Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 58 of 95

MONK, STANLEY EARL
Investment adviser

SEC file number

801-69291

Source date

March 7, 2026
MONK'S HILL VENTURES PTE. LTD.
Exempt reporting adviser

SEC file number

802-80999

Source date

November 19, 2025
MONOGRAM CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-112824

Source date

June 2, 2026
MONOGRAPH CAPITAL ADVISORS (UK), LLP
Exempt reporting adviser

SEC file number

802-122326

Source date

March 25, 2026
MONOGRAPH CAPITAL ADVISORS, L.P.
Exempt reporting adviser

SEC file number

802-122325

Source date

March 25, 2026
MONOGRAPH WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-80679

Source date

March 27, 2026
MONOLITH MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-127707

Source date

March 19, 2026
MONOLITH VENTURE ADVISORY LIMITED
Exempt reporting adviser

SEC file number

802-127686

Source date

March 28, 2026
MONOMOY CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-73318

Source date

September 22, 2026
MONORAIL SECURITIES LLC
Investment adviser

SEC file number

801-108517

Source date

March 31, 2026
MONROE CAPITAL ASSET FINANCE ADVISORS, LLC
Investment adviser

SEC file number

801-136437

Source date

May 11, 2026
MONROE CAPITAL BDC ADVISORS, LLC
Investment adviser

SEC file number

801-77229

Source date

March 27, 2026
MONROE CAPITAL MANAGEMENT ADVISORS LLC
Investment adviser

SEC file number

801-74559

Source date

March 27, 2026
MONROE CAPITAL REAL ESTATE CREDIT ADVISORS, LLC
Investment adviser

SEC file number

801-136388

Source date

May 1, 2026
MONSON WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-133837

Source date

March 5, 2026
MONSON WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-122296

Source date

March 31, 2026
MONTA VISTA CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-130126

Source date

February 10, 2026
MONTAG A & ASSOCIATES INC
Investment adviser

SEC file number

801-17671

Source date

March 16, 2026
MONTAGE CAPITAL HOLDINGS, LLC
Exempt reporting adviser

SEC file number

802-76772

Source date

March 25, 2026
MONTAGE VENTURES, LLC
Exempt reporting adviser

SEC file number

802-132564

Source date

March 27, 2026
MONTAGU PRIVATE EQUITY, LLP
Exempt reporting adviser

SEC file number

802-75378

Source date

June 26, 2026
MONTANA CAPITAL PARTNERS AG
Exempt reporting adviser

SEC file number

802-113191

Source date

March 27, 2026
MONTANOVA CAPITAL, LLC
Investment adviser

SEC file number

801-79962

Source date

July 1, 2026
MONTCALM TCR LLC
Investment adviser

SEC file number

801-77138

Source date

March 11, 2026
MONTCHANIN ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-124868

Source date

March 31, 2026
MONTE FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-70207

Source date

March 3, 2026
MONTE ROSA VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-131915

Source date

March 26, 2026
MONTELLO WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-136515

Source date

June 25, 2026
MONTEREY WEALTH PARTNERS LLC
Investment adviser

SEC file number

801-118647

Source date

August 28, 2026
MONTERONE PARTNERS LLP
Investment adviser

SEC file number

801-111631

Source date

June 17, 2026
MONTERRO FUND MANAGEMENT AB
Exempt reporting adviser

SEC file number

802-127652

Source date

March 23, 2026
MONTGOMERY CAPITAL ADVISERS, LLC
Exempt reporting adviser

SEC file number

802-137410

Source date

August 31, 2026
MONTGOMERY CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-64964

Source date

June 16, 2026
MONTGOMERY FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-129508

Source date

June 17, 2026
MONTGOMERY INVESTMENT MANAGEMENT INC
Investment adviser

SEC file number

801-30150

Source date

February 20, 2026
MONTICELLO ASSOCIATES, LLC
Investment adviser

SEC file number

801-51758

Source date

May 8, 2026
MONTICELLOAM, LLC
Investment adviser

SEC file number

801-106754

Source date

August 5, 2026
MONTIS FINANCIAL, LLC
Investment adviser

SEC file number

801-76534

Source date

March 18, 2026
MONTROSE ADVISORS INCORPORATED
Investment adviser

SEC file number

801-45235

Source date

September 14, 2026
MONTROSE ESTATE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-127176

Source date

March 12, 2026
MONTRUSCO BOLTON INVESTMENTS INC.
Investment adviser

SEC file number

801-71803

Source date

March 31, 2026
MONTVUE CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-101504

Source date

January 28, 2026
MONTZ HARCUS WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-115292

Source date

August 4, 2026
MONUMENT CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-76802

Source date

August 12, 2026
MONUMENT GROUP WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-60480

Source date

July 13, 2026
MOO POINT CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-128814

Source date

March 23, 2026
MOODY ALDRICH PARTNERS, LLC
Investment adviser

SEC file number

801-32888

Source date

May 4, 2026
MOODY, LYNN, LIEBERSON & WALKER, LLC
Investment adviser

SEC file number

801-107685

Source date

March 25, 2026
MOOLA COPILOT LLC
Investment adviser

SEC file number

801-131744

Source date

March 3, 2026
MOON CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-49240

Source date

May 1, 2026
MOON CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-73521

Source date

March 31, 2026
MOONFARE GMBH
Exempt reporting adviser

SEC file number

802-125935

Source date

March 30, 2026
MOONRISE CAPITAL LP
Investment adviser

SEC file number

801-117063

Source date

March 27, 2026
MOONSAIL CAPITAL LLC
Exempt reporting adviser

SEC file number

802-112208

Source date

January 6, 2026
MOONSHOTS CAPITAL MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-112857

Source date

March 30, 2026
MOONTOWER ASSET MANAGEMENT LP
Investment adviser

SEC file number

801-131860

Source date

March 31, 2026
MOONVEST LLC
Investment adviser

SEC file number

801-135318

Source date

January 12, 2026
MOORE & MOORE AI LTD.
Exempt reporting adviser

SEC file number

802-136285

Source date

June 30, 2026
MOORE & MOORE INVESTMENTS GROUP LTD.
Exempt reporting adviser

SEC file number

802-128777

Source date

June 30, 2026
MOORE & MOORE OPPORTUNITIES LTD.
Exempt reporting adviser

SEC file number

802-129500

Source date

June 30, 2026
MOORE CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-73302

Source date

March 31, 2026
MOORE FINANCIAL ADVISORS, LTD.
Investment adviser

SEC file number

801-131897

Source date

August 14, 2026
MOORE WEALTH LLC
Investment adviser

SEC file number

801-127484

Source date

August 3, 2026
MOORFIELD INVESTMENT MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-75789

Source date

June 30, 2026
MOORING FUND MANAGER, LLC
Exempt reporting adviser

SEC file number

802-76121

Source date

March 11, 2026
MOORS & CABOT, INC.
Investment adviser

SEC file number

801-48726

Source date

July 17, 2026
MOORSTONE, L.P.
Investment adviser

SEC file number

801-134953

Source date

September 14, 2026
MOR WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-133014

Source date

July 30, 2026
MORA CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-57604

Source date

June 3, 2026
MORADO VENTURES, LLC
Exempt reporting adviser

SEC file number

802-88201

Source date

March 27, 2026
MORALIS TECHNOLOGIES, LLC
Investment adviser

SEC file number

801-122490

Source date

August 6, 2026
MORAN WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-123682

Source date

June 4, 2026
MORANGIE MANAGEMENT LLC
Investment adviser

SEC file number

801-131173

Source date

March 25, 2026
MORANT WRIGHT MANAGEMENT LIMITED
Investment adviser

SEC file number

801-65797

Source date

November 11, 2025
MOREMI CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-132093

Source date

March 31, 2026
MORETHAN CAPITAL ADVISORS S.A R.L
Exempt reporting adviser

SEC file number

802-128535

Source date

February 18, 2026
MOREY & QUINN WEALTH PARTNERS LLC
Investment adviser

SEC file number

801-130974

Source date

September 17, 2026
MORGAN CREEK CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-65690

Source date

March 31, 2026
MORGAN DEMPSEY CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-48064

Source date

March 6, 2026
MORGAN PROPERTIES SPECIAL SITUATIONS II LLC
Investment adviser

SEC file number

801-118135

Source date

March 30, 2026
MORGAN RIO CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-78310

Source date

March 27, 2026
MORGAN STANLEY AIP GP LP
Investment adviser

SEC file number

801-60699

Source date

August 7, 2026
MORGAN STANLEY EATON VANCE CLO MANAGER LLC
Investment adviser

SEC file number

801-118877

Source date

May 28, 2026
MORGAN STANLEY INFRASTRUCTURE INC.
Investment adviser

SEC file number

801-67678

Source date

May 13, 2026
MORGAN STANLEY INSTITUTIONAL INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-69938

Source date

August 20, 2026
MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY
Investment adviser

SEC file number

801-62173

Source date

March 27, 2026
MORGAN STANLEY INVESTMENT MANAGEMENT INC.
Investment adviser

SEC file number

801-15757

Source date

August 25, 2026
MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED
Investment adviser

SEC file number

801-26847

Source date

September 23, 2026
MORGAN STANLEY PRIVATE EQUITY ASIA, INC.
Investment adviser

SEC file number

801-63987

Source date

May 13, 2026
MORGAN STANLEY REAL ESTATE ADVISOR, INC.
Investment adviser

SEC file number

801-62377

Source date

August 4, 2026
MORGAN STANLEY SMITH BARNEY LLC
Investment adviser

SEC file number

801-70103

Source date

September 21, 2026
MORGAN-ALY WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-135514

Source date

April 2, 2026
MORGENS, WATERFALL, VINTIADIS & COMPANY, INC.
Investment adviser

SEC file number

801-55062

Source date

March 17, 2026
MORGENTHALER MANAGEMENT CORPORATION
Exempt reporting adviser

SEC file number

802-132679

Source date

August 26, 2026
MORI HUSTON PARTNERS LLC
Investment adviser

SEC file number

801-70587

Source date

September 9, 2026
MORIN PRIVATE CLIENT GROUP, LLC
Investment adviser

SEC file number

801-71832

Source date

March 31, 2026
MORK CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-136401

Source date

August 3, 2026
MORLING FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-100390

Source date

March 24, 2026
MORMAN, KAPLAN, BRILLIANT AND FRANSKO, LLC
Investment adviser

SEC file number

801-129305

Source date

March 18, 2026
MORNING CALM FUND MANAGER CORP.
Exempt reporting adviser

SEC file number

802-112011

Source date

March 27, 2026
MORNINGSIDE ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-136453

Source date

May 22, 2026
MORNINGSIDE VENTURE CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-76795

Source date

March 24, 2026
MORNINGSTAR INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-56896

Source date

August 18, 2026
MORPHEUS ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-108595

Source date

March 12, 2026
MORRIS & WELLS WEALTH MANAGEMENT
Investment adviser

SEC file number

801-74976

Source date

March 16, 2026
MORRIS FINANCIAL CONCEPTS, INC.
Investment adviser

SEC file number

801-60830

Source date

March 5, 2026
MORRISON US, LLC
Investment adviser

SEC file number

801-122215

Source date

July 1, 2026
MORRISSEY WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-133766

Source date

March 4, 2026
MORRO VENTURE PARTNERS LLC
Exempt reporting adviser

SEC file number

802-114730

Source date

March 17, 2026
MORSE ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-108550

Source date

March 31, 2026
MORSE ENERGY CAPITAL PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-127932

Source date

March 31, 2026
MORTON BROWN FAMILY WEALTH LLC
Investment adviser

SEC file number

801-112510

Source date

May 12, 2026
MORTON CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-67025

Source date

May 5, 2026
MORTON WEALTH ADVISORS
Investment adviser

SEC file number

801-112638

Source date

March 3, 2026
MORVIEW CAPITAL FUND C LLC
Exempt reporting adviser

SEC file number

802-134789

Source date

February 5, 2026
MOS CAPITAL, INC
Investment adviser

SEC file number

801-108978

Source date

March 16, 2026
MOSAIC ADVISORS LLC
Investment adviser

SEC file number

801-99369

Source date

July 24, 2026
MOSAIC CAPITAL PARTNERS LLC
Exempt reporting adviser

SEC file number

802-135004

Source date

March 25, 2026
MOSAIC FAMILY WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-122745

Source date

March 30, 2026
MOSAIC FI LLC
Investment adviser

SEC file number

801-135876

Source date

September 23, 2026
MOSAIC GENERAL PARTNERSHIP, LLC
Exempt reporting adviser

SEC file number

802-123250

Source date

March 3, 2026
MOSAIC WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-135517

Source date

July 7, 2026
MOSAIC WEALTH MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-123417

Source date

January 26, 2026
MOSAIK PARTNERS, LP
Exempt reporting adviser

SEC file number

802-123465

Source date

March 8, 2026
MOSELEY INVESTMENT MANAGEMENT, INC.
Investment adviser

SEC file number

801-107305

Source date

March 17, 2026
MOSES CAPITAL PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-132008

Source date

March 16, 2026
MOSLEY WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-129053

Source date

July 10, 2026
MOSS ADAMS WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-58074

Source date

May 28, 2026
MOSS, LUSE & WOMBLE, LLC
Investment adviser

SEC file number

801-114973

Source date

March 24, 2026
MOSTT INC.
Investment adviser

SEC file number

801-130806

Source date

March 9, 2026
MOTILAL OSWAL CAPITAL LIMITED
Investment adviser

SEC file number

801-110707

Source date

June 28, 2026
MOTIV8 INVESTMENTS LLC
Investment adviser

SEC file number

801-108653

Source date

March 13, 2026
MOTIVATE CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-130006

Source date

March 12, 2026
MOTIVE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-116899

Source date

May 28, 2026
MOTIVE FORCE MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-137044

Source date

July 9, 2026
MOTIVE WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-120495

Source date

June 15, 2026
MOTLEY FOOL ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-69975

Source date

September 23, 2026
MOTLEY FOOL VENTURES MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-114145

Source date

December 23, 2025
MOTUS WYOMING LLC
Exempt reporting adviser

SEC file number

802-136158

Source date

April 1, 2026
MOULTON WEALTH MANAGEMENT, INC
Investment adviser

SEC file number

801-117148

Source date

January 29, 2026
MOUNT GREY CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-126081

Source date

March 11, 2026
MOUNT LOGAN MANAGEMENT LLC
Investment adviser

SEC file number

801-119731

Source date

June 8, 2026
MOUNT LUCAS INDEX ADVISERS LLC
Investment adviser

SEC file number

801-119730

Source date

March 30, 2026
MOUNT LUCAS MANAGEMENT LP
Investment adviser

SEC file number

801-28254

Source date

June 10, 2026
MOUNT MURRAY INVESTMENT INC.
Investment adviser

SEC file number

801-127111

Source date

March 25, 2026
MOUNT TAMALPAIS ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-132936

Source date

August 31, 2026
MOUNT VERNON ASSOCIATES INC
Investment adviser

SEC file number

801-26821

Source date

February 18, 2026
MOUNTAIN CAPITAL INVESTMENT ADVISORS INC
Investment adviser

SEC file number

801-110107

Source date

July 21, 2026
MOUNTAIN CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-106782

Source date

March 31, 2026
MOUNTAIN HILL INVESTMENT PARTNERS
Investment adviser

SEC file number

801-85192

Source date

May 1, 2026
MOUNTAIN LAKE INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-72050

Source date

March 27, 2026
MOUNTAIN PACIFIC ADVISORS, LLC
Investment adviser

SEC file number

801-70665

Source date

March 24, 2026
MOUNTAIN PACIFIC INVESTMENT ADVISERS, LLC
Investment adviser

SEC file number

801-12784

Source date

March 5, 2026
MOUNTAIN PASS PLANNING CORPORATION
Investment adviser

SEC file number

801-121541

Source date

March 3, 2026
MOUNTAIN POINT CREDIT MANAGEMENT LLC
Investment adviser

SEC file number

801-130270

Source date

August 18, 2026
MOUNTAIN VIEW STRATEGIC WEALTH, LLC
Investment adviser

SEC file number

801-130118

Source date

March 31, 2026
MOUNTAINEER PARTNERS MANAGEMENT, LLC
Investment adviser

SEC file number

801-78304

Source date

March 31, 2026
MOUNTAINGATE MANAGEMENT CO., LLC
Investment adviser

SEC file number

801-114833

Source date

March 31, 2026
MOWERY & SCHOENFELD WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-126430

Source date

January 16, 2026
MOXXIE MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-122105

Source date

March 18, 2026
MOXXIE VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-118492

Source date

March 20, 2026
MOZAIC, LLC
Investment adviser

SEC file number

801-68951

Source date

March 24, 2026
MOZAYYX MANAGEMENT LLC
Investment adviser

SEC file number

801-134590

Source date

August 12, 2026
MP3, LLC
Exempt reporting adviser

SEC file number

802-114626

Source date

March 9, 2026
MPC CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-71456

Source date

March 26, 2026
MPC HK MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-78169

Source date

March 27, 2026
MPC MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-75690

Source date

March 27, 2026
MPC MANAGEMENT PTE. LTD.
Exempt reporting adviser

SEC file number

802-127767

Source date

March 27, 2026
MPE MANAGER LUX S.� R.L.
Exempt reporting adviser

SEC file number

802-123202

Source date

March 27, 2026
MPE MGT. CO., LLC
Investment adviser

SEC file number

801-110907

Source date

March 29, 2026
MPFA INC.
Investment adviser

SEC file number

801-117182

Source date

July 14, 2026
MPI FUND ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-127844

Source date

March 31, 2026
MPI WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-117155

Source date

May 21, 2026
MPM ADVISORS GROUP LLC
Investment adviser

SEC file number

801-134410

Source date

January 20, 2026
MPM ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-106989

Source date

April 28, 2026
MPNYC MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-113721

Source date

July 13, 2026
MPS-LORIA FINANCIAL PLANNERS,LLC
Investment adviser

SEC file number

801-66518

Source date

February 24, 2026
MPWA, INC.
Investment adviser

SEC file number

801-116958

Source date

April 2, 2026
MPWM ADVISORY SOLUTIONS LLC
Investment adviser

SEC file number

801-78961

Source date

March 30, 2026
MQS MANAGEMENT, LLC
Investment adviser

SEC file number

801-76881

Source date

March 30, 2026
MRA ADVISORY GROUP
Investment adviser

SEC file number

801-110363

Source date

August 3, 2026
MRAZ, AMERINE & ASSOCIATES, INC.
Investment adviser

SEC file number

801-72742

Source date

July 1, 2026
MRB FUND PARTNERS AG
Exempt reporting adviser

SEC file number

802-136380

Source date

April 28, 2026
MRBL MANAGEMENT, LLC
Investment adviser

SEC file number

801-131498

Source date

June 10, 2026
MRD, INC.
Investment adviser

SEC file number

801-124836

Source date

August 6, 2026
MRE MANAGEMENT, LLC
Investment adviser

SEC file number

801-134869

Source date

April 5, 2026
MRM-HORIZON ADVISORS, LLC
Investment adviser

SEC file number

801-62991

Source date

July 7, 2026
MRP CAPITAL INVESTMENTS, LLC
Investment adviser

SEC file number

801-121410

Source date

March 10, 2026
MRWM ADVISORS, LLC
Investment adviser

SEC file number

801-110818

Source date

March 9, 2026
MS CAPITAL PARTNERS ADVISER INC.
Investment adviser

SEC file number

801-69426

Source date

July 17, 2026
MSA ADVISORS, LLC
Investment adviser

SEC file number

801-117239

Source date

March 27, 2026
MSA CHINA FUND II GP, LLC
Exempt reporting adviser

SEC file number

802-131889

Source date

March 26, 2026
MSA POWER FUNDS LLC
Investment adviser

SEC file number

801-128292

Source date

March 25, 2026
MSC ADVISER I, LLC
Investment adviser

SEC file number

801-78919

Source date

March 31, 2026
MSD PARTNERS, L.P.
Investment adviser

SEC file number

801-74071

Source date

August 24, 2026
MSH CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-108933

Source date

April 27, 2026
MSOUTH EQUITY PARTNERS, LLC
Investment adviser

SEC file number

801-73504

Source date

March 31, 2026
MSP WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-117846

Source date

March 18, 2026
MSR CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-124970

Source date

June 22, 2026
MSREF REAL ESTATE ADVISOR, INC.
Investment adviser

SEC file number

801-67286

Source date

July 24, 2026
MSRESS III MANAGER, L.L.C.
Investment adviser

SEC file number

801-65333

Source date

March 26, 2026
MSRH, LLC
Exempt reporting adviser

SEC file number

802-77878

Source date

July 2, 2026
MT ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-69239

Source date

May 15, 2026
MT CAPITAL PARTNERS LLC
Exempt reporting adviser

SEC file number

802-136448

Source date

May 8, 2026
MT. RAINIER GROUP, LLC
Exempt reporting adviser

SEC file number

802-113150

Source date

March 12, 2026
MTC WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-117300

Source date

March 3, 2026
MTECH CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-130644

Source date

March 31, 2025
M�TIER CAPITAL, LLC
Investment adviser

SEC file number

801-129495

Source date

March 25, 2026
MTM FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-97342

Source date

August 19, 2026
MTM INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-113650

Source date

July 7, 2026
MTR FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-136052

Source date

May 4, 2026
MTVP MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-115153

Source date

March 31, 2026
MUCKER EARLY, LLC
Exempt reporting adviser

SEC file number

802-130169

Source date

March 31, 2026
MUCKERLAB, LLC
Exempt reporting adviser

SEC file number

802-127352

Source date

March 31, 2026
MUDDY WATERS CAPITAL LLC
Investment adviser

SEC file number

801-110873

Source date

March 28, 2026
MUDITA ADVISORS LLP
Investment adviser

SEC file number

801-122200

Source date

June 3, 2026
MUDITA VENTURE PARTNERS LLC
Exempt reporting adviser

SEC file number

802-135918

Source date

March 20, 2026
MUDRICK CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-73797

Source date

June 10, 2026
MUELLER WEALTH, LLC
Investment adviser

SEC file number

801-132250

Source date

August 28, 2026
MUHLENKAMP & CO INC
Investment adviser

SEC file number

801-16476

Source date

December 19, 2025
MUIRFIELD CAPITAL GLOBAL ADVISORS LLC
Investment adviser

SEC file number

801-109982

Source date

May 1, 2026
MUIRFIELD WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-122184

Source date

January 30, 2026
MULHOLLAND WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-107079

Source date

April 1, 2026
MULL MANAGEMENT SERVICES LLC
Exempt reporting adviser

SEC file number

802-134271

Source date

March 20, 2026
MULLANEY KEATING & WRIGHT INC
Investment adviser

SEC file number

801-47490

Source date

September 24, 2026
MULLER & MONROE ASSET MANAGEMENT,LLC
Investment adviser

SEC file number

801-69275

Source date

July 13, 2026
MULLOOLY ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-96189

Source date

February 23, 2026
MULTICOIN CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-121946

Source date

September 11, 2026
MULTIPLE MANAGEMENT COMPANY LLC
Exempt reporting adviser

SEC file number

802-119743

Source date

March 30, 2026
MULTIPLES ALTERNATE ASSET MANAGEMENT PRIVATE LIMITED
Exempt reporting adviser

SEC file number

802-130746

Source date

July 1, 2026
MULTIPLES ASSET MANAGEMENT IFSC LLP
Exempt reporting adviser

SEC file number

802-130718

Source date

June 30, 2026
MULTIPLES CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-130164

Source date

March 31, 2026
MULTIPLIER CAPITAL, LLC
Investment adviser

SEC file number

801-136880

Source date

June 30, 2026
MULTNOMAH GROUP, INC.
Investment adviser

SEC file number

801-64554

Source date

July 23, 2026
MUNAKATA ASSOCIATES LLC
Investment adviser

SEC file number

801-112698

Source date

February 12, 2026
MUNDOVAL CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-63477

Source date

February 9, 2026
MUNICIPAL ASSET MANAGEMENT INC
Investment adviser

SEC file number

801-46631

Source date

March 30, 2026
MUNIFI, LLC
Investment adviser

SEC file number

801-130488

Source date

March 9, 2026
MUNN WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-88182

Source date

May 7, 2026
MUNTZ FINANCIAL, LLC
Investment adviser

SEC file number

801-131242

Source date

March 31, 2026
MURCHINSON LTD.
Exempt reporting adviser

SEC file number

802-119462

Source date

August 4, 2026
MURPHY & MULLICK CAPITAL MANAGEMENT CORP
Investment adviser

SEC file number

801-130904

Source date

March 21, 2026
MURPHY CLARKE WILLIAMS & STONE LLC
Investment adviser

SEC file number

801-130070

Source date

March 2, 2026
MURPHY MIDDLETON HINKLE & PARKER, INC.
Investment adviser

SEC file number

801-43509

Source date

March 10, 2026
MURPHY POHLAD ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-57329

Source date

July 1, 2026
MURPHY WEALTH MANAGEMENT GROUP, INC.
Investment adviser

SEC file number

801-108780

Source date

January 6, 2026
MURRAY FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-72585

Source date

February 4, 2026
MURRAY FINANCIAL SERVICES, INC
Investment adviser

SEC file number

801-126157

Source date

March 26, 2026
MURRAY INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-127514

Source date

March 5, 2026
MURRAY SECURITIES, INC.
Investment adviser

SEC file number

801-137189

Source date

September 3, 2026