Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 62 of 95

NVEST FINANCIAL, LLC
Investment adviser

SEC file number

801-123374

Source date

August 24, 2026
NVEST WEALTH STRATEGIES, INC.
Investment adviser

SEC file number

801-123479

Source date

January 13, 2026
NVM PRIVATE EQUITY LLP
Exempt reporting adviser

SEC file number

802-115270

Source date

June 29, 2026
NVNG INVESTMENT ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-120515

Source date

March 30, 2026
NVP CAPITAL MANAGEMENT, L.L.C.
Exempt reporting adviser

SEC file number

802-136065

Source date

March 30, 2026
NVWM LLC
Investment adviser

SEC file number

801-70883

Source date

April 24, 2026
NW1 PARTNERS UK LLP
Investment adviser

SEC file number

801-111845

Source date

June 26, 2026
NW1 PARTNERS US LLC
Investment adviser

SEC file number

801-111844

Source date

June 25, 2026
NWAM, LLC
Investment adviser

SEC file number

801-69483

Source date

March 31, 2026
NWEALTH INC.
Investment adviser

SEC file number

801-137250

Source date

August 7, 2026
NWF ADVISORY SERVICES INC
Investment adviser

SEC file number

801-55681

Source date

March 31, 2026
NWI MANAGEMENT LP
Investment adviser

SEC file number

801-74514

Source date

June 2, 2026
NWK GROUP, INC.
Investment adviser

SEC file number

801-61649

Source date

March 23, 2026
NWM ADVISORS, LLC
Investment adviser

SEC file number

801-107866

Source date

February 13, 2026
NWX MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-137277

Source date

August 12, 2026
NX1 CAPITAL LP
Investment adviser

SEC file number

801-134709

Source date

March 13, 2026
NXP MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-125918

Source date

February 19, 2026
NXSTEP INVESTMENT ADVISORS, LP
Exempt reporting adviser

SEC file number

802-128014

Source date

March 27, 2026
NXT CAPITAL INVESTMENT ADVISERS, LLC
Investment adviser

SEC file number

801-74046

Source date

August 26, 2026
NYCA MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-80292

Source date

March 13, 2026
NYDAO LTD.
Exempt reporting adviser

SEC file number

802-134819

Source date

October 24, 2025
NYE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-132608

Source date

February 24, 2026
NYES LEDGE CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-136049

Source date

March 28, 2026
NYHAVN CAPITAL AB
Exempt reporting adviser

SEC file number

802-130870

Source date

March 27, 2026
NYL INVESTMENTS EUROPE LIMITED
Exempt reporting adviser

SEC file number

802-117758

Source date

March 30, 2026
NYL INVESTORS LLC
Investment adviser

SEC file number

801-78759

Source date

August 6, 2026
NYLIM JACOB BALLAS ASSET MANAGEMENT COMPANY III LLC
Exempt reporting adviser

SEC file number

802-134572

Source date

September 14, 2026
NYMBUS CAPITAL INC.
Investment adviser

SEC file number

801-115015

Source date

January 5, 2026
NYO CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-137282

Source date

August 12, 2026
NYVER CAPITAL MANAGEMENT B.V.
Exempt reporting adviser

SEC file number

802-135193

Source date

March 27, 2026
NYX INVESTMENT MANAGEMENT CORPORATE LIMITED
Exempt reporting adviser

SEC file number

802-136099

Source date

March 31, 2026
NZS CAPITAL LLC
Investment adviser

SEC file number

801-119089

Source date

April 23, 2026
O ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-133704

Source date

March 31, 2026
O.F.O. PARTNERS, LLC
Investment adviser

SEC file number

801-136025

Source date

April 1, 2026
O15 CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-134025

Source date

March 23, 2026
O2 INVESTMENT PARTNERS, L.P.
Investment adviser

SEC file number

801-119161

Source date

April 29, 2026
OAC CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-128173

Source date

March 12, 2026
OAK ADVISORS, LLC
Investment adviser

SEC file number

801-64842

Source date

February 14, 2026
OAK ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-110296

Source date

February 23, 2026
OAK ASSOCIATES LTD
Investment adviser

SEC file number

801-23632

Source date

March 6, 2026
OAK BARREL WEALTH ADVISORY LLC
Investment adviser

SEC file number

801-131508

Source date

September 2, 2026
OAK CITY CONSULTING, LLC
Investment adviser

SEC file number

801-74468

Source date

July 28, 2026
OAK CREEK PRIVATE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-130253

Source date

March 9, 2026
OAK CREST ADVISORY, LLC
Investment adviser

SEC file number

801-123423

Source date

March 19, 2026
OAK FAMILY ADVISORS, LLC
Investment adviser

SEC file number

801-108109

Source date

June 11, 2026
OAK FINANCIAL GROUP INC
Investment adviser

SEC file number

801-40926

Source date

March 17, 2026
OAK GROVE CAPITAL, LLC
Investment adviser

SEC file number

801-112059

Source date

March 30, 2026
OAK HARBOR CAPITAL, LLC
Investment adviser

SEC file number

801-80354

Source date

March 27, 2026
OAK HARVEST INVESTMENT SERVICES, LLC
Investment adviser

SEC file number

801-116667

Source date

April 22, 2026
OAK HCFT MANAGEMENT COMPANY LLC
Exempt reporting adviser

SEC file number

802-79923

Source date

March 26, 2026
OAK HILL ADVISORS, L.P.
Investment adviser

SEC file number

801-62894

Source date

June 1, 2026
OAK HILL CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-64749

Source date

March 30, 2026
OAK MANAGEMENT CORPORATION
Exempt reporting adviser

SEC file number

802-76266

Source date

March 27, 2026
OAK PROOF MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-132395

Source date

April 15, 2026
OAK RIDGE INVESTMENTS, LLC
Investment adviser

SEC file number

801-35529

Source date

May 4, 2026
OAK ROOT LLC
Investment adviser

SEC file number

801-100400

Source date

August 19, 2026
OAK STREET ADVISORS INC
Investment adviser

SEC file number

801-135703

Source date

May 14, 2026
OAK STREET INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-128057

Source date

September 25, 2026
OAK THISTLE LLC
Investment adviser

SEC file number

801-119515

Source date

May 5, 2026
OAK WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-110588

Source date

March 25, 2026
OAKCLIFF PARTNERS LLC
Investment adviser

SEC file number

801-113079

Source date

March 23, 2026
OAKHOUSE PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-112185

Source date

March 23, 2026
OAKHURST ADVISORS, LLC
Investment adviser

SEC file number

801-107689

Source date

March 30, 2026
OAKLEY CAPITAL GMBH
Exempt reporting adviser

SEC file number

802-121045

Source date

March 30, 2026
OAKLEY CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-75990

Source date

March 30, 2026
OAKLEY CAPITAL MANAGER LIMITED
Exempt reporting adviser

SEC file number

802-110610

Source date

March 30, 2026
OAKLEY CAPITAL S.L.U
Exempt reporting adviser

SEC file number

802-128514

Source date

March 30, 2026
OAKLEY CAPITAL S.R.L.
Exempt reporting adviser

SEC file number

802-121400

Source date

March 30, 2026
OAKLEY CAPITAL SERVICES BERMUDA LIMITED
Exempt reporting adviser

SEC file number

802-134072

Source date

March 30, 2026
OAKMONT ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-128685

Source date

May 26, 2026
OAKMONT CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-71287

Source date

March 30, 2026
OAKMONT CORPORATION
Investment adviser

SEC file number

801-42175

Source date

July 16, 2026
OAKMONT INVESTMENT ADVISORS, INC.
Investment adviser

SEC file number

801-113803

Source date

July 15, 2026
OAKMONT WEALTH ADVISORY, LLC
Investment adviser

SEC file number

801-114266

Source date

March 11, 2026
OAKMOUNT CAPITAL LLP
Exempt reporting adviser

SEC file number

802-135123

Source date

June 23, 2026
OAKRIDGE MANAGEMENT GROUP LLC
Investment adviser

SEC file number

801-117907

Source date

March 30, 2026
OAKSTREET WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-117484

Source date

March 30, 2026
OAKTOP CAPITAL MANAGEMENT II, L.P.
Investment adviser

SEC file number

801-74616

Source date

March 31, 2026
OAKTREE ADVISORS LLC
Investment adviser

SEC file number

801-129908

Source date

April 14, 2026
OAKTREE CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-48923

Source date

August 17, 2026
OAKTREE FUND ADVISORS, LLC
Investment adviser

SEC file number

801-112570

Source date

August 17, 2026
OAKTRUST WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-110788

Source date

February 6, 2026
OAKWELL PRIVATE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-110263

Source date

March 18, 2026
OAKWOOD CAPITAL, INC.
Investment adviser

SEC file number

801-120259

Source date

May 12, 2026
OAKWOOD REAL ESTATE PARTNERS, LLC
Investment adviser

SEC file number

801-79677

Source date

March 27, 2026
OAKWORTH ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-132789

Source date

March 27, 2026
OARSMAN CAPITAL, INC
Investment adviser

SEC file number

801-60988

Source date

September 8, 2026
OASIS ADVISORS, LLC
Investment adviser

SEC file number

801-132394

Source date

June 17, 2026
OASIS CAPITAL PARTNERS (TEXAS) INC.
Investment adviser

SEC file number

801-80152

Source date

August 28, 2026
OASIS INVESTMENT STRATEGIES LLC
Investment adviser

SEC file number

801-71417

Source date

August 7, 2026
OASIS WEALTH PLANNING ADVISORS, LLC
Investment adviser

SEC file number

801-130696

Source date

June 11, 2026
OATH PLANNING, LLC
Investment adviser

SEC file number

801-128168

Source date

February 3, 2026
OATV MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-75383

Source date

March 30, 2026
OBERLAND CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-87179

Source date

May 1, 2026
OBERMEYER WOOD INVESTMENT COUNSEL, LLLP
Investment adviser

SEC file number

801-54953

Source date

September 14, 2026
OBERON ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-71358

Source date

May 1, 2026
OBERWEIS ASSET MANAGEMENT (HONG KONG) LIMITED
Investment adviser

SEC file number

801-113473

Source date

March 31, 2026
OBERWEIS ASSET MANAGEMENT INC
Investment adviser

SEC file number

801-35657

Source date

September 8, 2026
OBION CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-129694

Source date

March 31, 2026
OBJECTIVE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-114315

Source date

March 23, 2026
OBJECTIVE FUNCTION RESEARCH ADVISORS LLC
Exempt reporting adviser

SEC file number

802-135577

Source date

February 13, 2026
OBJECTIVITY SQUARED, LLC
Investment adviser

SEC file number

801-119693

Source date

March 5, 2026
O'BOYLE WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-113180

Source date

March 30, 2026
OBP CAPITAL LLC
Investment adviser

SEC file number

801-80213

Source date

May 26, 2026
OBRA CAPITAL MANAGEMENT, LLC.
Investment adviser

SEC file number

801-71894

Source date

September 23, 2026
OBRA FUND MANAGEMENT, LLC
Investment adviser

SEC file number

801-129207

Source date

September 23, 2026
O'BRIEN CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-120981

Source date

March 27, 2026
OBRIEN GREENE & CO INC
Investment adviser

SEC file number

801-5866

Source date

June 17, 2026
O'BRIEN INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-118289

Source date

August 27, 2026
OBSIDIAN CIO LLC
Investment adviser

SEC file number

801-110874

Source date

June 9, 2026
OBVIOUS MANAGEMENT SERVICES LLC
Exempt reporting adviser

SEC file number

802-80474

Source date

March 24, 2026
OC CAPITAL MANAGEMENT LTD
Exempt reporting adviser

SEC file number

802-132364

Source date

March 24, 2026
OC INVESTMENT MANAGEMENT LP
Investment adviser

SEC file number

801-121732

Source date

May 15, 2026
OCA VENTURES, LLC
Investment adviser

SEC file number

801-136135

Source date

April 7, 2026
OCCAM CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-60137

Source date

March 27, 2026
OCCAM CREST MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-123586

Source date

March 30, 2026
OCCIDENTAL ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-78516

Source date

September 23, 2026
OCCUDO QUANTITATIVE STRATEGIES LP
Investment adviser

SEC file number

801-121854

Source date

March 31, 2026
OCEAN ARETE LIMITED
Exempt reporting adviser

SEC file number

802-110713

Source date

August 12, 2026
OCEAN AVENUE CAPITAL PARTNERS, L.P.
Investment adviser

SEC file number

801-73101

Source date

June 17, 2026
OCEAN ENDOWMENT PARTNERS, LLC
Investment adviser

SEC file number

801-78273

Source date

March 25, 2026
OCEAN INDEX PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-134371

Source date

March 24, 2026
OCEAN LINK PARTNERS II LIMITED
Exempt reporting adviser

SEC file number

802-117815

Source date

March 26, 2026
OCEAN LINK PARTNERS LIMITED
Exempt reporting adviser

SEC file number

802-108495

Source date

March 31, 2026
OCEAN PARK ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-68554

Source date

July 15, 2026
OCEAN PATH ADVISORS, LLC
Investment adviser

SEC file number

801-135249

Source date

August 11, 2026
OCEANA INVESTIMENTOS ADMINISTRADORA DE CARTEIRA DE VALORES MOBI
Exempt reporting adviser

SEC file number

802-134503

Source date

March 5, 2026
OCEANIC INVESTMENT MANAGEMENT LIMITED
Investment adviser

SEC file number

801-73687

Source date

March 30, 2026
OCEANIQ CAPITAL, LLC
Investment adviser

SEC file number

801-113911

Source date

June 24, 2026
OCEANIS FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-118279

Source date

March 25, 2026
OCEANS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-126939

Source date

March 29, 2026
OCEANSIDE ADVISORS LLC
Investment adviser

SEC file number

801-127503

Source date

February 4, 2026
OCEANSOUND PARTNERS, LP
Investment adviser

SEC file number

801-119173

Source date

March 31, 2026
OCEANVAST CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-135486

Source date

February 3, 2026
OCM PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-131099

Source date

August 3, 2026
OCO CAPITAL PARTNERS LP
Investment adviser

SEC file number

801-114449

Source date

March 30, 2026
O'CONNELL INVESTMENT AND INSURANCE SERVICES, LLC
Investment adviser

SEC file number

801-123534

Source date

February 25, 2026
O'CONNOR ALTERNATIVE INVESTMENTS, LLC
Investment adviser

SEC file number

801-133741

Source date

May 19, 2026
O'CONNOR CAPITAL ADVISORY, LLC
Investment adviser

SEC file number

801-136929

Source date

July 2, 2026
O'CONNOR FINANCIAL GROUP LLC
Investment adviser

SEC file number

801-125759

Source date

September 14, 2026
O'CONNOR WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-131495

Source date

June 23, 2026
OCORIAN FUND MANAGEMENT S.� R.L.
Exempt reporting adviser

SEC file number

802-134537

Source date

March 31, 2026
OCP ASIA (AUSTRALIA) PTY LIMITED
Exempt reporting adviser

SEC file number

802-125836

Source date

March 16, 2026
OCP ASIA (HONG KONG) LIMITED
Exempt reporting adviser

SEC file number

802-112987

Source date

March 16, 2026
OCP ASIA (SINGAPORE) PTE. LIMITED
Exempt reporting adviser

SEC file number

802-112988

Source date

May 7, 2026
OCTAGON ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-110412

Source date

March 5, 2026
OCTAGON CAPITAL ADVISORS LP
Investment adviser

SEC file number

801-118554

Source date

March 20, 2026
OCTAGON CREDIT INVESTORS, LLC
Investment adviser

SEC file number

801-71998

Source date

March 30, 2026
OCTAGON FINANCE LLC
Investment adviser

SEC file number

801-112264

Source date

March 31, 2026
OCTAHEDRON CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-123257

Source date

March 30, 2026
OCTANT QUANTITATIVE INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-80940

Source date

February 19, 2026
OCTAVE VENTURES LLC
Exempt reporting adviser

SEC file number

802-121090

Source date

February 27, 2026
OCTAVIA INVESTMENTS LLC
Investment adviser

SEC file number

801-128303

Source date

February 5, 2026
OCTAVIA WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-118078

Source date

July 2, 2026
OCTO CAPITAL, LLC
Investment adviser

SEC file number

801-131442

Source date

February 2, 2026
OCTOBER EFFECT LTD.
Investment adviser

SEC file number

801-132795

Source date

June 25, 2026
OCTOBER WEALTH ADVISORS, INC
Investment adviser

SEC file number

801-124993

Source date

September 22, 2026
OCTOGONE NA, LLC
Investment adviser

SEC file number

801-126432

Source date

September 11, 2026
OCTOPUS AIF MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-110028

Source date

July 13, 2026
OCTOPUS INVESTMENTS LIMITED
Exempt reporting adviser

SEC file number

802-110034

Source date

July 13, 2026
OCTOPUS RENEWABLES LTD.
Investment adviser

SEC file number

801-128341

Source date

August 3, 2026
OCV MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-113122

Source date

March 31, 2026
OCVC, LLC
Exempt reporting adviser

SEC file number

802-112455

Source date

March 30, 2026
ODA AND COMPANY, INC.
Investment adviser

SEC file number

801-135858

Source date

July 16, 2026
ODEON CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-119007

Source date

September 15, 2026
ODER INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-110656

Source date

August 14, 2026
ODETTE PARTNERS LLC
Exempt reporting adviser

SEC file number

802-127543

Source date

February 11, 2026
ODLUM BROWN USA INVESTMENT MANAGEMENT LIMITED
Investment adviser

SEC file number

801-63386

Source date

June 4, 2026
O'DOMHNAILL ENTERPRISES, INC.
Investment adviser

SEC file number

801-134560

Source date

February 10, 2026
O'DONNELL FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-110717

Source date

March 26, 2026
ODYSSEAN, LLC
Investment adviser

SEC file number

801-134498

Source date

March 12, 2026
ODYSSEY CAPITAL ADVISORS INC.
Investment adviser

SEC file number

801-130634

Source date

May 21, 2026
ODYSSEY GROUP LLC
Investment adviser

SEC file number

801-133758

Source date

March 31, 2026
ODYSSEY INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-73589

Source date

May 12, 2026
ODYSSEY MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-135931

Source date

March 23, 2026
OELSCHLAGER INVESTMENTS LLC
Investment adviser

SEC file number

801-117587

Source date

July 27, 2026
OEP CAPITAL ADVISORS, L.P.
Investment adviser

SEC file number

801-80566

Source date

March 31, 2026
OEW INVESTMENT ADVISORS LP
Investment adviser

SEC file number

801-134553

Source date

August 24, 2026
OFC FINANCIAL PLANNING, LLC
Investment adviser

SEC file number

801-130612

Source date

February 25, 2026
OFF ROAD CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-121954

Source date

July 24, 2026
OFF THE CHAIN CAPITAL, LLC
Investment adviser

SEC file number

801-120517

Source date

March 17, 2026
OFFIT CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-68155

Source date

August 19, 2026
OFFLINE VENTURES, LLC
Exempt reporting adviser

SEC file number

802-127241

Source date

March 23, 2026
OFG FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-127727

Source date

March 26, 2026
OFS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-71366

Source date

March 31, 2026
OFS CLO MANAGEMENT II, LLC
Investment adviser

SEC file number

801-126883

Source date

March 31, 2026
OFS CLO MANAGEMENT, LLC
Investment adviser

SEC file number

801-110675

Source date

March 31, 2026
OFS ENTERPRISE LLC
Investment adviser

SEC file number

801-135156

Source date

May 29, 2026
OGAM, LP
Investment adviser

SEC file number

801-110456

Source date

July 6, 2026
OGARD CAPITAL MARKETS RESEARCH LLC
Investment adviser

SEC file number

801-134261

Source date

February 26, 2026
OGBORNE CAPITAL MANAGEMENT, LLC.
Investment adviser

SEC file number

801-121096

Source date

March 31, 2026
OGCI CLIMATE INVESTMENTS MANAGEMENT COMPANY (USA), LLC
Investment adviser

SEC file number

801-127524

Source date

May 26, 2026
OGOREK WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-18446

Source date

February 17, 2026
OHA PRIVATE CREDIT ADVISORS II, L.P.
Investment adviser

SEC file number

801-126341

Source date

March 31, 2026
OHA PRIVATE CREDIT ADVISORS LLC
Investment adviser

SEC file number

801-126340

Source date

March 31, 2026
O'HAGAN GROUP, INC.
Investment adviser

SEC file number

801-121753

Source date

March 30, 2026
OHANA ADVISORS MANAGEMENT, LLC
Investment adviser

SEC file number

801-75431

Source date

May 22, 2026
OHIGGINS ASSET MANAGEMENT INC
Investment adviser

SEC file number

801-119691

Source date

March 31, 2026
OIA LTD
Investment adviser

SEC file number

801-64510

Source date

March 17, 2026
OIC, L.P.
Investment adviser

SEC file number

801-107230

Source date

April 1, 2026
OIF MANAGEMENT CORP.
Exempt reporting adviser

SEC file number

802-107389

Source date

March 6, 2026
OIF MANAGEMENT II, L.L.C.
Exempt reporting adviser

SEC file number

802-128846

Source date

March 10, 2026
OKABENA INVESTMENT SERVICES INC
Investment adviser

SEC file number

801-47929

Source date

March 27, 2026
OKAPI CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-119446

Source date

March 30, 2026
OKAPI VENTURE CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-74499

Source date

May 7, 2026
OKEANOS VENTURE MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-132599

Source date

March 30, 2026
O'KEEFE STEVENS ADVISORY, INC.
Investment adviser

SEC file number

801-109944

Source date

July 31, 2026
OLA INVIERTE, LLC
Investment adviser

SEC file number

801-125801

Source date

February 10, 2026
OLARUS CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-137260

Source date

August 10, 2026
OLD BARN CAPITAL LLC
Investment adviser

SEC file number

801-134900

Source date

August 13, 2026
OLD BELLOWS PARTNERS L.P.
Investment adviser

SEC file number

801-73297

Source date

May 13, 2026
OLD BRIDGE CAPITAL MANAGEMENT PRIVATE LIMITED
Investment adviser

SEC file number

801-114703

Source date

June 24, 2026
OLD BRIDGE WEALTH, INC
Investment adviser

SEC file number

801-130858

Source date

September 23, 2025
OLD FARM PARTNERS LP
Investment adviser

SEC file number

801-110587

Source date

March 10, 2026
OLD FIELD ADVISORS LLC
Investment adviser

SEC file number

801-122133

Source date

March 20, 2026
OLD GLORY ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-61882

Source date

March 18, 2026
OLD HICKORY PARTNERS MANAGEMENT, LP
Investment adviser

SEC file number

801-133942

Source date

March 31, 2026
OLD IRONSIDES ENERGY, LLC
Investment adviser

SEC file number

801-78440

Source date

April 14, 2026
OLD MISSION ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-137209

Source date

August 20, 2026
OLD MISSION INVESTMENT COMPANY, LLC
Investment adviser

SEC file number

801-66666

Source date

March 27, 2026
OLD NORTH STATE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-69690

Source date

March 17, 2026
OLD OAK FINANCIAL PLANNING, INC.
Investment adviser

SEC file number

801-117480

Source date

March 9, 2026
OLD ORCHARD CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-79641

Source date

March 30, 2026
OLD PEAK FINANCE LLC
Investment adviser

SEC file number

801-109968

Source date

August 24, 2026
OLD PEAK LIMITED
Investment adviser

SEC file number

801-110975

Source date

April 30, 2026
OLD PORT ADVISORS, INC
Investment adviser

SEC file number

801-60130

Source date

August 31, 2026
OLD ROCK ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-81148

Source date

January 14, 2026
OLD SLIP REGISTERED INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-113781

Source date

February 12, 2026
OLD VINE CAPITAL, LLC
Investment adviser

SEC file number

801-136808

Source date

July 28, 2026
OLD WELL PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-132592

Source date

January 30, 2026
OLD WEST INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-69604

Source date

March 30, 2026
OLDE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-119044

Source date

February 20, 2026
OLDFIELD PARTNERS LLP
Investment adviser

SEC file number

801-72023

Source date

June 29, 2026
OLDFIELD WEALTH PARTNERS LLC
Investment adviser

SEC file number

801-131174

Source date

July 29, 2026
OLDSLIP MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-120318

Source date

March 23, 2026
O'LEARY VENTURES MANAGEMENT, L.P.
Exempt reporting adviser

SEC file number

802-128200

Source date

March 31, 2026
OLESEN CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-79332

Source date

March 27, 2026
OLIO FINANCIAL PLANNING, LLC
Investment adviser

SEC file number

801-111849

Source date

March 4, 2026
OLISTICO WEALTH, LLC
Investment adviser

SEC file number

801-121638

Source date

March 24, 2026
OLIVE BRANCH CAPITAL, LLC
Investment adviser

SEC file number

801-127490

Source date

March 16, 2026
OLIVE CAPITAL MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-126594

Source date

March 30, 2026
OLIVE HOSPITALITY GROUP LLC
Exempt reporting adviser

SEC file number

802-131998

Source date

May 8, 2026
OLIVE PARTNERS MANAGEMENT LLC
Investment adviser

SEC file number

801-136936

Source date

September 1, 2026
OLIVE ROCK PARTNERS LIMITED
Exempt reporting adviser

SEC file number

802-122525

Source date

June 4, 2026
OLIVE STREET CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-134084

Source date

March 31, 2026
OLIVE STREET INVESTMENT ADVISERS, LLC
Investment adviser

SEC file number

801-77754

Source date

March 26, 2026
OLIVE TECHNOLOGY VENTURES MANAGEMENT, LLC
Investment adviser

SEC file number

801-121034

Source date

April 30, 2026
OLIVEIRA WEALTH, LLC
Investment adviser

SEC file number

801-122522

Source date

June 17, 2026
OLIVER CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-67157

Source date

March 25, 2026
OLIVER LUXXE ASSETS LLC
Investment adviser

SEC file number

801-78786

Source date

August 19, 2026