Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 65 of 95

PANDOWEALTH. LLC
Investment adviser

SEC file number

801-120105

Source date

April 21, 2026
PANDTONG QUANTITATIVE RESEARCH LIMITED
Exempt reporting adviser

SEC file number

802-129263

Source date

March 17, 2026
PANGAEA VENTURES US INC.
Exempt reporting adviser

SEC file number

802-106970

Source date

March 12, 2026
PANGOLIN INVESTMENT MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-110849

Source date

March 26, 2026
PANHE ASSET MANAGEMENT CO., LIMITED
Exempt reporting adviser

SEC file number

802-113425

Source date

March 19, 2026
PANI BEKAERT PLUIM & CO. LLC
Exempt reporting adviser

SEC file number

802-119032

Source date

April 1, 2026
PANIMA CAPITAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-137224

Source date

August 4, 2026
PANORAMA POINT PARTNERS, LLC
Investment adviser

SEC file number

801-100497

Source date

March 17, 2026
PANORAMA WEALTH ADVISORS
Investment adviser

SEC file number

801-127465

Source date

March 31, 2026
PANORAMIC CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-130301

Source date

March 2, 2026
PANORAMIC CAPITAL, LLC
Investment adviser

SEC file number

801-130526

Source date

March 18, 2026
PANORAMIC INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-112146

Source date

March 17, 2026
PANORAMIKA ADVISORS INC.
Investment adviser

SEC file number

801-80278

Source date

February 10, 2026
PANTAREI ASSET MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-130540

Source date

March 12, 2026
PANTELES ADVISORS, LLC
Investment adviser

SEC file number

801-136180

Source date

September 11, 2026
PANTERA CAPITAL PARTNERS LP
Investment adviser

SEC file number

801-113456

Source date

March 31, 2026
PANTHEON INFRA ADVISORS, LLC
Investment adviser

SEC file number

801-132356

Source date

July 13, 2026
PANTHEON VENTURES (IRELAND) DESIGNATED ACTIVITY COMPANY
Exempt reporting adviser

SEC file number

802-118180

Source date

July 13, 2026
PANTHEON VENTURES (UK) LLP
Investment adviser

SEC file number

801-135040

Source date

July 13, 2026
PANTHEON VENTURES (US) LP
Investment adviser

SEC file number

801-71327

Source date

July 14, 2026
PANTHEON VENTURES INC.
Investment adviser

SEC file number

801-32850

Source date

July 30, 2026
PANTHER GLOBAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-134514

Source date

May 5, 2026
PANTHEUM PARTNERS LIMITED
Exempt reporting adviser

SEC file number

802-117269

Source date

March 27, 2026
PANVIEW CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-117760

Source date

March 27, 2026
PANVIRA INVESTMENT MANAGEMENT LLP
Exempt reporting adviser

SEC file number

802-135855

Source date

June 8, 2026
PAPAMARKOU WELLNER ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-63317

Source date

March 31, 2026
PAPPAS CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-76418

Source date

March 31, 2026
PAPPY CAPITAL MANAGEMENT CO LLC
Exempt reporting adviser

SEC file number

802-127891

Source date

March 2, 2026
PAPYRUS CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-135878

Source date

March 17, 2026
PAR CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-73100

Source date

March 12, 2026
PARA WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-126401

Source date

April 20, 2026
PARABELLUM CAPITAL LLC
Investment adviser

SEC file number

801-113609

Source date

May 13, 2026
PARABLE PARTNERS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132561

Source date

March 30, 2026
PARABLE, LLC
Investment adviser

SEC file number

801-132360

Source date

June 17, 2026
PARADE VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-130121

Source date

March 25, 2026
PARADICE INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-76920

Source date

September 14, 2026
PARADIEM, LLC
Investment adviser

SEC file number

801-110924

Source date

September 15, 2026
PARADIGM ADVISORS, L.L.C.
Investment adviser

SEC file number

801-132244

Source date

August 31, 2026
PARADIGM ASSET MANAGEMENT COMPANY, L.L.C.
Investment adviser

SEC file number

801-49001

Source date

March 30, 2026
PARADIGM BIOCAPITAL ADVISORS LP
Investment adviser

SEC file number

801-120338

Source date

August 27, 2026
PARADIGM CAPITAL GP
Exempt reporting adviser

SEC file number

802-77265

Source date

February 26, 2026
PARADIGM CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-47403

Source date

March 31, 2026
PARADIGM CAPITAL MANAGEMENT,LLC
Investment adviser

SEC file number

801-118148

Source date

March 10, 2026
PARADIGM FUNDS ADVISOR LLC
Investment adviser

SEC file number

801-64574

Source date

March 30, 2026
PARADIGM GLOBAL INVESTORS, LLC
Investment adviser

SEC file number

801-134373

Source date

March 31, 2026
PARADIGM INVESTMENT ADVISORY, LLC
Investment adviser

SEC file number

801-131802

Source date

March 30, 2026
PARADIGM OPERATIONS LP
Investment adviser

SEC file number

801-117048

Source date

June 5, 2026
PARADIGM WEALTH ADVISORY LLC
Investment adviser

SEC file number

801-107403

Source date

September 14, 2026
PARADIGM WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-114893

Source date

September 14, 2026
PARADIGM WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-69719

Source date

March 9, 2026
PARADIGM, STRATEGIES IN WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-79270

Source date

February 26, 2026
PARADOXIOM CAPITAL LP
Investment adviser

SEC file number

801-134389

Source date

July 17, 2026
PARAFI CAPITAL LP
Investment adviser

SEC file number

801-121952

Source date

September 18, 2026
PARAGON ADVISOR PARTNERS LLP
Exempt reporting adviser

SEC file number

802-108572

Source date

June 19, 2026
PARAGON ADVISORS, L.L.C.
Investment adviser

SEC file number

801-67813

Source date

July 16, 2026
PARAGON ASSET MANAGEMENT INC.
Investment adviser

SEC file number

801-131994

Source date

February 17, 2026
PARAGON CAPITAL MANAGEMENT
Investment adviser

SEC file number

801-36249

Source date

March 24, 2026
PARAGON CAPITAL MANAGEMENT INC
Investment adviser

SEC file number

801-45326

Source date

March 18, 2026
PARAGON CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-55805

Source date

July 20, 2026
PARAGON FINANCIAL PARTNERS, INC.
Investment adviser

SEC file number

801-72424

Source date

March 18, 2026
PARAGON FINANCIAL SERVICES
Investment adviser

SEC file number

801-117764

Source date

July 21, 2026
PARAGON INVESTING, LLC
Investment adviser

SEC file number

801-135752

Source date

August 3, 2026
PARAGON PRIVATE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-120682

Source date

March 19, 2026
PARALA CAPITAL LLP
Exempt reporting adviser

SEC file number

802-134569

Source date

September 4, 2026
PARALEL ADVISORS LLC
Investment adviser

SEC file number

801-122468

Source date

January 27, 2026
PARALIGN CAPITAL INVESTMENT ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-131717

Source date

August 19, 2026
PARALLAX VOLATILITY ADVISERS, L.P.
Investment adviser

SEC file number

801-73683

Source date

March 19, 2026
PARALLAXES CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-120832

Source date

March 27, 2026
PARALLEL ADVISORS, LLC
Investment adviser

SEC file number

801-68107

Source date

June 29, 2026
PARALLEL49 EQUITY, ULC
Exempt reporting adviser

SEC file number

802-135057

Source date

March 10, 2026
PARALOS ASSET MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-120209

Source date

September 25, 2025
PARAMETRIC HOLDINGS LLC
Exempt reporting adviser

SEC file number

802-126760

Source date

March 31, 2026
PARAMETRIC PORTFOLIO ASSOCIATES LLC
Investment adviser

SEC file number

801-60485

Source date

April 21, 2026
PARAMETRICA ASSET MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-75210

Source date

March 24, 2026
PARAMOUNT ASSOCIATES WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-125797

Source date

March 31, 2026
PARAMOUNT GROUP REAL ESTATE ADVISOR LLC
Investment adviser

SEC file number

801-73738

Source date

March 31, 2026
PARATAXIS CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-137135

Source date

August 3, 2026
PARATAXIS LABS MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-134153

Source date

March 31, 2026
PARATUS FINANCIAL, INC.
Investment adviser

SEC file number

801-63703

Source date

March 24, 2026
PARCEIRO VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-130213

Source date

March 11, 2026
PARCION PRIVATE WEALTH LLC
Investment adviser

SEC file number

801-117477

Source date

March 10, 2026
PARCO WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-125736

Source date

March 6, 2026
PARCOM CAPITAL MANAGEMENT BV
Exempt reporting adviser

SEC file number

802-108169

Source date

March 30, 2026
PARDINUS CAPITAL LLP
Exempt reporting adviser

SEC file number

802-131469

Source date

February 25, 2026
PARE PARTNERS II LLC
Investment adviser

SEC file number

801-128524

Source date

March 31, 2026
PARE PARTNERS LLC
Investment adviser

SEC file number

801-128523

Source date

March 31, 2026
PARI PASSU VENTURES LLC
Exempt reporting adviser

SEC file number

802-133737

Source date

March 31, 2026
PARI PASSU VENTURES LT LLC
Exempt reporting adviser

SEC file number

802-134224

Source date

April 1, 2026
PARI WASHINGTON COMPANY PVT. LTD
Exempt reporting adviser

SEC file number

802-75331

Source date

March 25, 2026
PARIAN GLOBAL MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-135959

Source date

March 24, 2026
PARIAX, LLC
Investment adviser

SEC file number

801-119694

Source date

March 11, 2026
PARISI GRAY WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-108904

Source date

February 5, 2026
PARK AVENUE INSTITUTIONAL ADVISERS LLC
Investment adviser

SEC file number

801-81084

Source date

March 27, 2026
PARK AVENUE SECURITIES LLC
Investment adviser

SEC file number

801-58108

Source date

September 8, 2026
PARK CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-115013

Source date

March 6, 2026
PARK EDGE ADVISORS, LLC
Investment adviser

SEC file number

801-125820

Source date

May 27, 2026
PARK LANE ADVISORS, LLC
Investment adviser

SEC file number

801-134968

Source date

August 7, 2026
PARK PLACE CAPITAL CORPORATION
Investment adviser

SEC file number

801-32593

Source date

March 13, 2026
PARK PRESIDIO CAPITAL LLC
Investment adviser

SEC file number

801-78726

Source date

March 17, 2026
PARK ROAD PARTNERS LP
Investment adviser

SEC file number

801-136226

Source date

September 4, 2026
PARK SHORE PARTNERS LLC
Investment adviser

SEC file number

801-68594

Source date

November 12, 2025
PARK SQUARE CAPITAL USA LP
Investment adviser

SEC file number

801-134917

Source date

March 30, 2026
PARK SQUARE FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-131121

Source date

April 24, 2026
PARK STATE ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-132913

Source date

April 23, 2026
PARK STREET CAPITAL ADVISERS, L.L.C.
Investment adviser

SEC file number

801-60582

Source date

July 13, 2026
PARK WEST ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-74145

Source date

August 14, 2026
PARK, MILLER, LLC
Investment adviser

SEC file number

801-69027

Source date

March 31, 2026
PARKER FINANCIAL ADVISORS LLC
Investment adviser

SEC file number

801-117329

Source date

March 2, 2026
PARKER FINANCIAL LLC
Investment adviser

SEC file number

801-121333

Source date

September 9, 2026
PARKER INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-56045

Source date

March 18, 2026
PARKERGALE, LLC
Investment adviser

SEC file number

801-110228

Source date

March 27, 2026
PARKMAN HEALTHCARE PARTNERS LLC
Investment adviser

SEC file number

801-114849

Source date

March 27, 2026
PARKSHORE WEALTH MANAGEMENT
Investment adviser

SEC file number

801-78573

Source date

June 11, 2026
PARKSIDE INVESTMENTS, LLC
Investment adviser

SEC file number

801-108826

Source date

July 31, 2026
PARKSTONE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-78430

Source date

March 20, 2026
PARKVIEW ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-124728

Source date

March 31, 2026
PARKVIEW LTD.
Investment adviser

SEC file number

801-73069

Source date

February 26, 2026
PARKVIEW US LLC
Investment adviser

SEC file number

801-73116

Source date

July 16, 2026
PARKWAY ADVISORS, L.P.
Investment adviser

SEC file number

801-60265

Source date

March 13, 2026
PARKWAY CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-129817

Source date

March 18, 2026
PARKWAY FOUNDERS 2 LLC
Exempt reporting adviser

SEC file number

802-124930

Source date

March 31, 2026
PARKWAY WEALTH MANAGEMENT GROUP, LLC
Investment adviser

SEC file number

801-131974

Source date

September 14, 2026
PARKWOODS WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-130478

Source date

September 17, 2026
PARLIAMENT CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-121818

Source date

April 30, 2026
PARLIN ADVISORS LLC
Investment adviser

SEC file number

801-121363

Source date

March 23, 2026
PARNASSUS INVESTMENTS, LLC
Investment adviser

SEC file number

801-122618

Source date

September 15, 2026
PARQUET CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-111095

Source date

March 20, 2026
PARR MCKNIGHT WEALTH MANAGEMENT GROUP, LLC
Investment adviser

SEC file number

801-130400

Source date

June 15, 2026
PARRISH CAPITAL, LLC
Investment adviser

SEC file number

801-130856

Source date

March 28, 2026
PARRISH PRIVATE EQUITY LLC
Exempt reporting adviser

SEC file number

802-136234

Source date

April 10, 2026
PARROT FINANCE, INC.
Investment adviser

SEC file number

801-134334

Source date

April 22, 2026
PARSIFAL CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-114717

Source date

March 31, 2026
PARSONEX ADVISORY SERVICES, INC.
Investment adviser

SEC file number

801-74543

Source date

June 10, 2026
PARSONS CAPITAL MANAGEMENT INC
Investment adviser

SEC file number

801-45209

Source date

April 8, 2026
PARSOW MANAGEMENT LLC
Investment adviser

SEC file number

801-73175

Source date

March 27, 2026
PART V CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-121828

Source date

January 5, 2026
PARTECH PARTNERS SAS
Exempt reporting adviser

SEC file number

802-128431

Source date

March 18, 2026
PARTHENON ATHENA ADVISORS LLC
Exempt reporting adviser

SEC file number

802-132964

Source date

March 23, 2026
PARTHENON LLC
Investment adviser

SEC file number

801-56440

Source date

January 21, 2026
PARTICIPANT CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-122661

Source date

March 24, 2026
PARTNERRE CAPITAL MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-129818

Source date

March 31, 2026
PARTNERS BAY ASIA LIMITED
Exempt reporting adviser

SEC file number

802-118343

Source date

March 24, 2026
PARTNERS CAPITAL INVESTMENT GROUP, LLP
Investment adviser

SEC file number

801-61234

Source date

August 13, 2026
PARTNERS CAPITAL SERVICES, INC.
Investment adviser

SEC file number

801-79450

Source date

February 27, 2026
PARTNERS EDGE MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-124984

Source date

March 30, 2026
PARTNERS ENTERPRISE CAPITAL LLC
Investment adviser

SEC file number

801-117416

Source date

May 1, 2026
PARTNERS FOR GROWTH MANAGERS, LLC
Investment adviser

SEC file number

801-78206

Source date

March 27, 2026
PARTNERS GROUP (USA) INC.
Investment adviser

SEC file number

801-68463

Source date

July 28, 2026
PARTNERS GROUP AG
Exempt reporting adviser

SEC file number

802-75101

Source date

March 30, 2026
PARTNERS GROUP US MANAGEMENT CLO LLC
Investment adviser

SEC file number

801-112862

Source date

July 9, 2026
PARTNERS IN FINANCIAL PLANNING, LLC
Investment adviser

SEC file number

801-70754

Source date

March 23, 2026
PARTNERSHIP CAPITAL GROWTH INVESTORS MANAGEMENT, LLC
Investment adviser

SEC file number

801-80873

Source date

March 31, 2026
PARTNERSHIP WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-121083

Source date

August 27, 2026
PARUS FINANCE (UK) LIMITED
Exempt reporting adviser

SEC file number

802-80112

Source date

May 4, 2026
PARVIN ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-122001

Source date

March 30, 2026
PARVIN FUND MANAGEMENT, LLC
Investment adviser

SEC file number

801-119820

Source date

March 31, 2026
PARVUS ASSET MANAGEMENT JERSEY LIMITED
Investment adviser

SEC file number

801-80824

Source date

June 29, 2026
PASADENA PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-112999

Source date

July 21, 2026
PASCAL CAPITAL INC
Exempt reporting adviser

SEC file number

802-134457

Source date

August 29, 2025
PASCAL INVESTMENT ADVISERS SA
Investment adviser

SEC file number

801-134443

Source date

September 24, 2026
PASI INVESTMENTS, LLC
Investment adviser

SEC file number

801-68712

Source date

March 27, 2026
PASKIN & BERLER CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-73012

Source date

May 12, 2026
PASNAU INVESTMENT MANAGEMENT, INC.
Investment adviser

SEC file number

801-134617

Source date

August 24, 2026
PASQUA, THOMAS
Investment adviser

SEC file number

801-135275

Source date

February 10, 2026
PASSAIC PARTNERS LLC
Investment adviser

SEC file number

801-120980

Source date

March 27, 2026
PASSIVE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-68774

Source date

January 25, 2026
PASSIVE MANAGEMENT LLC
Investment adviser

SEC file number

801-129974

Source date

September 18, 2026
PASSPORT CAPITAL, LLC
Investment adviser

SEC file number

801-65488

Source date

April 30, 2026
PASSPORT WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-134799

Source date

September 23, 2026
PATAGON MARKETS LLC
Exempt reporting adviser

SEC file number

802-137113

Source date

July 17, 2026
PATAGONIA RESEARCH LLC
Exempt reporting adviser

SEC file number

802-134437

Source date

March 4, 2026
PATH CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-136869

Source date

June 26, 2026
PATH DIGITAL ADVISORS, LLC
Investment adviser

SEC file number

801-121345

Source date

March 31, 2025
PATHBREAKER VENTURES II, LLC
Exempt reporting adviser

SEC file number

802-119624

Source date

March 31, 2026
PATHFINDER 360 MANAGEMENTCO, LLC
Investment adviser

SEC file number

801-133913

Source date

March 26, 2026
PATHFINDER WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-135820

Source date

March 13, 2026
PATHLIGHT CAPITAL LP
Investment adviser

SEC file number

801-112166

Source date

March 30, 2026
PATHLIGHT MANAGEMENT I, LLC
Exempt reporting adviser

SEC file number

802-126581

Source date

July 30, 2026
PATHLIGHT MANAGEMENT II, LLC
Exempt reporting adviser

SEC file number

802-128278

Source date

February 3, 2026
PATHLIGHT MANAGEMENT III, LLC
Exempt reporting adviser

SEC file number

802-137223

Source date

August 4, 2026
PATHMONT, LLC
Investment adviser

SEC file number

801-123634

Source date

May 19, 2026
PATHSTONE FAMILY OFFICE, LLC
Investment adviser

SEC file number

801-70776

Source date

March 31, 2026
PATHWAY CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-54251

Source date

June 30, 2026
PATHWAY FINANCIAL ADVISERS, LLC
Investment adviser

SEC file number

801-80650

Source date

March 11, 2026
PATHWAY FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-64598

Source date

July 31, 2026
PATHWAY FINANCIAL SOLUTIONS, INC.
Investment adviser

SEC file number

801-135400

Source date

July 7, 2026
PATHWAY PARTNERS WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-130336

Source date

January 27, 2026
PATHWAY WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-135770

Source date

May 7, 2026
PATHWAYS ADVISORY GROUP, INC.
Investment adviser

SEC file number

801-67921

Source date

September 24, 2026
PATHWAYS WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-130750

Source date

August 27, 2026
PATHWISE WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-121506

Source date

February 25, 2026
PATHWORKS FINANCIAL, INC.
Investment adviser

SEC file number

801-120476

Source date

January 22, 2026
PATIENT CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-118170

Source date

March 27, 2026
PATIENT SQUARE CAPITAL, LP
Investment adviser

SEC file number

801-120508

Source date

May 26, 2026
PATINA WEALTH LLC
Investment adviser

SEC file number

801-136943

Source date

August 11, 2026
PATRIA CAPITAL PARTNERS LLP
Investment adviser

SEC file number

801-68436

Source date

May 12, 2026
PATRIA FINANCE LIMITED
Exempt reporting adviser

SEC file number

802-76341

Source date

March 24, 2026
PATRIA INVESTIMENTOS LTDA
Exempt reporting adviser

SEC file number

802-118598

Source date

March 24, 2026
PATRIA INVESTMENTS URUGUAY AGENTE DE VALORES S.A.
Exempt reporting adviser

SEC file number

802-126604

Source date

March 27, 2026
PATRIA PRIVATE EQUITY (EUROPE) LIMITED
Investment adviser

SEC file number

801-128562

Source date

May 12, 2026
PATRIA VBI REAL ESTATE GESTAO DE CARTEIRAS S.A
Exempt reporting adviser

SEC file number

802-80527

Source date

May 15, 2026
PATRICK FINANCIAL GROUP, L.L.C.
Investment adviser

SEC file number

801-80932

Source date

March 31, 2026
PATRICK M. SWEENEY & ASSOCIATES, INC
Investment adviser

SEC file number

801-118910

Source date

March 25, 2026
PATRICK MAURO INVESTMENT ADVISOR, INC.
Investment adviser

SEC file number

801-113346

Source date

September 11, 2026
PATRICOF CO. LLC
Investment adviser

SEC file number

801-129802

Source date

March 27, 2026
PATRIOT FINANCIAL MANAGER, L.P.
Investment adviser

SEC file number

801-73715

Source date

March 24, 2026
PATRIOT INVESTMENT MANAGEMENT GROUP INC
Investment adviser

SEC file number

801-55500

Source date

March 5, 2026
PATRIZIA INFRASTRUCTURE LTD
Exempt reporting adviser

SEC file number

802-129020

Source date

August 12, 2026
PATRON CAPITAL ADVISERS LLP
Exempt reporting adviser

SEC file number

802-75836

Source date

March 30, 2026
PATRON MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-126765

Source date

March 26, 2026
PATRON PARTNERS, LLC
Investment adviser

SEC file number

801-119522

Source date

April 28, 2026
PATTEN AND PATTEN, INC.
Investment adviser

SEC file number

801-11499

Source date

March 16, 2026
PATTERN VENTURES LLC
Exempt reporting adviser

SEC file number

802-130500

Source date

February 20, 2026
PATTERSON PARTNERS LTD.
Investment adviser

SEC file number

801-117659

Source date

September 30, 2025
PATTON ALBERTSON MILLER GROUP, LLC
Investment adviser

SEC file number

801-106877

Source date

September 14, 2026
PATTON FUND MANAGEMENT, INC.
Investment adviser

SEC file number

801-88211

Source date

March 20, 2026
PAUL & CO. WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-130860

Source date

January 23, 2026
PAUL J. GLASHOFER ENTERPRISES, INC.
Investment adviser

SEC file number

801-121792

Source date

June 16, 2026
PAUL R. RIED FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-113796

Source date

March 3, 2026
PAUL WINKLER, INC.
Investment adviser

SEC file number

801-128081

Source date

March 13, 2026
PAULO FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-79798

Source date

February 10, 2026
PAULSON WEALTH MANAGEMENT INC.
Investment adviser

SEC file number

801-109996

Source date

July 16, 2026
PAVAKI CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-136179

Source date

August 6, 2026
PAVE INVESTMENT ADVISORS, LLC.
Investment adviser

SEC file number

801-126164

Source date

June 3, 2026
PAVION BLUE CAPITAL, LLC
Investment adviser

SEC file number

801-117170

Source date

March 24, 2026
PAVISE CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-114029

Source date

March 18, 2026
PAVLIC INVESTMENT ADVISORS, INC.
Investment adviser

SEC file number

801-136029

Source date

May 4, 2026
PAX CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-136685

Source date

June 8, 2026
PAX FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-107918

Source date

June 25, 2026
PAYDEN & RYGEL
Investment adviser

SEC file number

801-19762

Source date

July 15, 2026
PAYNE CAPITAL LLC
Investment adviser

SEC file number

801-134878

Source date

February 9, 2026
PAYNE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-69261

Source date

March 26, 2026
PB INVESTMENT PARTNERS, L.P.
Exempt reporting adviser

SEC file number

802-126438

Source date

March 31, 2026
PBMARES WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-62425

Source date

September 25, 2026
PC OPPORTUNITY FUND ASSET MGR, LLC
Exempt reporting adviser

SEC file number

802-128093

Source date

March 25, 2026
PC3 PARTNERS, LLC
Investment adviser

SEC file number

801-134994

Source date

May 4, 2026
PCA INVESTMENT ADVISORY SERVICES, INC.
Investment adviser

SEC file number

801-67369

Source date

July 21, 2026
PCB CAPITAL LLC
Investment adviser

SEC file number

801-132736

Source date

May 8, 2026
PCCP, LLC
Investment adviser

SEC file number

801-73386

Source date

September 16, 2026
PCG ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-126371

Source date

March 30, 2026
PCG WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-112183

Source date

June 11, 2026
PCIM REALTY ADVISORS, LLC
Investment adviser

SEC file number

801-124827

Source date

March 31, 2026
PCJ INVESTMENT COUNSEL LTD.
Investment adviser

SEC file number

801-80724

Source date

June 26, 2026
PCM ENCORE, LLC
Investment adviser

SEC file number

801-131243

Source date

June 16, 2026
PCM MANAGEMENT ADVISOR, LLC
Investment adviser

SEC file number

801-133750

Source date

April 9, 2026
PCP GP INC.
Exempt reporting adviser

SEC file number

802-123070

Source date

March 31, 2026
PCP MANAGEMENT (DEVELOPING COUNTRIES), LLC
Exempt reporting adviser

SEC file number

802-107490

Source date

March 30, 2026
PCP MANAGEMENT (EM SMALL CAP), LLC
Exempt reporting adviser

SEC file number

802-107491

Source date

March 30, 2026
PCP MANAGERS, L.P.
Investment adviser

SEC file number

801-74177

Source date

March 30, 2026
PCT CAPITAL LLC
Exempt reporting adviser

SEC file number

802-135453

Source date

January 30, 2026