Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 7 of 95

ANTI FUND INVESTMENT FUND, LLC
Exempt reporting adviser

SEC file number

802-126494

Source date

February 9, 2026
ANTIGRAVITY INVESTMENTS INC.
Investment adviser

SEC file number

801-132870

Source date

April 1, 2026
ANTILOOP AB
Exempt reporting adviser

SEC file number

802-134249

Source date

March 31, 2026
ANTIN INFRASTRUCTURE PARTNERS SAS
Exempt reporting adviser

SEC file number

802-114997

Source date

March 25, 2026
ANTIN INFRASTRUCTURE PARTNERS UK LTD
Exempt reporting adviser

SEC file number

802-99356

Source date

March 25, 2026
ANTIN INFRASTRUCTURE PARTNERS US SERVICES LLC
Investment adviser

SEC file number

801-114276

Source date

March 25, 2026
ANTIPODEAN ADVISORS LLC
Investment adviser

SEC file number

801-71835

Source date

March 20, 2026
ANTIPODES PARTNERS LIMITED
Investment adviser

SEC file number

801-120112

Source date

September 25, 2026
ANTLER INNOVATION US LLC
Exempt reporting adviser

SEC file number

802-132107

Source date

March 31, 2026
ANTMAN, LESTER MURRAY
Investment adviser

SEC file number

801-69016

Source date

March 3, 2026
ANTOINE WILLIAMS & ASSOCIATES WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-120352

Source date

June 23, 2026
ANTONELLI FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-129831

Source date

June 30, 2026
ANTONETTI CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-112669

Source date

February 23, 2026
ANV MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-129503

Source date

March 11, 2026
ANZU PARTNERS, LLC
Investment adviser

SEC file number

801-119315

Source date

August 11, 2026
AOF MANAGEMENT LLC
Investment adviser

SEC file number

801-128469

Source date

September 8, 2026
AON ADVANTAGE FUNDS LLC
Exempt reporting adviser

SEC file number

802-133785

Source date

July 17, 2026
AON INVESTMENTS USA INC.
Investment adviser

SEC file number

801-17219

Source date

March 25, 2026
AON SECURITIES LLC
Investment adviser

SEC file number

801-106546

Source date

March 26, 2026
AOT INVEST LLC
Investment adviser

SEC file number

801-124742

Source date

August 20, 2026
AP CAPITAL DELAWARE LLC
Investment adviser

SEC file number

801-124787

Source date

March 30, 2026
AP VENTURES LLP
Exempt reporting adviser

SEC file number

802-131119

Source date

June 15, 2026
AP WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-107514

Source date

July 9, 2026
APAX PARTNERS LLP
Exempt reporting adviser

SEC file number

802-76186

Source date

June 29, 2026
APAX PARTNERS US, LLC
Investment adviser

SEC file number

801-73724

Source date

June 29, 2026
APC ASSET DEVELOPMENT I, LP
Investment adviser

SEC file number

801-128996

Source date

March 30, 2026
APC ASSET DEVELOPMENT II, LP
Investment adviser

SEC file number

801-128950

Source date

March 30, 2026
APCM WEALTH MANAGEMENT FOR INDIVIDUALS, LLC
Investment adviser

SEC file number

801-80133

Source date

September 24, 2026
APEIRA CAPITAL ADVISORS LLC
Exempt reporting adviser

SEC file number

802-135336

Source date

March 26, 2026
APEIRON RIA LLC
Investment adviser

SEC file number

801-110974

Source date

May 26, 2026
APEIRON WEALTH SERVICE LLC
Investment adviser

SEC file number

801-137014

Source date

September 25, 2026
APELLA CAPITAL, LLC
Investment adviser

SEC file number

801-79650

Source date

September 8, 2026
APERA ASSET MANAGEMENT LLP
Exempt reporting adviser

SEC file number

802-113593

Source date

March 26, 2026
APERIAMVENTURES MANAGEMENT PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-135595

Source date

February 17, 2026
APERIAMVENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-135596

Source date

February 17, 2026
APERIO GROUP, LLC
Investment adviser

SEC file number

801-57184

Source date

April 2, 2026
APERTURE ADVISORS LLC
Investment adviser

SEC file number

801-128541

Source date

August 25, 2026
APERTURE INVESTORS, LLC
Investment adviser

SEC file number

801-113983

Source date

March 30, 2026
APERTURE MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-75655

Source date

March 5, 2026
APEX CAPITAL MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-126097

Source date

March 20, 2026
APEX FINANCIAL LTD
Exempt reporting adviser

SEC file number

802-136476

Source date

May 13, 2026
APEX HARBOUR PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-136716

Source date

June 11, 2026
APEX INVESTMENT GROUP, LLC
Investment adviser

SEC file number

801-131502

Source date

June 23, 2026
APEX INVESTMENTS MANAGEMENT US, LLC
Investment adviser

SEC file number

801-126559

Source date

September 11, 2026
APEX INVESTMENTS MANAGEMENT, S.A.
Investment adviser

SEC file number

801-126942

Source date

September 11, 2026
APEX STRATEGIC WEALTH, LLC
Investment adviser

SEC file number

801-118732

Source date

August 4, 2026
APEX WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-132850

Source date

June 8, 2026
APEX WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-122628

Source date

February 11, 2026
APEXES MANAGEMENT LTD
Exempt reporting adviser

SEC file number

802-134402

Source date

August 22, 2025
APFORIA LTD
Investment adviser

SEC file number

801-128361

Source date

September 10, 2026
APG ASSET MANAGEMENT US, INC
Investment adviser

SEC file number

801-74200

Source date

March 25, 2026
APH GP LP
Exempt reporting adviser

SEC file number

802-107005

Source date

March 27, 2026
APH I GP LP
Exempt reporting adviser

SEC file number

802-129722

Source date

March 27, 2026
APH III GP LP
Exempt reporting adviser

SEC file number

802-127991

Source date

March 27, 2026
APHIAS CAPITAL, L.P.
Investment adviser

SEC file number

801-133879

Source date

July 27, 2026
API FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-117119

Source date

September 22, 2026
APIARY CAPITAL LLP
Exempt reporting adviser

SEC file number

802-118055

Source date

March 31, 2026
APIS & HERITAGE CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-134218

Source date

May 15, 2026
APIS CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-78582

Source date

March 27, 2026
APIS PARTNERS GROUP (UK) LIMITED
Exempt reporting adviser

SEC file number

802-132475

Source date

June 25, 2026
APO CAPITAL LTDA.
Exempt reporting adviser

SEC file number

802-126636

Source date

March 27, 2026
APO FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-118090

Source date

April 1, 2026
APOGEM CAPITAL LLC
Investment adviser

SEC file number

801-118844

Source date

September 14, 2026
APOLETTO MANAGERS LIMITED
Exempt reporting adviser

SEC file number

802-108670

Source date

March 31, 2026
APOLLO CAPITAL CREDIT ADVISER, LLC
Investment adviser

SEC file number

801-108959

Source date

March 31, 2026
APOLLO CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-67592

Source date

August 26, 2026
APOLLO CREDIT MANAGEMENT, LLC
Investment adviser

SEC file number

801-72098

Source date

March 31, 2026
APOLLO INVESTMENT MANAGEMENT, L.P.
Investment adviser

SEC file number

801-62840

Source date

March 31, 2026
APOLLO MANAGER, LLC
Investment adviser

SEC file number

801-128790

Source date

March 31, 2026
APOLLO MPS MANAGEMENT, LLC
Investment adviser

SEC file number

801-134295

Source date

March 31, 2026
APOLLO REAL ESTATE FUND ADVISER, LLC
Investment adviser

SEC file number

801-79399

Source date

March 31, 2026
APOLLO S3 RIC MANAGEMENT, L.P.
Investment adviser

SEC file number

801-129730

Source date

March 31, 2026
APOLLO WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-115244

Source date

March 31, 2026
APOLLON FINANCIAL, LLC
Investment adviser

SEC file number

801-125787

Source date

June 22, 2026
APOLLON WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-112350

Source date

September 15, 2026
APPALACHIAN CAPITAL MANAGEMENT LTD
Investment adviser

SEC file number

801-130291

Source date

March 16, 2026
APPALOOSA LP
Investment adviser

SEC file number

801-106869

Source date

March 25, 2026
APPIAN CAPITAL ADVISORY LIMITED
Exempt reporting adviser

SEC file number

802-134179

Source date

March 30, 2026
APPIAN CAPITAL ADVISORY LLP
Exempt reporting adviser

SEC file number

802-78765

Source date

September 1, 2026
APPIAN WAY FINANCIAL LLC
Investment adviser

SEC file number

801-131263

Source date

March 23, 2026
APPLE & ASSOCIATES
Investment adviser

SEC file number

801-134872

Source date

March 4, 2026
APPLE TREE ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-130668

Source date

March 26, 2026
APPLE TREE VENTURE MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-75719

Source date

April 7, 2026
APPLESEED ADVISORY, LLC
Investment adviser

SEC file number

801-136569

Source date

August 7, 2026
APPLETON PARTNERS, INC.
Investment adviser

SEC file number

801-29384

Source date

March 23, 2026
APPLEWHITE FINANCIAL PLANNING, PLLC
Investment adviser

SEC file number

801-134467

Source date

March 26, 2026
APPLIED ACADEMICS LLC
Investment adviser

SEC file number

801-136499

Source date

May 15, 2026
APPLIED CAPITAL LLC
Investment adviser

SEC file number

801-115146

Source date

March 10, 2026
APPLIED CAPITAL LLC
Investment adviser

SEC file number

801-122829

Source date

September 11, 2026
APPLIED FINANCE ADVISORS, LLC
Investment adviser

SEC file number

801-66461

Source date

March 30, 2026
APPLIED FINANCE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-98338

Source date

March 30, 2026
APPLIED FUNDAMENTAL RESEARCH, LLC
Investment adviser

SEC file number

801-121001

Source date

April 6, 2026
APPLIED INVESTMENT STRATEGIES CAPITAL LP
Exempt reporting adviser

SEC file number

802-132270

Source date

September 9, 2026
APPLIED QUANTITATIVE INVESTMENTS LLC
Investment adviser

SEC file number

801-135052

Source date

July 8, 2026
APPLIED VENTURES, LLC
Exempt reporting adviser

SEC file number

802-132880

Source date

April 28, 2025
APPOMATTOX ADVISORY, INC
Investment adviser

SEC file number

801-71652

Source date

March 27, 2026
APPROACH CAPITAL LLC
Investment adviser

SEC file number

801-136372

Source date

July 21, 2026
APPROACH RETIREMENT ADVISORS, LLC
Investment adviser

SEC file number

801-121714

Source date

March 16, 2026
APRICITY FINANCIAL, LLC
Investment adviser

SEC file number

801-134856

Source date

July 27, 2026
APRICUS WEALTH LLC
Investment adviser

SEC file number

801-123731

Source date

February 20, 2026
APRIEM ADVISORS
Investment adviser

SEC file number

801-55371

Source date

July 10, 2026
APRIO WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-63326

Source date

August 18, 2026
APS ADVISORS
Investment adviser

SEC file number

801-118386

Source date

March 4, 2026
APS ASSET MANAGEMENT PTE LTD
Investment adviser

SEC file number

801-56213

Source date

March 18, 2026
APS MANAGEMENT GROUP, INC.
Investment adviser

SEC file number

801-129062

Source date

March 12, 2026
APS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-114000

Source date

May 4, 2026
APSE CAPITAL LLP
Exempt reporting adviser

SEC file number

802-134647

Source date

March 27, 2026
APT WEALTH USA PTY LTD
Investment adviser

SEC file number

801-136479

Source date

June 5, 2026
APTIOR CAPITAL LLP
Exempt reporting adviser

SEC file number

802-116991

Source date

June 1, 2026
APTUS CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-107723

Source date

September 24, 2026
APTUS FINANCIAL LLC
Investment adviser

SEC file number

801-120751

Source date

September 15, 2026
AQR ARBITRAGE, LLC
Investment adviser

SEC file number

801-60678

Source date

March 31, 2026
AQR CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-55543

Source date

August 27, 2026
AQS ASSET MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-63166

Source date

March 3, 2026
AQT CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-134650

Source date

March 24, 2026
AQUA ADVISORS LLC
Investment adviser

SEC file number

801-120092

Source date

March 17, 2026
AQUA CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-130676

Source date

April 20, 2026
AQUA LAKE CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-136980

Source date

July 1, 2026
AQUAE CAPITAL LLC
Exempt reporting adviser

SEC file number

802-126500

Source date

July 6, 2026
AQUALIS PARTNERS LLC
Investment adviser

SEC file number

801-136592

Source date

July 8, 2026
AQUAMARINE FINANCIAL (CAYMAN) LTD
Investment adviser

SEC file number

801-136110

Source date

September 11, 2026
AQUAMARINE ZURICH AG
Exempt reporting adviser

SEC file number

802-126871

Source date

February 10, 2026
AQUARIAN HOLDINGS INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-113571

Source date

May 12, 2026
AQUARIAN HOLDINGS MANAGEMENT LLC
Investment adviser

SEC file number

801-119703

Source date

May 12, 2026
AQUA-SPARK MANAGEMENT B.V.
Exempt reporting adviser

SEC file number

802-80998

Source date

March 26, 2026
AQUATIC CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-120230

Source date

June 30, 2026
AQUILINE MANAGEMENT HOLDINGS LP
Investment adviser

SEC file number

801-129233

Source date

May 6, 2026
AQUIRE WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-114782

Source date

June 29, 2026
AR ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-16930

Source date

September 25, 2026
AR CAPITAL
Exempt reporting adviser

SEC file number

802-136074

Source date

March 30, 2026
ARA ADVISERS, LLC
Investment adviser

SEC file number

801-117788

Source date

March 31, 2026
ARA GC PARTNERS, LLC
Investment adviser

SEC file number

801-133905

Source date

April 1, 2026
ARABLE CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-110480

Source date

August 6, 2026
ARAGON CAPITAL LLC
Investment adviser

SEC file number

801-121982

Source date

March 9, 2026
ARAGON CAPITAL, LLC
Investment adviser

SEC file number

801-133925

Source date

August 6, 2026
ARAGON GLOBAL MANAGEMENT, LP
Investment adviser

SEC file number

801-121637

Source date

May 7, 2026
ARAGUAIA CAPITAL PARTNERS CONSULTORIA DE INVESTIMENTOS LTDA.
Exempt reporting adviser

SEC file number

802-79555

Source date

February 24, 2026
ARAMAS CAPITAL HOLDINGS LLC
Exempt reporting adviser

SEC file number

802-131185

Source date

March 31, 2026
ARANOVA CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-132511

Source date

February 25, 2026
ARARAT CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-118572

Source date

March 31, 2026
ARAVALI ASSET MANAGEMENT PTE LTD
Exempt reporting adviser

SEC file number

802-120974

Source date

May 11, 2026
ARAVALLI CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-128721

Source date

July 1, 2026
ARAX ADVISORY PARTNERS, LLC
Investment adviser

SEC file number

801-67165

Source date

August 14, 2026
ARB FUND MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-127399

Source date

March 26, 2026
ARBA CREDIT MANAGEMENT, L.P.
Investment adviser

SEC file number

801-133900

Source date

March 30, 2026
ARBALPHA CAPITAL, LLC
Investment adviser

SEC file number

801-130961

Source date

March 27, 2026
ARBION LIMITED
Investment adviser

SEC file number

801-72568

Source date

March 19, 2026
ARBITER PARTNERS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-72164

Source date

April 28, 2026
ARBOR FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-121507

Source date

February 12, 2026
ARBOR INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-58281

Source date

September 3, 2026
ARBOR INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-130701

Source date

March 6, 2026
ARBOR INVESTMENTS MANAGEMENT, LLC
Investment adviser

SEC file number

801-73487

Source date

May 20, 2026
ARBOR PARTNERS INC
Exempt reporting adviser

SEC file number

802-135672

Source date

February 25, 2026
ARBOR PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-122411

Source date

February 25, 2026
ARBOR REALTY COLLATERAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-76146

Source date

February 26, 2026
ARBOR SELECT GROWTH VENTURES, LLC
Exempt reporting adviser

SEC file number

802-127882

Source date

June 3, 2026
ARBOR TRUST WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-78929

Source date

June 26, 2026
ARBOR VENTURES, LTD.
Exempt reporting adviser

SEC file number

802-111008

Source date

March 25, 2026
ARBOR WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-78796

Source date

February 10, 2026
ARBOR WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-133698

Source date

March 13, 2026
ARBORETUM VENTURES, LLC
Exempt reporting adviser

SEC file number

802-127632

Source date

March 4, 2026
ARBORFI ADVISORS, LLC
Investment adviser

SEC file number

801-132056

Source date

February 16, 2026
ARBORFIRE CAPITAL INC.
Exempt reporting adviser

SEC file number

802-136747

Source date

July 3, 2026
ARBORSTONE FINANCIAL, LLC
Investment adviser

SEC file number

801-134355

Source date

May 6, 2026
ARBORVIEW CAPITAL LLC
Exempt reporting adviser

SEC file number

802-120906

Source date

March 11, 2026
ARBOUR LANE CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-113962

Source date

March 31, 2026
ARBUS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-79956

Source date

June 9, 2026
ARC ADVISORY LLC
Investment adviser

SEC file number

801-129936

Source date

August 19, 2026
ARC CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-133904

Source date

March 16, 2026
ARC CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-137212

Source date

September 1, 2026
ARC FINANCIAL CORP
Exempt reporting adviser

SEC file number

802-75460

Source date

March 13, 2026
ARC24 MANAGEMENT, LP
Investment adviser

SEC file number

801-134619

Source date

March 27, 2026
ARC70 ADVISERS LP
Investment adviser

SEC file number

801-118605

Source date

August 25, 2026
ARCA CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-118646

Source date

August 25, 2026
ARCA INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-126316

Source date

March 31, 2026
ARCA WEALTH, LLC
Investment adviser

SEC file number

801-92174

Source date

September 17, 2026
ARCADIA FUNDS, LLC
Investment adviser

SEC file number

801-106734

Source date

March 26, 2026
ARCADIA GAMING ADVISORS LLP
Exempt reporting adviser

SEC file number

802-134754

Source date

March 27, 2026
ARCADIA INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-56607

Source date

February 6, 2026
ARCADIA INVESTMENT PARTNERS LLC
Investment adviser

SEC file number

801-74268

Source date

March 3, 2026
ARCADIA WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-77175

Source date

March 5, 2026
ARCADIA WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-121212

Source date

August 10, 2026
ARCADIAN CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-117857

Source date

April 1, 2026
ARCADIUS CAPITAL PARTNERS INC.
Investment adviser

SEC file number

801-106819

Source date

March 16, 2026
ARCANO CAPITAL ADVISORS, S.L.
Exempt reporting adviser

SEC file number

802-76316

Source date

March 26, 2026
ARCANO CAPITAL USA, INC.
Exempt reporting adviser

SEC file number

802-131010

Source date

March 27, 2026
ARCAP PARTNERS LLC
Investment adviser

SEC file number

801-136972

Source date

July 16, 2026
ARCAPITA INVESTMENT MANAGEMENT US INC.
Investment adviser

SEC file number

801-120121

Source date

May 4, 2026
ARCATAUR CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-100352

Source date

March 11, 2026
ARCH CAPITAL MANAGEMENT CO. LIMITED
Exempt reporting adviser

SEC file number

802-74425

Source date

March 31, 2026
ARCH GLOBAL ADVISORS, LLC
Investment adviser

SEC file number

801-113519

Source date

June 16, 2026
ARCH PARTNERS WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-135323

Source date

January 13, 2026
ARCH VENTURE MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-75688

Source date

March 30, 2026
ARCHAMBO FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-120463

Source date

March 23, 2026
ARCHEAN CAPITAL PARTNERS II, L.L.C.
Investment adviser

SEC file number

801-114040

Source date

March 31, 2026
ARCHER CAPITAL GROUP MANAGEMENT, LLC
Investment adviser

SEC file number

801-126207

Source date

April 29, 2026
ARCHER CAPITAL GROWTH FUNDS PTY LTD
Exempt reporting adviser

SEC file number

802-75582

Source date

September 29, 2025
ARCHER CAPITAL PTY LTD
Exempt reporting adviser

SEC file number

802-75551

Source date

September 9, 2026
ARCHER INVESTMENT CORPORATION
Investment adviser

SEC file number

801-64607

Source date

March 17, 2026
ARCHER INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-120764

Source date

September 11, 2026
ARCHER POINTE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-118935

Source date

March 12, 2026
ARCHERMAN CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-113541

Source date

March 27, 2026
ARCHETYPE ADVISORS, LLC
Investment adviser

SEC file number

801-120408

Source date

March 27, 2026
ARCHETYPE FUND MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-129767

Source date

March 31, 2026
ARCHETYPE MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-122381

Source date

March 26, 2026
ARCHFORD CAPITAL STRATEGIES, LLC
Investment adviser

SEC file number

801-76851

Source date

April 30, 2026
ARCHIMED SAS
Exempt reporting adviser

SEC file number

802-113873

Source date

March 31, 2026
ARCHIMEDE VENTURE CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-137016

Source date

July 6, 2026
ARCHITECT CAPITAL CORP.
Investment adviser

SEC file number

801-127889

Source date

May 11, 2026
ARCHITECT EQUITY MANAGEMENT, LLC
Investment adviser

SEC file number

801-129923

Source date

March 24, 2026
ARCHIV CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-136527

Source date

July 30, 2026
ARCHON CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-67811

Source date

March 26, 2026
ARCHON PARTNERS LLC
Investment adviser

SEC file number

801-73562

Source date

March 13, 2026
ARCHPOINT INVESTORS LLC
Investment adviser

SEC file number

801-70679

Source date

March 3, 2026
ARCHVEST WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-118414

Source date

March 19, 2026
ARCHWAY PRIVATE WEALTH LLC
Investment adviser

SEC file number

801-123216

Source date

March 5, 2026
ARCHWAY WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-128424

Source date

March 24, 2026
ARCIS CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-80388

Source date

June 18, 2026
ARCLIGHT CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-73402

Source date

July 1, 2026
ARCLINE INVESTMENT MANAGEMENT LP
Investment adviser

SEC file number

801-114531

Source date

March 31, 2026
ARCMONT ASSET MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-118010

Source date

March 30, 2026
ARCO GLOBAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-116861

Source date

April 2, 2026
ARCTARIS IMPACT INVESTORS, LLC
Investment adviser

SEC file number

801-121921

Source date

March 31, 2026
ARCTERN GLOBAL INC.
Exempt reporting adviser

SEC file number

802-126930

Source date

March 24, 2026
ARCTOS CAPITAL PARTNERS AG
Investment adviser

SEC file number

801-137392

Source date

September 15, 2026
ARCUS CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-69325

Source date

March 31, 2026
ARCUS EUROPEAN INVESTMENT MANAGER LLP
Exempt reporting adviser

SEC file number

802-129761

Source date

June 30, 2026
ARCUS INVESTMENT LIMITED
Exempt reporting adviser

SEC file number

802-76646

Source date

December 22, 2025
ARCUS SOUTH EAST ASIA SDN. BHD.
Exempt reporting adviser

SEC file number

802-127312

Source date

December 22, 2025
ARCWOOD FINANCIAL, LLC
Investment adviser

SEC file number

801-136917

Source date

September 16, 2026
ARDABELLE CAPITAL
Exempt reporting adviser

SEC file number

802-136060

Source date

March 30, 2026
ARDAN EQUITY PARTNERS, LLC
Investment adviser

SEC file number

801-130762

Source date

May 5, 2026
ARDEA INVESTMENT MANAGEMENT PTY LIMITED
Investment adviser

SEC file number

801-120437

Source date

September 23, 2026
ARDEN FUND MANAGEMENT, LLC
Investment adviser

SEC file number

801-80193

Source date

March 31, 2026
ARDENT CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-46523

Source date

July 29, 2026
ARDENT VENTURE PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-124775

Source date

March 27, 2026
ARDENWOOD ADVISORS, LLC
Investment adviser

SEC file number

801-133840

Source date

July 10, 2026
ARDIAN FRANCE
Exempt reporting adviser

SEC file number

802-75075

Source date

March 30, 2026
ARDIAN INVESTMENT UK LIMITED
Exempt reporting adviser

SEC file number

802-75077

Source date

March 30, 2026
ARDIAN US LLC
Investment adviser

SEC file number

801-63098

Source date

March 30, 2026
ARDINALL INVESTMENT MANAGEMENT LP
Investment adviser

SEC file number

801-134418

Source date

August 10, 2026
ARDLUSSA CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-134151

Source date

March 31, 2026
ARDMORE ROAD ASSET MANAGEMENT LP
Investment adviser

SEC file number

801-119876

Source date

March 31, 2026
ARDSLEY ADVISORY PARTNERS LP
Investment adviser

SEC file number

801-114966

Source date

May 6, 2026
AREIM AB
Exempt reporting adviser

SEC file number

802-132319

Source date

March 25, 2026
AREL CAPITAL, LP
Exempt reporting adviser

SEC file number

802-120567

Source date

March 19, 2026
ARENA CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-79134

Source date

May 14, 2026
ARENOVA CAPITAL LP
Exempt reporting adviser

SEC file number

802-137196

Source date

July 30, 2026
ARES CAPITAL MANAGEMENT II LLC
Investment adviser

SEC file number

801-72399

Source date

August 26, 2026
ARES CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-63168

Source date

August 26, 2026