Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 81 of 95

STATETRUST CAPITAL, LLC.
Investment adviser

SEC file number

801-60478

Source date

September 24, 2026
STATHEROS FINANCIAL SOLUTIONS, INC.
Investment adviser

SEC file number

801-117649

Source date

June 2, 2026
STAVIS WEALTH TRANSFER SOLUTIONS, LLC
Investment adviser

SEC file number

801-128853

Source date

March 23, 2026
STAWNYCHY FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-133023

Source date

March 30, 2026
STAX LABS LLC
Investment adviser

SEC file number

801-137390

Source date

September 1, 2026
STCAP MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-119722

Source date

February 4, 2026
STCP NORTH AMERICA LLC
Exempt reporting adviser

SEC file number

802-117174

Source date

April 1, 2026
STEADFAST CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-73425

Source date

March 31, 2026
STEADMONT ADVISORS, LLC
Investment adviser

SEC file number

801-129271

Source date

August 13, 2026
STEADTRUST LLC
Investment adviser

SEC file number

801-131951

Source date

March 14, 2026
STEADVIEW CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-77079

Source date

March 25, 2026
STEADY RETURNS, LLC
Investment adviser

SEC file number

801-121868

Source date

February 23, 2026
STEALTHPOINT, LLC
Exempt reporting adviser

SEC file number

802-127149

Source date

July 13, 2025
STEAMBOAT CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-108071

Source date

April 28, 2026
STEAMBOAT VENTURES ASIA MANAGEMENT, LTD.
Exempt reporting adviser

SEC file number

802-75535

Source date

December 16, 2025
STEBEN & COMPANY, LLC
Investment adviser

SEC file number

801-64686

Source date

February 17, 2026
STEDFAST CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-133881

Source date

March 31, 2026
STEEL ATLAS MANAGEMENT INC
Exempt reporting adviser

SEC file number

802-131555

Source date

March 13, 2026
STEEL CITY SPORTS FUND GP, LLC
Exempt reporting adviser

SEC file number

802-136882

Source date

September 24, 2026
STEEL CITY SPORTS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-136881

Source date

September 24, 2026
STEEL GROVE CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-60517

Source date

March 27, 2026
STEELE CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-50636

Source date

August 26, 2026
STEELE CREEK INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-79139

Source date

March 24, 2026
STEELE STREET CAPITAL LLC
Investment adviser

SEC file number

801-130911

Source date

July 21, 2026
STEELEHARBOUR MANAGEMENT COMPANY LLC
Exempt reporting adviser

SEC file number

802-118708

Source date

April 6, 2026
STEELHEAD CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-117461

Source date

March 30, 2026
STEELHEAD PARTNERS,LLC
Investment adviser

SEC file number

801-65393

Source date

March 31, 2026
STEELHEAD WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-134675

Source date

March 19, 2026
STEELOAKS INVESTMENT ADVISERS, INC.
Investment adviser

SEC file number

801-55467

Source date

March 27, 2026
STEELPEAK WEALTH, LLC
Investment adviser

SEC file number

801-77132

Source date

July 29, 2026
STEELSKY VENTURES LLC
Exempt reporting adviser

SEC file number

802-126911

Source date

February 26, 2026
STEEPROCK CAPITAL II LLC
Investment adviser

SEC file number

801-80347

Source date

June 24, 2026
STEFFENS FINANCIAL CORP
Investment adviser

SEC file number

801-136512

Source date

September 25, 2026
STEFFES FINANCIAL, LTD
Investment adviser

SEC file number

801-64179

Source date

February 9, 2026
STEGENT EQUITY ADVISORS INC.
Investment adviser

SEC file number

801-63736

Source date

February 27, 2026
STEGINSKY CAPITAL LLC
Investment adviser

SEC file number

801-57377

Source date

April 1, 2026
STEGNER INVESTMENT ASSOCIATES INC
Investment adviser

SEC file number

801-46803

Source date

September 21, 2026
STEIGERWALD, GORDON & KOCH INC.
Investment adviser

SEC file number

801-55694

Source date

July 8, 2026
STEINBERG ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-60898

Source date

March 18, 2026
STEINBERG INDIA ADVISORS PRIVATE LIMITED
Exempt reporting adviser

SEC file number

802-119261

Source date

July 1, 2026
STEINBERG INDIA ASSET MANAGEMENT, LTD.
Exempt reporting adviser

SEC file number

802-119215

Source date

March 18, 2026
STELAC ADVISORY SERVICES LLC
Investment adviser

SEC file number

801-68823

Source date

March 31, 2026
STELAC CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-126260

Source date

May 29, 2026
STELLA POINT CAPITAL, LP
Investment adviser

SEC file number

801-112232

Source date

March 25, 2026
STELLAR MANAGEMENT PARTNERS LLC
Exempt reporting adviser

SEC file number

802-131583

Source date

March 25, 2026
STELLAR VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-129887

Source date

March 11, 2026
STELLARIS ADVISORS LLP
Exempt reporting adviser

SEC file number

802-129896

Source date

June 30, 2026
STELLARIS INVESTMENT MANAGEMENT 3 IFSC LLP
Exempt reporting adviser

SEC file number

802-134857

Source date

June 30, 2026
STELLARIS VENTURE ADVISORS 2 LLP
Exempt reporting adviser

SEC file number

802-129897

Source date

June 30, 2026
STELLATION MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-122545

Source date

March 20, 2026
STELLEX CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-80896

Source date

March 31, 2026
STELLUS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-73036

Source date

July 14, 2026
STELLUS PRIVATE BDC ADVISOR, LLC
Investment adviser

SEC file number

801-122873

Source date

July 15, 2026
STELVIO WEALTH PARTNERS LLC
Investment adviser

SEC file number

801-137327

Source date

August 31, 2026
STEMBROOK ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-131731

Source date

March 31, 2026
STEMPOINT CAPITAL LP
Investment adviser

SEC file number

801-127041

Source date

March 30, 2026
STENGER FAMILY OFFICE, LLC
Investment adviser

SEC file number

801-127416

Source date

July 21, 2026
STENHAM ASSET MANAGEMENT LIMITED
Investment adviser

SEC file number

801-76754

Source date

June 30, 2026
STEP ADVISERS, LLC
Investment adviser

SEC file number

801-126160

Source date

August 7, 2026
STEP AHEAD CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-136571

Source date

May 24, 2026
STEPHEN CRAIG SCHULMERICH
Investment adviser

SEC file number

801-63384

Source date

September 23, 2026
STEPHEN J. GARRY & ASSOCIATES, LLC
Investment adviser

SEC file number

801-113487

Source date

March 24, 2026
STEPHEN SMITH FINANCIAL INC.
Investment adviser

SEC file number

801-134877

Source date

July 8, 2026
STEPHENS GROUP ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-111747

Source date

March 27, 2026
STEPHENS INC.
Investment adviser

SEC file number

801-15510

Source date

August 11, 2026
STEPHENS INVESTMENT MANAGEMENT GROUP, LLC
Investment adviser

SEC file number

801-64675

Source date

July 16, 2026
STEPHENSON AND COMPANY, INC.
Investment adviser

SEC file number

801-117128

Source date

March 17, 2026
STEPP & ROTHWELL INC
Investment adviser

SEC file number

801-55489

Source date

September 9, 2026
STEPSTONE GROUP EUROPE ALTERNATIVE INVESTMENTS LIMITED
Investment adviser

SEC file number

801-108403

Source date

June 29, 2026
STEPSTONE GROUP LP
Investment adviser

SEC file number

801-68079

Source date

July 30, 2026
STEPSTONE GROUP PRIVATE DEBT AG
Exempt reporting adviser

SEC file number

802-117943

Source date

June 29, 2026
STEPSTONE GROUP PRIVATE DEBT LLC
Investment adviser

SEC file number

801-126880

Source date

June 29, 2026
STEPSTONE GROUP PRIVATE WEALTH LLC
Investment adviser

SEC file number

801-117639

Source date

June 29, 2026
STEPSTONE GROUP REAL ASSETS LP
Investment adviser

SEC file number

801-106844

Source date

July 30, 2026
STEPSTONE GROUP REAL ESTATE LP
Investment adviser

SEC file number

801-106835

Source date

July 30, 2026
STERLING ADVISORY SERVICES, INC.
Exempt reporting adviser

SEC file number

802-76632

Source date

February 23, 2026
STERLING ASSET MANAGEMENT CO INC
Investment adviser

SEC file number

801-38321

Source date

February 24, 2026
STERLING BAY CAPITAL ADVISERS, LLC
Investment adviser

SEC file number

801-107267

Source date

July 31, 2026
STERLING BRIDGE FINANCIAL GROUP LLC
Investment adviser

SEC file number

801-135915

Source date

March 20, 2026
STERLING CAPITAL MANAGEMENT INC
Investment adviser

SEC file number

801-54107

Source date

March 24, 2026
STERLING CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-64257

Source date

July 15, 2026
STERLING FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-126400

Source date

March 28, 2026
STERLING FINANCIAL PLANNING INC
Investment adviser

SEC file number

801-56025

Source date

September 8, 2026
STERLING FUND MANAGEMENT, LLC
Investment adviser

SEC file number

801-73946

Source date

March 31, 2026
STERLING GROUP WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-77006

Source date

March 30, 2026
STERLING INVESTMENT ADVISORS LTD.
Investment adviser

SEC file number

801-66769

Source date

March 21, 2026
STERLING INVESTMENT ADVISORS,LLC
Investment adviser

SEC file number

801-63925

Source date

March 5, 2026
STERLING INVESTMENT COUNSEL, LLC
Investment adviser

SEC file number

801-107624

Source date

August 26, 2026
STERLING INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-50373

Source date

March 18, 2026
STERLING INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-80903

Source date

March 25, 2026
STERLING INVESTMENT PARTNERS ADVISERS, LLC
Investment adviser

SEC file number

801-73976

Source date

March 31, 2026
STERLING INVESTORS LP
Investment adviser

SEC file number

801-120203

Source date

May 12, 2026
STERLING MANOR FINANCIAL, LLC
Investment adviser

SEC file number

801-107975

Source date

May 11, 2026
STERLING RETIREMENT GROUP OF SACRAMENTO INC.
Investment adviser

SEC file number

801-127819

Source date

March 26, 2026
STERLING WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-121920

Source date

April 1, 2026
STERLING WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-112948

Source date

March 26, 2026
STERN CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-110311

Source date

March 27, 2026
STERNECK CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-45256

Source date

July 7, 2026
STEVE LYNCH WEALTH MANAGEMENT
Investment adviser

SEC file number

801-130555

Source date

April 30, 2026
STEVEN FELDSTEIN & ASSOCIATES
Investment adviser

SEC file number

801-56257

Source date

February 24, 2026
STEVEN G. BLUM AND ASSOCIATES, LLC
Investment adviser

SEC file number

801-122860

Source date

March 6, 2026
STEVENS CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-73599

Source date

March 23, 2026
STEVENS CAPITAL PARTNERS INC
Investment adviser

SEC file number

801-122960

Source date

July 20, 2026
STEVENS, FOSTER FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-80128

Source date

March 30, 2026
STEWARD ADVISORS GROUP, LLC
Investment adviser

SEC file number

801-125950

Source date

March 25, 2026
STEWARD ADVISORS, LLC
Investment adviser

SEC file number

801-123655

Source date

March 11, 2026
STEWARD CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-32202

Source date

March 26, 2026
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
Investment adviser

SEC file number

801-107426

Source date

September 22, 2026
STEWARDSHIP ADVISORS, LLC
Investment adviser

SEC file number

801-108174

Source date

March 16, 2026
STEWARDSHIP ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-77684

Source date

July 1, 2026
STEWARDSHIP CAPITAL, LTD.
Investment adviser

SEC file number

801-130645

Source date

March 13, 2026
STEWARDSHIP CONCEPTS FINANCIAL SERVICES LLC
Investment adviser

SEC file number

801-134171

Source date

January 20, 2026
STEWARDSHIP FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-128810

Source date

July 24, 2026
STEWARDSHIP PARTNERS INVESTMENT COUNSEL, INC.
Investment adviser

SEC file number

801-62738

Source date

December 16, 2025
STEWARDWELL LLC
Investment adviser

SEC file number

801-136602

Source date

July 9, 2026
STEWART & ASSOCIATES, PLLC
Investment adviser

SEC file number

801-136368

Source date

August 21, 2026
STEWART WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-110534

Source date

March 12, 2026
STEYN CAPITAL MANAGEMENT (PTY) LTD
Exempt reporting adviser

SEC file number

802-109929

Source date

May 29, 2026
STG PARTNERS, LLC
Investment adviser

SEC file number

801-112130

Source date

September 9, 2026
STIEVEN CAPITAL ADVISORS, L.P.
Investment adviser

SEC file number

801-64668

Source date

March 18, 2026
STIFEL CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-129003

Source date

March 31, 2026
STIFEL INDEPENDENT ADVISORS, LLC
Investment adviser

SEC file number

801-43561

Source date

September 3, 2026
STIFEL STRATEGIE CONSULTING PARTNERS LTD.
Exempt reporting adviser

SEC file number

802-132260

Source date

January 22, 2026
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Investment adviser

SEC file number

801-10746

Source date

September 15, 2026
STILES FINANCIAL SERVICES INCORPORATED
Investment adviser

SEC file number

801-110176

Source date

March 23, 2026
STILL LAKE CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-110757

Source date

March 31, 2026
STILLBROOK CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-121479

Source date

March 12, 2026
STILLMARK MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-118961

Source date

March 31, 2026
STILLPOINT INVESTMENTS LP
Investment adviser

SEC file number

801-123454

Source date

March 4, 2026
STILLWATER ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-119109

Source date

July 29, 2026
STILLWATER CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-70060

Source date

May 14, 2026
STILLWATER CAPITAL MANAGEMENT, CORP
Investment adviser

SEC file number

801-136767

Source date

July 21, 2026
STILLWATER PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-135081

Source date

August 19, 2026
STILLWATER WEALTH MANAGEMENT GROUP LLC
Investment adviser

SEC file number

801-127481

Source date

June 10, 2026
STILWELL VALUE LLC
Investment adviser

SEC file number

801-73419

Source date

March 27, 2026
STIRLING SQUARE CAPITAL PARTNERS LLP
Exempt reporting adviser

SEC file number

802-74972

Source date

March 24, 2026
STIRLINGSHIRE RIA LLC
Investment adviser

SEC file number

801-128665

Source date

September 24, 2026
STITES FINANCIAL CONSULTING
Investment adviser

SEC file number

801-132438

Source date

March 20, 2026
STOCK FARM PARTNERS LLC
Investment adviser

SEC file number

801-119178

Source date

March 26, 2026
STOCK FINANCE LTD
Exempt reporting adviser

SEC file number

802-134630

Source date

September 25, 2025
STOCK MANAGEMENT LLC
Investment adviser

SEC file number

801-130015

Source date

March 19, 2026
STOCK SNIPS, INC.
Investment adviser

SEC file number

801-129682

Source date

March 31, 2026
STOCKBRIDGE CAPITAL GROUP, LLC
Investment adviser

SEC file number

801-69793

Source date

June 30, 2026
STOCKBRIDGE PARTNERS LLC
Investment adviser

SEC file number

801-73356

Source date

May 28, 2026
STOCKMAN WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-61567

Source date

July 20, 2026
STOCKTALK INC.
Investment adviser

SEC file number

801-134438

Source date

September 17, 2026
STOIC POINT CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-136059

Source date

March 30, 2026
STOKER OSTLER WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-54265

Source date

July 16, 2026
STOKES CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-106810

Source date

February 18, 2026
STOKES FAMILY OFFICE LLC
Investment adviser

SEC file number

801-115261

Source date

April 30, 2026
STOLPER & COMPANY
Investment adviser

SEC file number

801-11646

Source date

January 30, 2026
STOLZ & ASSOCIATES, PS
Investment adviser

SEC file number

801-117720

Source date

September 11, 2026
STOLZER ROTHSCHILD LEVY LLC
Investment adviser

SEC file number

801-132576

Source date

March 30, 2026
STONE ARCH CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-133991

Source date

March 27, 2026
STONE HILL FIDUCIARY MANAGEMENT, LLC
Investment adviser

SEC file number

801-76970

Source date

March 25, 2026
STONE HOUSE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-77761

Source date

March 26, 2026
STONE HOUSE INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-106971

Source date

July 30, 2026
STONE LOFT WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-133853

Source date

March 4, 2026
STONE OAK CAPITAL LLC
Investment adviser

SEC file number

801-135940

Source date

July 2, 2026
STONE OAK WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-118782

Source date

March 29, 2026
STONE PINE FINANCIAL PARTNERS, LLC
Investment adviser

SEC file number

801-121762

Source date

September 1, 2026
STONE POINT CAPITAL LLC
Investment adviser

SEC file number

801-74033

Source date

March 31, 2026
STONE POINT CREDIT ADVISER LLC
Investment adviser

SEC file number

801-119517

Source date

July 20, 2026
STONE POINT CREDIT INCOME ADVISER LLC
Investment adviser

SEC file number

801-130916

Source date

March 31, 2026
STONE RIDGE ADVISORS LLC
Investment adviser

SEC file number

801-128819

Source date

March 31, 2026
STONE RIDGE ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-77228

Source date

August 24, 2026
STONE STEPS FINANCIAL, LLC
Investment adviser

SEC file number

801-131412

Source date

March 24, 2026
STONE SUMMIT WEALTH LLC
Investment adviser

SEC file number

801-123157

Source date

January 14, 2026
STONE TEMPLE PARTNERS LLC
Investment adviser

SEC file number

801-131108

Source date

September 17, 2026
STONE WEALTH PARTNERS LLC
Investment adviser

SEC file number

801-129772

Source date

September 24, 2026
STONEBRIAR WEALTH, LLC
Investment adviser

SEC file number

801-133922

Source date

April 2, 2026
STONEBRIDGE ADVISORS LLC
Investment adviser

SEC file number

801-63899

Source date

March 18, 2026
STONEBRIDGE CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-53760

Source date

March 30, 2026
STONEBRIDGE CAPITAL MANAGEMENT INC
Investment adviser

SEC file number

801-5363

Source date

April 2, 2026
STONEBRIDGE FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-129034

Source date

July 31, 2026
STONEBRIDGE FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-134287

Source date

June 29, 2026
STONEBRIDGE FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-135258

Source date

August 7, 2026
STONEBRIDGE FINANCIAL PLANNING GROUP, LLC
Investment adviser

SEC file number

801-113696

Source date

September 17, 2026
STONEBRIDGE PARTNERS LLC
Investment adviser

SEC file number

801-73846

Source date

June 29, 2026
STONEBRIDGE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-112745

Source date

May 5, 2026
STONEBRIDGE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-125746

Source date

February 4, 2026
STONEBRIDGE WEALTH SYSTEMS LLC
Investment adviser

SEC file number

801-128877

Source date

March 23, 2026
STONEBROOK PRIVATE LLC
Investment adviser

SEC file number

801-127617

Source date

May 13, 2026
STONECASTLE ADVISORS, LLC
Investment adviser

SEC file number

801-63438

Source date

March 31, 2026
STONECASTLE ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-77433

Source date

March 31, 2026
STONECOURT CAPITAL LP
Investment adviser

SEC file number

801-121958

Source date

March 31, 2026
STONECREEK PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-132484

Source date

February 26, 2026
STONECREST ADVISORS, INC.
Investment adviser

SEC file number

801-128386

Source date

April 16, 2026
STONECREST INVESTMENT MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-130014

Source date

March 31, 2026
STONECREST WEALTH MANAGEMENT, INC
Investment adviser

SEC file number

801-119878

Source date

February 6, 2026
STONECROP WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-117833

Source date

March 27, 2026
STONECUTTER CAPITAL ADVISORS LLC
Exempt reporting adviser

SEC file number

802-135213

Source date

June 18, 2026
STONECUTTER VENTURES LLC
Exempt reporting adviser

SEC file number

802-135218

Source date

March 17, 2026
STONEFIELD INVESTMENT ADVISORY, INC.
Investment adviser

SEC file number

801-134194

Source date

January 27, 2026
STONE-GOFF MANAGEMENT, LLC
Investment adviser

SEC file number

801-121955

Source date

April 24, 2026
STONEHAGE FLEMING INVESTMENT MANAGEMENT LIMITED
Investment adviser

SEC file number

801-122831

Source date

June 29, 2026
STONEHAVEN WEALTH & TAX SOLUTIONS, LLC
Investment adviser

SEC file number

801-131172

Source date

April 27, 2026
STONEHEARTH CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-67868

Source date

March 7, 2026
STONEHEDGE CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-112126

Source date

March 30, 2026
STONEHENGE PARTNERS, CORP.
Exempt reporting adviser

SEC file number

802-131608

Source date

July 1, 2026
STONEHENGE RETIREMENT PLANNERS LLC
Investment adviser

SEC file number

801-127326

Source date

January 16, 2026
STONEHILL CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-73355

Source date

March 25, 2026
STONEKEEP INVESTMENTS, LLC
Investment adviser

SEC file number

801-128850

Source date

March 20, 2026
STONEPEAK PARTNERS LP
Investment adviser

SEC file number

801-73350

Source date

April 7, 2026
STONEPINE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-136874

Source date

June 26, 2026
STONERIDGE PMG ADVISORS, LLC
Investment adviser

SEC file number

801-52204

Source date

August 5, 2026
STONERISE CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-120548

Source date

March 30, 2026
STONESHIELD INVESTMENTS LIMITED
Exempt reporting adviser

SEC file number

802-131206

Source date

March 30, 2026
STONESHIELD INVESTMENTS, S.L.
Exempt reporting adviser

SEC file number

802-131205

Source date

March 31, 2026
STONETREE INVESTMENT PARTNERS LLC
Investment adviser

SEC file number

801-134016

Source date

September 15, 2026
STONEX ADVISORS INC.
Investment adviser

SEC file number

801-80747

Source date

June 17, 2026
STONEX INTERNATIONAL ADVISORS INC
Investment adviser

SEC file number

801-123538

Source date

July 8, 2026
STONKS ADVISORS LLC
Exempt reporting adviser

SEC file number

802-131632

Source date

July 28, 2026
STONY LONESOME ADVISORS LLC
Exempt reporting adviser

SEC file number

802-125858

Source date

September 14, 2026
STONY POINT CAPITAL LLC
Investment adviser

SEC file number

801-119114

Source date

March 2, 2026
STORDAHL CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-110611

Source date

July 8, 2026
STOREHOUSE FINANCIAL LLC
Investment adviser

SEC file number

801-122416

Source date

March 25, 2026
STOREN LEGACY PARTNERS, LLC
Investment adviser

SEC file number

801-134761

Source date

April 7, 2026
STORGATE, LLC
Investment adviser

SEC file number

801-131943

Source date

September 2, 2026
STORGE PARTNERS ECONOMIC STUDIES LLC
Investment adviser

SEC file number

801-117352

Source date

February 27, 2026
STORM VENTURES, L.L.C.
Exempt reporting adviser

SEC file number

802-75337

Source date

April 27, 2026
STORMBREAKER VENTURE GROUP, INC.
Exempt reporting adviser

SEC file number

802-129783

Source date

March 5, 2026
STORMFIELD CAPITAL, LLC
Investment adviser

SEC file number

801-118412

Source date

March 17, 2026
STORMS & ROWDON FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-132156

Source date

July 10, 2026
STORR CAPITAL, LLC
Investment adviser

SEC file number

801-135355

Source date

January 16, 2026
STORY VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-117536

Source date

March 30, 2026
STORY3 CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-121814

Source date

September 4, 2026
STORYHOUSE VENTURES, LLC
Exempt reporting adviser

SEC file number

802-134157

Source date

March 25, 2026
STORYONE LLC
Investment adviser

SEC file number

801-130451

Source date

April 28, 2026
STRADA FINANCIAL GROUP LLC
Investment adviser

SEC file number

801-129391

Source date

March 31, 2026
STRAFFORD CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-112537

Source date

March 30, 2026
STRAIGHTLINE GROUP, LLC
Investment adviser

SEC file number

801-63408

Source date

July 10, 2026
STRAIT & SOUND WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-118892

Source date

March 31, 2026
STRAITON CAPITAL LTD
Exempt reporting adviser

SEC file number

802-136452

Source date

May 12, 2026
STRANDVIEW CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-121033

Source date

March 31, 2026
STRANGE VENTURES MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-135282

Source date

January 6, 2026
STRATA WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-110369

Source date

August 6, 2026
STRATACORE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-119277

Source date

March 4, 2026
STRATAGEM CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-131437

Source date

July 2, 2026
STRATEGAS ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-113292

Source date

July 17, 2026
STRATEGENCE CAPITAL LLC
Investment adviser

SEC file number

801-137317

Source date

August 24, 2026
STRATEGENT FINANCIAL, LLC
Investment adviser

SEC file number

801-112356

Source date

March 20, 2026
STRATEGIC ADVISERS LLC
Investment adviser

SEC file number

801-13243

Source date

March 30, 2026
STRATEGIC ADVISORS LLC
Investment adviser

SEC file number

801-64228

Source date

July 28, 2026
STRATEGIC ADVISORY PARTNERS, LLC
Investment adviser

SEC file number

801-134091

Source date

March 25, 2026
STRATEGIC ADVISORY SERVICES, L.L.C.
Investment adviser

SEC file number

801-113260

Source date

March 3, 2026
STRATEGIC ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-123188

Source date

August 27, 2026
STRATEGIC ASSET MANAGEMENT GROUP ADVISORS, INC.
Investment adviser

SEC file number

801-68978

Source date

March 27, 2026
STRATEGIC ASSET MANAGEMENT LLC.
Investment adviser

SEC file number

801-120401

Source date

September 22, 2026
STRATEGIC BLUEPRINT, LLC
Investment adviser

SEC file number

801-108531

Source date

May 7, 2026