 2026
SUMMIT ROCK ADVISORS, LP
Investment adviser

SEC file number

801-67952

Source date

March 27, 2026
SUMMIT STREET CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-77067

Source date

March 19, 2026
SUMMIT TRAIL ADVISORS, LLC
Investment adviser

SEC file number

801-99352

Source date

September 4, 2026
SUMMIT WEALTH & RETIREMENT PLANNING, INC.
Investment adviser

SEC file number

801-108910

Source date

March 9, 2026
SUMMIT WEALTH GROUP LLC
Investment adviser

SEC file number

801-107026

Source date

March 11, 2026
SUMMIT WEALTH GROUP LLC
Investment adviser

SEC file number

801-132262

Source date

July 14, 2026
SUMMIT WEALTH GROUP, LLC
Investment adviser

SEC file number

801-122606

Source date

September 8, 2026
SUMMIT WEALTH MANAGEMENT GROUP, INC.
Investment adviser

SEC file number

801-110950

Source date

August 6, 2026
SUMMIT WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-134170

Source date

May 4, 2026
SUMMIT WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-107751

Source date

March 27, 2026
SUMMITAS INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-130040

Source date

March 3, 2026
SUMMITPOINT CAPITAL MANAGEMENT
Investment adviser

SEC file number

801-133769

Source date

April 2, 2026
SUMMIT�QUANT�CAPITAL�INC.
Exempt reporting adviser

SEC file number

802-137311

Source date

August 17, 2026
SUMMITRY, LLC
Investment adviser

SEC file number

801-62398

Source date

June 30, 2026
SUMMITTX CAPITAL, L.P.
Investment adviser

SEC file number

801-131664

Source date

August 26, 2026
SUMMITWEST MANAGEMENT LTD
Exempt reporting adviser

SEC file number

802-134225

Source date

July 24, 2025
SUMNICHT & ASSOCIATES, LLC
Investment adviser

SEC file number

801-60309

Source date

March 27, 2026
SUMO INVESTMENT MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-130976

Source date

September 25, 2026
SUN CAPITAL ADVISORS, L.P.
Investment adviser

SEC file number

801-73215

Source date

June 23, 2026
SUN EUROPEAN PARTNERS LLP
Exempt reporting adviser

SEC file number

802-136753

Source date

June 16, 2026
SUN FINANCIAL, INC.
Investment adviser

SEC file number

801-131464

Source date

September 18, 2026
SUN GROUP WEALTH PARTNERS LLC
Investment adviser

SEC file number

801-79233

Source date

May 21, 2026
SUN LIFE CAPITAL MANAGEMENT (U.S.) LLC
Investment adviser

SEC file number

801-39938

Source date

March 31, 2026
SUN MOUNTAIN CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-72312

Source date

March 25, 2026
SUN MOUNTAIN PARTNERS, LLC
Investment adviser

SEC file number

801-136947

Source date

July 9, 2026
SUNAMERICA ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-19813

Source date

July 1, 2026
SUNBEAM CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-112112

Source date

March 20, 2026
SUNBELT SECURITIES, INC.
Investment adviser

SEC file number

801-71479

Source date

June 16, 2026
SUNBURST FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-107720

Source date

May 4, 2026
SUNCOAST CAPITAL MANAGEMENT
Investment adviser

SEC file number

801-117295

Source date

July 1, 2026
SUNCOAST EQUITY MANAGEMENT, LLC
Investment adviser

SEC file number

801-62262

Source date

March 25, 2026
SUNDANCE BAY INVESTMENT MANAGER, LLC
Investment adviser

SEC file number

801-118520

Source date

March 31, 2026
SUNDANCE GROWTH MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-134297

Source date

March 27, 2026
SUNDIAL WEALTH LLC
Investment adviser

SEC file number

801-135014

Source date

July 1, 2026
SUNDOWNER CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-123347

Source date

March 30, 2026
SUNDVOLD CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-57007

Source date

March 13, 2026
SUNESIS ADVISORS, LLC
Investment adviser

SEC file number

801-72788

Source date

March 17, 2026
SUNFLOWER CAPITAL INVESTMENT MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-136146

Source date

March 31, 2026
SUNFLOWER VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-127266

Source date

February 2, 2026
SUNPOINTE, LLC
Investment adviser

SEC file number

801-118361

Source date

July 10, 2026
SUNRIDGE PARTNERS (UK) LLP
Exempt reporting adviser

SEC file number

802-114235

Source date

May 19, 2026
SUNRISE CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-134656

Source date

January 30, 2026
SUNRISE FINANCIAL SERVICES LLC
Investment adviser

SEC file number

801-132461

Source date

April 15, 2026
SUNRISE INVESTMENTS HOLDINGS LIMITED
Exempt reporting adviser

SEC file number

802-119865

Source date

March 31, 2026
SUNRISE MANAGER LLC
Investment adviser

SEC file number

801-130413

Source date

March 31, 2026
SUNRIVER MANAGEMENT LLC
Investment adviser

SEC file number

801-106651

Source date

March 30, 2026
SUNSHINE LAKE MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-137218

Source date

August 3, 2026
SUNSTATE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-122830

Source date

May 15, 2026
SUNSTONE ADVISORS, LLC
Investment adviser

SEC file number

801-127225

Source date

March 31, 2026
SUNSTONE ASSET MANAGEMENT, LP
Investment adviser

SEC file number

801-133932

Source date

March 23, 2026
SUNSTONE PARTNERS MANAGEMENT, LLC
Investment adviser

SEC file number

801-117367

Source date

July 2, 2026
SUNTX CAPITAL MANAGEMENT CORP.
Investment adviser

SEC file number

801-74045

Source date

March 30, 2026
SUNU VENTURES B.V.
Exempt reporting adviser

SEC file number

802-131160

Source date

April 4, 2025
SUPER ANGEL FUND GP, LLC
Exempt reporting adviser

SEC file number

802-135973

Source date

March 25, 2026
SUPERBLOOM PARTNERS MANAGEMENT LLC
Investment adviser

SEC file number

801-133985

Source date

July 28, 2026
SUPERCYCLE GENESIS MANAGERS, LLC
Exempt reporting adviser

SEC file number

802-137089

Source date

July 15, 2026
SUPERINTELLIGENCE CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-137160

Source date

July 24, 2026
SUPERIOR FINANCIAL, LLC
Investment adviser

SEC file number

801-136350

Source date

April 24, 2026
SUPERIOR PLANNING, LLC
Investment adviser

SEC file number

801-131301

Source date

June 2, 2026
SUPERNATURAL VENTURES FUND MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-134328

Source date

April 2, 2026
SUPERSET CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-118299

Source date

March 17, 2026
SUPERSTATE ADVISERS LLC
Investment adviser

SEC file number

801-132908

Source date

March 27, 2026
SUPERSTRING CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-118766

Source date

March 30, 2026
SUPERSYMMETRY PARTNERS LP
Exempt reporting adviser

SEC file number

802-136421

Source date

May 4, 2026
SUPPLY CHANGE CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-122514

Source date

March 31, 2026
SUPPLYSCI, LLC
Exempt reporting adviser

SEC file number

802-132929

Source date

March 27, 2026
SUPREME ALLIANCE LLC
Investment adviser

SEC file number

801-108980

Source date

June 29, 2026
SURFACE VENTURE MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-120095

Source date

March 26, 2026
SURGEPOINT CAPITAL LLC
Exempt reporting adviser

SEC file number

802-131945

Source date

February 19, 2026
SURGOCAP PARTNERS LP
Investment adviser

SEC file number

801-126914

Source date

June 26, 2026
SURIENCE PRIVATE WEALTH LLC
Investment adviser

SEC file number

801-120656

Source date

May 4, 2026
SURMOUNT VENTURES MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-135928

Source date

March 23, 2026
SUSA VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-80729

Source date

May 27, 2026
SUSTAINABLE ADVISORS ALLIANCE LLC
Investment adviser

SEC file number

801-120088

Source date

April 16, 2026
SUSTAINABLE CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-88218

Source date

March 31, 2026
SUSTAINABLE GROWTH ADVISERS, LP
Investment adviser

SEC file number

801-62151

Source date

March 30, 2026
SUSTAINABLE INSIGHT CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-77870

Source date

March 27, 2026
SUSTAINABLE INVESTMENT SOLUTIONS, LLC
Investment adviser

SEC file number

801-120911

Source date

March 3, 2026
SUSTAINVEST ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-132906

Source date

March 26, 2026
SUTTER HILL VENTURES, L.L.C.
Exempt reporting adviser

SEC file number

802-75145

Source date

March 27, 2026
SUTTERFIELD FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-63652

Source date

March 27, 2026
SUTTLE CROSSLAND WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-135579

Source date

May 12, 2026
SUTTON PLACE INVESTORS LLC
Investment adviser

SEC file number

801-114219

Source date

September 8, 2026
SV TECH VENTURES, INC.
Exempt reporting adviser

SEC file number

802-114682

Source date

March 9, 2026
SV ANGEL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-75165

Source date

March 30, 2026
SV HEALTH INVESTORS, LLC
Investment adviser

SEC file number

801-110943

Source date

March 31, 2026
SV HEALTH MANAGERS LLP
Exempt reporting adviser

SEC file number

802-115123

Source date

March 24, 2026
SV INVESTMENT MANAGER I LTD.
Exempt reporting adviser

SEC file number

802-120184

Source date

March 30, 2026
SV US MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-136407

Source date

May 1, 2026
SVAC PTE. LTD.
Exempt reporting adviser

SEC file number

802-129585

Source date

March 27, 2026
SVB ASSET MANAGEMENT
Investment adviser

SEC file number

801-61674

Source date

September 18, 2026
SVB WEALTH LLC
Investment adviser

SEC file number

801-80480

Source date

March 31, 2026
SVERICA CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-73362

Source date

March 30, 2026
SVN GLOBAL PRIVATE ADVISORS LLC
Investment adviser

SEC file number

801-130322

Source date

March 30, 2026