Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 63 of 95

OLP CAPITAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-123178

Source date

March 27, 2026
OLSEM ASSET MANAGEMENT INC
Exempt reporting adviser

SEC file number

802-135113

Source date

December 7, 2025
OLYMPIAD RESEARCH LP
Investment adviser

SEC file number

801-116911

Source date

March 30, 2026
OLYMPUS ADVISORS, LLC
Investment adviser

SEC file number

801-73661

Source date

March 30, 2026
OLYMPUS CAPITAL HOLDINGS ASIA LLC
Investment adviser

SEC file number

801-74135

Source date

April 30, 2026
OLYMPUS PEAK ASSET MANAGEMENT LP
Investment adviser

SEC file number

801-114450

Source date

July 13, 2026
OLYMPUS PEAKS FINANCIAL, LLC
Investment adviser

SEC file number

801-134885

Source date

January 21, 2026
OM ADVISERS LP
Investment adviser

SEC file number

801-119039

Source date

March 25, 2026
OMAHA BEACH CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-108321

Source date

March 31, 2026
OMC FINANCIAL SERVICES LTD
Investment adviser

SEC file number

801-29406

Source date

March 23, 2026
OMEGA ADVISERS, LLC.
Investment adviser

SEC file number

801-112229

Source date

July 22, 2026
OMEGA CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-79200

Source date

March 31, 2026
OMEGA CAPITAL MANAGEMENT,LLC
Investment adviser

SEC file number

801-120681

Source date

March 17, 2026
OMEGA FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-77745

Source date

June 4, 2026
OMEGA FUND MANAGEMENT, LLC
Investment adviser

SEC file number

801-74224

Source date

March 26, 2026
OMEGA VENTURE MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-121440

Source date

March 31, 2026
OMEGA WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-112348

Source date

March 20, 2026
OMEN ADVISORY, LLC
Investment adviser

SEC file number

801-134254

Source date

March 23, 2026
OMERS INFRASTRUCTURE US LIMITED
Investment adviser

SEC file number

801-79360

Source date

April 27, 2026
OMERS VENTURES MANAGEMENT INC.
Exempt reporting adviser

SEC file number

802-100348

Source date

March 27, 2026
OMICRON ADVISORS, LLC
Investment adviser

SEC file number

801-123738

Source date

March 25, 2026
OMNI 360 WEALTH, INC.
Investment adviser

SEC file number

801-121387

Source date

March 11, 2026
OMNI BRIDGEWAY MANAGEMENT (USA) LLC
Investment adviser

SEC file number

801-113996

Source date

September 25, 2026
OMNI FINANCIAL LLC
Investment adviser

SEC file number

801-131556

Source date

January 9, 2026
OMNIA FAMILY WEALTH, LLC
Investment adviser

SEC file number

801-79590

Source date

June 23, 2026
OMNICAP GROUP LLC
Investment adviser

SEC file number

801-63715

Source date

April 30, 2026
OMNIMED CAPITAL LLC
Exempt reporting adviser

SEC file number

802-128964

Source date

March 31, 2026
OMNIMINT ADVISORS LLC
Investment adviser

SEC file number

801-137329

Source date

September 14, 2026
OMNIQUEST CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-129972

Source date

March 27, 2026
OMNISTAR FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-107868

Source date

May 19, 2026
OMNITRUST WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-134942

Source date

March 3, 2026
OMNIVORE CAPITAL MANAGEMENT ADVISORS PRIVATE LIMITED
Exempt reporting adviser

SEC file number

802-128672

Source date

June 11, 2026
OMX VENTURES, LLC
Exempt reporting adviser

SEC file number

802-121165

Source date

March 27, 2026
ON FIELD INVESTMENT RESEARCH LLP
Investment adviser

SEC file number

801-113606

Source date

July 2, 2026
ON INVESTMENT MANAGEMENT CO
Investment adviser

SEC file number

801-7941

Source date

August 10, 2026
ONCAP MANAGEMENT PARTNERS L.P.
Investment adviser

SEC file number

801-110548

Source date

May 15, 2026
ONCE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-120989

Source date

March 25, 2026
ON-CHAIN SYSTEMATIC TRADING, INC.
Exempt reporting adviser

SEC file number

802-132144

Source date

March 20, 2026
ONCOLOGY VENTURES LLC
Exempt reporting adviser

SEC file number

802-132161

Source date

February 25, 2026
ONDO CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-134065

Source date

May 13, 2026
ONE + ONE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-119677

Source date

September 21, 2026
ONE ADVISORY PARTNERS, LLC
Investment adviser

SEC file number

801-74388

Source date

April 4, 2026
ONE BOW RIVER ADVISERS, LLC.
Investment adviser

SEC file number

801-132352

Source date

June 17, 2026
ONE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-60483

Source date

August 16, 2026
ONE DAY IN JULY LLC
Investment adviser

SEC file number

801-113839

Source date

February 4, 2026
ONE DEGREE ADVISORS, INC.
Investment adviser

SEC file number

801-79351

Source date

September 10, 2026
ONE FIN CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-113504

Source date

March 27, 2026
ONE FUND MANAGEMENT S.A.
Exempt reporting adviser

SEC file number

802-132545

Source date

August 21, 2026
ONE FUNDS, LLC
Exempt reporting adviser

SEC file number

802-136238

Source date

April 10, 2026
ONE INVESTMENT MANAGEMENT US LLC
Investment adviser

SEC file number

801-126888

Source date

March 31, 2026
ONE INVESTMENTS S.A.G.L.
Exempt reporting adviser

SEC file number

802-134841

Source date

March 11, 2026
ONE LIFE FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-136206

Source date

April 27, 2026
ONE MADISON GROUP LLC
Investment adviser

SEC file number

801-125860

Source date

March 30, 2026
ONE OAK CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-114497

Source date

March 31, 2026
ONE OAK HOLDINGS LLC
Investment adviser

SEC file number

801-135919

Source date

July 15, 2026
ONE PEAK PARTNERS LLP
Exempt reporting adviser

SEC file number

802-124817

Source date

March 26, 2026
ONE QUEEN CAPITAL INC.
Investment adviser

SEC file number

801-125032

Source date

June 25, 2026
ONE RESOURCE GROUP WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-132293

Source date

March 17, 2026
ONE RIVER ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-78232

Source date

July 22, 2026
ONE ROCK CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-77096

Source date

March 31, 2026
ONE STONE PARTNERS L.L.C.
Investment adviser

SEC file number

801-100473

Source date

March 26, 2026
ONE WAY HOLDINGS LLC
Investment adviser

SEC file number

801-122391

Source date

March 18, 2026
ONE WAY VENTURES MANAGEMENT PBC, INC.
Exempt reporting adviser

SEC file number

802-114950

Source date

March 10, 2026
ONE WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-79591

Source date

September 16, 2026
ONE WEALTH CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-130300

Source date

September 24, 2026
ONE WEALTH MANAGEMENT INVESTMENT AND ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-125814

Source date

March 11, 2026
ONE WEALTH MAP, LLC
Investment adviser

SEC file number

801-114697

Source date

August 10, 2026
ONE WILLIAM STREET CAPITAL MANAGEMENT, LP.
Investment adviser

SEC file number

801-70264

Source date

March 31, 2026
ONE68 GLOBAL CAPITAL, LLC
Investment adviser

SEC file number

801-108692

Source date

March 16, 2026
ONE8ZERO8, LLC
Investment adviser

SEC file number

801-131397

Source date

May 27, 2026
ONEAMERICA ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-77572

Source date

March 31, 2026
ONEAMERICA SECURITIES, INC.
Investment adviser

SEC file number

801-56819

Source date

July 28, 2026
ONEASCENT CAPITAL LLC
Investment adviser

SEC file number

801-126729

Source date

March 19, 2026
ONEASCENT FAMILY OFFICE LLC
Investment adviser

SEC file number

801-126924

Source date

August 14, 2026
ONEASCENT FINANCIAL SERVICES LLC
Investment adviser

SEC file number

801-108265

Source date

August 14, 2026
ONEASCENT INVESTMENT SOLUTIONS, LLC
Investment adviser

SEC file number

801-110054

Source date

March 12, 2026
ONEASCENT WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-118682

Source date

August 14, 2026
ONEASSETS CAPITAL INC
Exempt reporting adviser

SEC file number

802-135489

Source date

February 4, 2026
ONEDIGITAL ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-127414

Source date

April 1, 2026
ONEDIGITAL INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-40622

Source date

April 1, 2026
O'NEIL GLOBAL ADVISORS, INC.
Investment adviser

SEC file number

801-119966

Source date

May 4, 2026
ONEPRIME CAPITAL LLC
Investment adviser

SEC file number

801-118460

Source date

March 30, 2026
ONETEAM VENTURES ADVISOR, LLC
Exempt reporting adviser

SEC file number

802-136785

Source date

June 18, 2026
ONEVC VENTURE PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-129685

Source date

February 1, 2026
ONEWELTH INC
Investment adviser

SEC file number

801-127559

Source date

September 11, 2026
ONEX CREDIT ADVISOR, LLC
Investment adviser

SEC file number

801-129604

Source date

May 15, 2026
ONEX CREDIT PARTNERS, LLC
Investment adviser

SEC file number

801-65396

Source date

May 15, 2026
ONEX PARTNERS MANAGER LP
Investment adviser

SEC file number

801-74110

Source date

August 27, 2026
ONTRACK WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-136484

Source date

September 10, 2026
ONWARD ADVISORS LLC
Investment adviser

SEC file number

801-126708

Source date

April 16, 2026
ONWARD INVESTORS, LLC
Exempt reporting adviser

SEC file number

802-132872

Source date

September 21, 2026
ONYX BRIDGE WEALTH GROUP LLC
Investment adviser

SEC file number

801-118022

Source date

May 26, 2026
ONYX EQUITY MANAGEMENT GESTORA DE INVESTIMENTOS LIMITADA
Exempt reporting adviser

SEC file number

802-77811

Source date

March 16, 2026
ONYX FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-107355

Source date

February 19, 2026
ONYXPOINT GLOBAL MANAGEMENT LP
Investment adviser

SEC file number

801-111980

Source date

March 31, 2026
OP CRYPTO CAPITAL MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-126569

Source date

March 13, 2026
OP INVESTMENT MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-117786

Source date

March 27, 2026
OP PREF EQUITY ADVISER, LLC
Exempt reporting adviser

SEC file number

802-122131

Source date

February 26, 2026
OPAL ADVISORS, LLC
Investment adviser

SEC file number

801-132775

Source date

March 27, 2026
OPAL CAPITAL LLC
Investment adviser

SEC file number

801-126398

Source date

July 17, 2026
OPAL WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-114223

Source date

February 14, 2026
OPALESCENT CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-131814

Source date

March 6, 2026
OPALEYE MANAGEMENT INC.
Investment adviser

SEC file number

801-78700

Source date

February 19, 2026
OPEN DOOR INVESTMENT MANAGEMENT LTD.
Investment adviser

SEC file number

801-72755

Source date

March 27, 2026
OPEN DOORS PARTNERS LLC
Exempt reporting adviser

SEC file number

802-136162

Source date

April 1, 2026
OPEN FAMILY OFFICE (OFO) WEALTH MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-130969

Source date

May 28, 2025
OPEN FIELD CAPITAL LLC
Investment adviser

SEC file number

801-64621

Source date

March 30, 2026
OPEN FOREST ASSET MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-114557

Source date

August 28, 2026
OPEN INVESTMENT MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-134080

Source date

March 30, 2026
OPEN OPPORTUNITY MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-130484

Source date

March 26, 2026
OPEN SEASON MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-134829

Source date

March 15, 2026
OPEN SOURCE INVESTMENTS, LLC
Investment adviser

SEC file number

801-124704

Source date

March 20, 2026
OPEN WINDOW FINANCIAL SOLUTIONS, LTD.
Investment adviser

SEC file number

801-114451

Source date

March 17, 2026
OPENAI STARTUP FUND MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-123080

Source date

March 13, 2026
OPENAIR FINANCIAL, LLC
Investment adviser

SEC file number

801-127377

Source date

August 26, 2026
OPENARC CORPORATE ADVISORY, LLC
Investment adviser

SEC file number

801-133754

Source date

September 16, 2026
OPENGATE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-96335

Source date

September 1, 2026
OPENSPACE VENTURES PTE. LTD.
Exempt reporting adviser

SEC file number

802-113674

Source date

March 30, 2026
OPENVEST ACCESS LLC
Investment adviser

SEC file number

801-132047

Source date

June 29, 2026
OPENVIEW ADVISORS, LLC
Investment adviser

SEC file number

801-122597

Source date

March 25, 2026
OPERA INVESTMENT PARTNERS AG
Exempt reporting adviser

SEC file number

802-124867

Source date

March 31, 2026
OPERATOR COLLECTIVE MANAGEMENT, L.L.C.
Exempt reporting adviser

SEC file number

802-117129

Source date

March 31, 2026
OPEROSE ADVISORS LLC
Investment adviser

SEC file number

801-118313

Source date

September 1, 2026
OPHIR ASSET MANAGEMENT US LLC
Investment adviser

SEC file number

801-120534

Source date

March 25, 2026
OPIMA CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-137315

Source date

September 17, 2026
OPINICUS CAPITAL, INC.
Investment adviser

SEC file number

801-121369

Source date

March 3, 2026
OPPENHEIMER & CO. INC.
Investment adviser

SEC file number

801-887

Source date

June 23, 2026
OPPENHEIMER + CLOSE, LLC
Investment adviser

SEC file number

801-34964

Source date

March 27, 2026
OPPENHEIMER ALTERNATIVE INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-66692

Source date

September 1, 2026
OPPENHEIMER ASSET MANAGEMENT INC.
Investment adviser

SEC file number

801-31427

Source date

September 1, 2026
OPPENHEIMER INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-63615

Source date

March 19, 2026
OPPENHEIMERFUNDS INC
Investment adviser

SEC file number

801-8253

Source date

March 30, 2026
OPPORTUNUS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-122422

Source date

March 30, 2026
OPPTECH 1 GP, LLC
Exempt reporting adviser

SEC file number

802-122236

Source date

January 9, 2026
OPPVEST, LLC
Investment adviser

SEC file number

801-113107

Source date

March 27, 2026
OPTAS, LLC
Investment adviser

SEC file number

801-115209

Source date

March 30, 2026
OPTI CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-112559

Source date

March 30, 2026
OPTIMA ASSET MANAGEMENT INC
Investment adviser

SEC file number

801-52409

Source date

February 27, 2026
OPTIMA ASSET MANAGEMENT LP
Investment adviser

SEC file number

801-115262

Source date

August 24, 2026
OPTIMA CAPITAL LLC
Investment adviser

SEC file number

801-120712

Source date

March 19, 2026
OPTIMA CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-131999

Source date

April 22, 2026
OPTIMAL CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-68219

Source date

March 23, 2026
OPTIMAL TAX ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-135549

Source date

August 5, 2026
OPTIMAS CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-114894

Source date

March 25, 2026
OPTIMAS CAPITAL MANAGEMENT PTE. LTD.
Exempt reporting adviser

SEC file number

802-127717

Source date

March 25, 2026
OPTIMIST RETIREMENT GROUP, LLC
Investment adviser

SEC file number

801-114109

Source date

March 23, 2026
OPTIMIST VENTURES LLC
Investment adviser

SEC file number

801-134403

Source date

May 28, 2026
OPTIMIZE FINANCIAL INC.
Investment adviser

SEC file number

801-122500

Source date

June 30, 2026
OPTIMIZE INVESTMENT PARTNERS SGOIC, S.A.
Exempt reporting adviser

SEC file number

802-132709

Source date

March 31, 2026
OPTIMIZE WEALTH MANAGEMENT INC.
Investment adviser

SEC file number

801-131692

Source date

March 12, 2026
OPTIMIZED INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-129920

Source date

September 15, 2026
OPTIMUM FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-38310

Source date

February 9, 2026
OPTIMUM QUANTVEST CORPORATION
Investment adviser

SEC file number

801-115089

Source date

March 23, 2026
OPTIMUS CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-128467

Source date

March 13, 2026
OPTION RESEARCH & TECHNOLOGY SERVICES, LLC
Investment adviser

SEC file number

801-113446

Source date

March 31, 2026
OPTIVEST, INC.
Investment adviser

SEC file number

801-68965

Source date

March 30, 2026
OPTIVISE ADVISORY SERVICES LLC
Investment adviser

SEC file number

801-115232

Source date

July 14, 2026
OPTO INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-123757

Source date

July 31, 2026
OPTOS REAL ESTATE CREDIT, LLC
Investment adviser

SEC file number

801-136793

Source date

July 1, 2026
OPTUM VENTURE MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-111924

Source date

September 10, 2026
OPULEN FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-126034

Source date

January 21, 2026
OPULENTIA VENTURES M LLC
Exempt reporting adviser

SEC file number

802-137087

Source date

July 30, 2026
OPULUS LLC
Investment adviser

SEC file number

801-136843

Source date

June 25, 2026
OPUS ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-136590

Source date

May 28, 2026
OPUS CAPITAL GROUP LLC
Exempt reporting adviser

SEC file number

802-74923

Source date

March 31, 2026
OPUS CAPITAL GROUP, LLC
Investment adviser

SEC file number

801-51533

Source date

March 27, 2026
OPUS FINANCIAL SOLUTIONS LLC
Investment adviser

SEC file number

801-121841

Source date

September 8, 2026
OPUS INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-121988

Source date

March 31, 2026
OPUS PRIVATE WEALTH GROUP, LLC
Investment adviser

SEC file number

801-132215

Source date

February 25, 2026
OQ FUNDS MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-128233

Source date

March 23, 2026
ORACLE INVESTMENT MANAGEMENT, INC.
Exempt reporting adviser

SEC file number

802-128250

Source date

March 31, 2026
ORACLUM CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-134646

Source date

March 31, 2026
ORANGE AVENUE ADVISORS LLC
Investment adviser

SEC file number

801-135125

Source date

May 17, 2026
ORANGE CAPITAL VENTURES, LP
Exempt reporting adviser

SEC file number

802-113084

Source date

March 31, 2026
ORANGE FUND GP, LLC
Exempt reporting adviser

SEC file number

802-131496

Source date

March 24, 2026
ORANGE INVESTMENT ADVISORS, INC.
Investment adviser

SEC file number

801-48913

Source date

March 19, 2026
ORANGE INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-111976

Source date

March 30, 2026
ORANGE RIVER MANAGEMENT L.P.
Exempt reporting adviser

SEC file number

802-114935

Source date

March 30, 2026
ORANGEWOOD PARTNERS MANAGEMENT LLC
Investment adviser

SEC file number

801-111858

Source date

March 30, 2026
ORASIS CAPITAL
Investment adviser

SEC file number

801-80331

Source date

March 23, 2026
ORBIMED ADVISORS LLC
Investment adviser

SEC file number

801-61046

Source date

August 18, 2026
ORBIS INVESTMENT MANAGEMENT (U.S.), L.P.
Investment adviser

SEC file number

801-114700

Source date

March 25, 2026
ORBIS INVESTMENT MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-74861

Source date

March 25, 2026
ORBIT VENTURE PARTNERS LLC
Exempt reporting adviser

SEC file number

802-117967

Source date

March 24, 2026
ORBIT VENTURES MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-132095

Source date

April 1, 2026
ORBITAL VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-118281

Source date

March 26, 2026
ORCA CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-125699

Source date

April 1, 2026
ORCA INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-68050

Source date

May 1, 2026
ORCA NODE LIMITED
Exempt reporting adviser

SEC file number

802-136488

Source date

May 14, 2026
ORCA WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-119307

Source date

May 11, 2026
ORCAM FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-121561

Source date

March 30, 2026
ORCHARD ADVISORS LLC
Investment adviser

SEC file number

801-120137

Source date

August 25, 2026
ORCHARD CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-106488

Source date

September 22, 2026
ORCHARD CITY WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-136491

Source date

May 14, 2026
ORCHARD GLOBAL ASSET MANAGEMENT (S) PTE LTD
Exempt reporting adviser

SEC file number

802-76672

Source date

March 26, 2026
ORCHARD GLOBAL ASSET MANAGEMENT LLP
Investment adviser

SEC file number

801-110205

Source date

March 26, 2026
ORCHARD INCOME MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-128840

Source date

March 23, 2026
ORCHARD INVESTMENT PARTNERS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132097

Source date

March 30, 2026
ORCHID ADVISORY, LLC
Investment adviser

SEC file number

801-128761

Source date

June 30, 2026
ORCHID ASIA GROUP MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-120249

Source date

March 30, 2026
ORCHID ASIA VIII AIV GP LIMITED
Exempt reporting adviser

SEC file number

802-135556

Source date

March 31, 2026
ORCHID CHINA MANAGEMENT (CAYMAN) LIMITED
Exempt reporting adviser

SEC file number

802-121502

Source date

July 9, 2026
ORDER OF MAGNITUDE LLC
Exempt reporting adviser

SEC file number

802-132325

Source date

August 12, 2026
ORE INVESTMENTS LTDA
Exempt reporting adviser

SEC file number

802-118789

Source date

March 18, 2026
OREGON PACIFIC WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-122222

Source date

January 29, 2026
OREI ADVISORS LP
Investment adviser

SEC file number

801-110938

Source date

March 31, 2026
ORELLANA, JAVIER ESTUARDO GALINDO
Exempt reporting adviser

SEC file number

802-77078

Source date

March 25, 2026
OREON TECHNOLOGIES INC
Exempt reporting adviser

SEC file number

802-135899

Source date

March 19, 2026
ORG PORTFOLIO MANAGEMENT LLC
Investment adviser

SEC file number

801-62718

Source date

March 30, 2026
ORGEL WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-78284

Source date

March 25, 2026
ORIBEL CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-110923

Source date

March 24, 2026
ORIDIAN CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-72052

Source date

March 27, 2026
ORIENS FUNDS GP
Exempt reporting adviser

SEC file number

802-108987

Source date

March 31, 2026
ORIENT SECURITIES LLC
Exempt reporting adviser

SEC file number

802-134589

Source date

April 30, 2026
ORIENTAL BANK
Investment adviser

SEC file number

801-121169

Source date

March 27, 2026
ORIENTAL FINANCIAL SERVICES LLC
Investment adviser

SEC file number

801-88203

Source date

March 30, 2026
ORIGAMI CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-73372

Source date

April 1, 2026
ORIGEM INTERNATIONAL ADVISORY LLC
Investment adviser

SEC file number

801-132787

Source date

March 23, 2026
ORIGIN CREDIT ADVISERS, LLC
Investment adviser

SEC file number

801-127331

Source date

March 30, 2026
ORIGIN INVESTMENT ADVISORY LLC
Investment adviser

SEC file number

801-120236

Source date

March 26, 2026
ORIGIN VENTURES GROUP, LLC
Exempt reporting adviser

SEC file number

802-107561

Source date

March 30, 2026
ORIGINAL CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-130469

Source date

March 27, 2026
ORIN GREEN FINANCIAL, LLC
Investment adviser

SEC file number

801-108776

Source date

March 13, 2026
ORION CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-119207

Source date

March 26, 2026
ORION CAPITAL MANAGERS LLP
Exempt reporting adviser

SEC file number

802-75110

Source date

March 17, 2026
ORION INVESTMENT CO
Investment adviser

SEC file number

801-32212

Source date

June 25, 2026
ORION PORTFOLIO SOLUTIONS, LLC
Investment adviser

SEC file number

801-57265

Source date

July 31, 2026
ORION RESOURCE PARTNERS (AUS) PTY LTD
Exempt reporting adviser

SEC file number

802-121618

Source date

March 30, 2026
ORION RESOURCE PARTNERS (UK) LLP
Exempt reporting adviser

SEC file number

802-121616

Source date

March 30, 2026
ORION RESOURCE PARTNERS (USA), LP
Investment adviser

SEC file number

801-73641

Source date

May 14, 2026
ORIX ADVISERS, LLC
Investment adviser

SEC file number

801-118177

Source date

August 5, 2026
ORIZA VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-120238

Source date

April 1, 2026
ORKILA MANAGEMENT, LLC
Investment adviser

SEC file number

801-79690

Source date

March 31, 2026
ORLANDO FUNERAL ADVISORS LLC
Exempt reporting adviser

SEC file number

802-134258

Source date

March 27, 2026
ORLEANS CAPITAL MANAGEMENT CORP
Investment adviser

SEC file number

801-39597

Source date

September 14, 2026
ORMONDE INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-120659

Source date

July 9, 2026
OROGRAPHIC FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-126918

Source date

March 3, 2026
O'ROURKE & COMPANY, INCORPORATED
Investment adviser

SEC file number

801-64660

Source date

July 6, 2026
ORRELL CAPITAL MANAGMENT, INC.
Investment adviser

SEC file number

801-38997

Source date

May 13, 2026
ORSER CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-80081

Source date

February 19, 2026
ORSO PARTNERS, LP
Investment adviser

SEC file number

801-121939

Source date

March 6, 2026
ORTELIUS CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-65281

Source date

September 9, 2026
ORTHOGON PARTNERS INVESTMENT MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-131032

Source date

May 12, 2026
ORTHOGONAL ASSET MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-134903

Source date

February 27, 2026
ORVIETO PARTNERS, L.P.
Investment adviser

SEC file number

801-130730

Source date

May 1, 2026
OS PARTNERS LLC
Exempt reporting adviser

SEC file number

802-132358

Source date

March 19, 2026
OSA CAPITAL LLC
Exempt reporting adviser

SEC file number

802-135548

Source date

February 11, 2026
OSAIC ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-80075

Source date

August 28, 2026
OSAIC INSTITUTIONS, INC.
Investment adviser

SEC file number

801-67242

Source date

August 18, 2026
OSAIC WEALTH, INC.
Investment adviser

SEC file number

801-54859

Source date

August 28, 2026