Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 57 of 95

MIDWEST FINANCIAL ASSOCIATES, INC.
Investment adviser

SEC file number

801-135945

Source date

July 7, 2026
MIDWEST FINANCIAL GROUP LLC
Investment adviser

SEC file number

801-81177

Source date

August 19, 2026
MIDWEST FINANCIAL NETWORK, LLC
Investment adviser

SEC file number

801-131367

Source date

February 14, 2026
MIDWEST FINANCIAL PARTNERS INVESTMENTS, INC.
Investment adviser

SEC file number

801-80667

Source date

February 3, 2026
MIDWEST GROWTH ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-80690

Source date

February 2, 2026
MIDWEST HERITAGE BANK, FSB
Investment adviser

SEC file number

801-119038

Source date

January 2, 2026
MIDWEST PROFESSIONAL PLANNERS, LTD.
Investment adviser

SEC file number

801-72649

Source date

July 20, 2026
MIDWESTERN FINANCIAL, LLC
Investment adviser

SEC file number

801-132625

Source date

March 27, 2026
MIDWESTERN SECURITIES TRADING COMPANY, LLC
Investment adviser

SEC file number

801-77948

Source date

June 24, 2026
MIFEL CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-137052

Source date

September 18, 2026
MIG CAPITAL, LLC
Investment adviser

SEC file number

801-73837

Source date

March 12, 2026
MIGHTY CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-112428

Source date

March 23, 2026
MIGHTY OAK STRONG AMERICA INVESTMENT COMPANY
Investment adviser

SEC file number

801-101544

Source date

July 20, 2026
MILAGRE WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-118821

Source date

March 31, 2026
MILBORN ADVISORS, LTD
Investment adviser

SEC file number

801-136020

Source date

May 8, 2026
MILE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-136137

Source date

March 31, 2026
MILEMARKER INVESTMENT SOLUTIONS, LLC
Investment adviser

SEC file number

801-137330

Source date

August 18, 2026
MILESTONE ASSET MANAGEMENT GROUP, LLC
Investment adviser

SEC file number

801-128334

Source date

September 8, 2026
MILESTONE ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-120519

Source date

February 20, 2026
MILESTONE CAPITAL ADVISORS III LIMITED
Exempt reporting adviser

SEC file number

802-76415

Source date

March 30, 2026
MILESTONE FINANCIAL ASSOCIATES, LLC
Investment adviser

SEC file number

801-133757

Source date

March 30, 2026
MILESTONE FINANCIAL PLANNING, LLC
Investment adviser

SEC file number

801-107645

Source date

April 24, 2026
MILESTONE INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-78337

Source date

May 12, 2026
MILESTONE INVESTMENTS, INC.
Investment adviser

SEC file number

801-123585

Source date

February 4, 2026
MILESTONE PARTNERS MANAGEMENT CO., L.P.
Investment adviser

SEC file number

801-73644

Source date

March 31, 2026
MILESTONES PRIVATE INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-111043

Source date

February 26, 2026
MILITIA CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-132606

Source date

September 10, 2026
MILITIA INVESTMENTS, LLC
Investment adviser

SEC file number

801-131204

Source date

March 18, 2026
MILL CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-120478

Source date

February 25, 2026
MILL CITY CAPITAL, L.P.
Exempt reporting adviser

SEC file number

802-127437

Source date

March 17, 2026
MILL HILL CAPITAL LLC
Investment adviser

SEC file number

801-108631

Source date

March 26, 2026
MILL POINT CAPITAL LLC
Investment adviser

SEC file number

801-112003

Source date

April 24, 2026
MILL ROAD CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-73642

Source date

March 31, 2026
MILLARES ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-96296

Source date

February 24, 2026
MILLBANK DARTMOOR PORTSMOUTH LLC
Investment adviser

SEC file number

801-119757

Source date

March 27, 2026
MILLBURN RIDGEFIELD LLC
Investment adviser

SEC file number

801-60938

Source date

May 20, 2026
MILLENIA FINANCIAL PARTNERS, LLC
Investment adviser

SEC file number

801-134039

Source date

February 25, 2026
MILLENNIA GLOBAL INVESTORS LLC
Investment adviser

SEC file number

801-136542

Source date

May 20, 2026
MILLENNIAL ADVISERS, LLC.
Investment adviser

SEC file number

801-118627

Source date

July 20, 2026
MILLENNIAL WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-136267

Source date

April 16, 2026
MILLENNIAL WEALTH LLC
Investment adviser

SEC file number

801-129376

Source date

August 31, 2026
MILLENNIUM CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-110166

Source date

April 28, 2026
MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC
Investment adviser

SEC file number

801-76544

Source date

June 8, 2026
MILLENNIUM INVESTMENT SERVICES
Investment adviser

SEC file number

801-57394

Source date

March 13, 2026
MILLENNIUM MANAGEMENT LLC
Investment adviser

SEC file number

801-73884

Source date

August 25, 2026
MILLENNIUM NEW HORIZONS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-127575

Source date

March 31, 2026
MILLENNIUM TVP MANAGEMENT CO., LLC
Exempt reporting adviser

SEC file number

802-136129

Source date

March 31, 2026
MILLER AVENUE ADVISORS LLC
Investment adviser

SEC file number

801-130114

Source date

March 25, 2026
MILLER CAPITAL PARTNERS, INC.
Investment adviser

SEC file number

801-64489

Source date

March 17, 2026
MILLER FINANCIAL SERVICES LLC
Investment adviser

SEC file number

801-110021

Source date

September 15, 2026
MILLER FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-134912

Source date

March 6, 2026
MILLER GESKO & CO INC.
Investment adviser

SEC file number

801-26388

Source date

March 19, 2026
MILLER GLOBAL INVESTMENTS, L.L.C.
Investment adviser

SEC file number

801-113438

Source date

March 23, 2026
MILLER HOWARD INVESTMENTS INC
Investment adviser

SEC file number

801-28170

Source date

March 17, 2026
MILLER INVESTMENT MANAGEMENT, LP
Investment adviser

SEC file number

801-56027

Source date

March 31, 2026
MILLER VALUE PARTNERS, LLC
Investment adviser

SEC file number

801-56989

Source date

September 15, 2026
MILLER WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-121737

Source date

August 27, 2026
MILLER WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-136769

Source date

September 22, 2026
MILLIMAN ADVISORS, LLC
Investment adviser

SEC file number

801-33315

Source date

June 15, 2026
MILLIMAN FINANCIAL RISK MANAGEMENT LLC
Investment adviser

SEC file number

801-73056

Source date

March 31, 2026
MILLINGTON FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-124802

Source date

August 4, 2026
MILLINGTON SECURITIES, LLC
Investment adviser

SEC file number

801-71128

Source date

March 31, 2026
MILLION SECURITIES LTD
Exempt reporting adviser

SEC file number

802-134582

Source date

September 19, 2025
MILLS WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-110251

Source date

March 25, 2026
MILLSTONE CAPITAL ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-107648

Source date

March 31, 2026
MILLSTONE FINANCIAL GROUP LIMITED LIABILITY COMPANY
Investment adviser

SEC file number

801-135605

Source date

June 24, 2026
MILLSTONE GLOBAL ADVISORS LP
Exempt reporting adviser

SEC file number

802-137529

Source date

September 15, 2026
MILLSTREET CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-77000

Source date

March 30, 2026
MILNE FINANCIAL PLANNING, INC.
Investment adviser

SEC file number

801-137053

Source date

July 13, 2026
MILTON STREET CAPITAL LLC
Exempt reporting adviser

SEC file number

802-116831

Source date

March 31, 2026
MINDFUL ASSET PLANNING LLC
Investment adviser

SEC file number

801-80606

Source date

April 1, 2026
MINDFUL WEALTH LLC
Investment adviser

SEC file number

801-127605

Source date

May 27, 2026
MINDORO CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-129441

Source date

March 27, 2026
MINDROADS CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-137457

Source date

September 6, 2026
MINDSET ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-134452

Source date

August 26, 2026
MINDSET CONSULTING (US) LLC
Exempt reporting adviser

SEC file number

802-131871

Source date

March 30, 2026
MINDSET WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-129731

Source date

September 10, 2026
MINE & ARAO WEALTH CREATION AND MANAGEMENT, LLC
Investment adviser

SEC file number

801-113885

Source date

April 15, 2026
MINERVA ADVISORS LLC
Investment adviser

SEC file number

801-73417

Source date

March 27, 2026
MINERVA PLANNING GROUP, INC.
Investment adviser

SEC file number

801-80329

Source date

September 22, 2026
MINERVA WEALTH ADVISORY LLC
Investment adviser

SEC file number

801-118636

Source date

March 27, 2026
MINGLY CHINA GROWTH MANAGEMENT COMPANY, LTD.
Exempt reporting adviser

SEC file number

802-76481

Source date

March 17, 2026
MINGS CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-131401

Source date

May 5, 2026
MINGSHI INVESTMENT MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-123512

Source date

February 25, 2026
MINGXIN CHINA GROWTH MANAGEMENT COMPANY, LTD
Exempt reporting adviser

SEC file number

802-76483

Source date

March 17, 2026
MINICHMACGREGOR WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-70490

Source date

May 14, 2026
MINK BROOK ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-136829

Source date

June 26, 2026
MINNEAPOLIS PORTFOLIO MANAGEMENT GROUP, LLC
Investment adviser

SEC file number

801-62669

Source date

March 10, 2026
MINOT DEBLOIS ADVISORS LLC
Investment adviser

SEC file number

801-69950

Source date

March 28, 2026
MINT ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-131025

Source date

August 21, 2026
MIO PARTNERS, INC.
Investment adviser

SEC file number

801-41495

Source date

March 30, 2026
MIRABELLA FINANCIAL SERVICES LLP
Exempt reporting adviser

SEC file number

802-75591

Source date

June 13, 2025
MIRABILIS MANAGEMENT COMPANY LLC
Investment adviser

SEC file number

801-122498

Source date

May 5, 2026
MIRACLEPLUS MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-128235

Source date

April 1, 2026
MIRACLEPLUS MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-129115

Source date

April 1, 2026
MIRADOR CAPITAL PARTNERS, LP
Investment adviser

SEC file number

801-80585

Source date

July 23, 2026
MIRAE ASSET CAPITAL LIFE SCIENCE, INC.
Exempt reporting adviser

SEC file number

802-130051

Source date

March 20, 2026
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED
Investment adviser

SEC file number

801-71088

Source date

March 30, 2026
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC
Investment adviser

SEC file number

801-69439

Source date

May 6, 2026
MIRAMONTES CAPITAL, LLC
Investment adviser

SEC file number

801-110012

Source date

September 24, 2026
MIRAVAST ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-78880

Source date

March 25, 2026
MIRI CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-128315

Source date

March 30, 2026
MIROVA (KENYA) LIMITED
Exempt reporting adviser

SEC file number

802-128075

Source date

July 2, 2026
MIROVA S.A.
Exempt reporting adviser

SEC file number

802-123742

Source date

July 16, 2026
MIROVA US LLC
Investment adviser

SEC file number

801-114631

Source date

July 28, 2026
MIRRETTI PERRYMAN WEALTH STRATEGIES, LLC
Investment adviser

SEC file number

801-123711

Source date

March 27, 2026
MISCHIEF CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-122635

Source date

March 24, 2026
MISSION BIOCAPITAL MANAGEMENT COMPANY LLC
Exempt reporting adviser

SEC file number

802-125904

Source date

March 26, 2026
MISSION CAPITAL MANAGEMENT SERVICES, L.P.
Exempt reporting adviser

SEC file number

802-108380

Source date

March 24, 2026
MISSION CREEK CAPITAL PARTNERS, INC.
Investment adviser

SEC file number

801-112835

Source date

March 30, 2026
MISSION DRIVEN CAPITAL PARTNERS MANAGEMENT, L.P.
Exempt reporting adviser

SEC file number

802-137562

Source date

September 21, 2026
MISSION DRIVEN FINANCE, LLC
Exempt reporting adviser

SEC file number

802-114710

Source date

August 25, 2026
MISSION ENGINE, LLC
Exempt reporting adviser

SEC file number

802-107982

Source date

March 26, 2026
MISSION FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-120042

Source date

May 13, 2026
MISSION HILLS FINANCIAL ADVISORY LLC
Investment adviser

SEC file number

801-129010

Source date

March 12, 2026
MISSION INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-131136

Source date

September 14, 2026
MISSION PRIME LLC
Investment adviser

SEC file number

801-123218

Source date

June 3, 2026
MISSION TRAIL CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-136898

Source date

June 30, 2026
MISSION VALUE PARTNERS, LLC
Investment adviser

SEC file number

801-71375

Source date

July 20, 2026
MISSION WEALTH MANAGEMENT, LP
Investment adviser

SEC file number

801-61230

Source date

September 15, 2026
MISSIONPOINT PARTNERS LLC
Investment adviser

SEC file number

801-80579

Source date

March 16, 2026
MISSISSIPPI RIVER CAPITAL LLC
Exempt reporting adviser

SEC file number

802-114668

Source date

February 5, 2026
MISTRAL CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132811

Source date

March 10, 2026
MITCHELL & PAHL PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-118315

Source date

February 3, 2026
MITCHELL CAPITAL MANAGEMENT CO
Investment adviser

SEC file number

801-29318

Source date

March 27, 2026
MITCHELL SINKLER & STARR INC
Investment adviser

SEC file number

801-8445

Source date

March 23, 2026
MITCHELL VAUGHT & TAYLOR INC
Investment adviser

SEC file number

801-52668

Source date

March 31, 2025
MITCHELL, MCLEOD, PUGH & WILLIAMS, INC.
Investment adviser

SEC file number

801-65005

Source date

July 30, 2026
MITHRIL CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-77043

Source date

March 27, 2026
MITSUBISHI UFJ TRUST AND BANKING CORPORATION
Investment adviser

SEC file number

801-113352

Source date

August 24, 2026
MITSUI & CO. GLOBAL INVESTMENT, INC.
Exempt reporting adviser

SEC file number

802-128423

Source date

June 22, 2026
MITTELMAN WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-120590

Source date

March 28, 2026
MITTLEMAN VALUE PARTNERS LLC
Investment adviser

SEC file number

801-128266

Source date

March 26, 2026
MIURA PARTNERS SGEIC S.A.
Exempt reporting adviser

SEC file number

802-115172

Source date

March 31, 2026
MIZMAA VENTURES LIMITED
Exempt reporting adviser

SEC file number

802-75206

Source date

March 10, 2026
MIZZEN MANAGEMENT LLC
Investment adviser

SEC file number

801-131571

Source date

March 6, 2026
MJB ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-56653

Source date

March 30, 2026
MJC ADVISORS, LLC
Investment adviser

SEC file number

801-117936

Source date

March 12, 2026
MJE - LOOP CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-110220

Source date

March 27, 2026
MJL CAPITAL LLC
Exempt reporting adviser

SEC file number

802-135449

Source date

January 29, 2026
MJP ASSOCIATES, INC.
Investment adviser

SEC file number

801-63389

Source date

June 11, 2026
MJR FINANCIAL LLC
Investment adviser

SEC file number

801-128543

Source date

February 2, 2026
MJT & ASSOCIATES FINANCIAL ADVISORY GROUP, INC.
Investment adviser

SEC file number

801-120971

Source date

February 26, 2026
MJX ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-71940

Source date

March 23, 2026
MK CAPITAL COMPANY
Exempt reporting adviser

SEC file number

802-120553

Source date

March 4, 2026
MK3 WEALTH LLC
Investment adviser

SEC file number

801-136283

Source date

July 6, 2026
MKAM ETF LLC
Investment adviser

SEC file number

801-127208

Source date

March 12, 2026
MKB EQUITY PARTNERS INC.
Exempt reporting adviser

SEC file number

802-130547

Source date

April 24, 2026
MKD WEALTH COACHES, LLC
Investment adviser

SEC file number

801-68330

Source date

September 3, 2026
MKP CAPITAL MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-58039

Source date

March 31, 2026
MKT ADVISORS LLC
Investment adviser

SEC file number

801-76469

Source date

August 17, 2026
MKT AND ASSOCIATES LLC
Investment adviser

SEC file number

801-129572

Source date

September 25, 2026
MKT CAPITAL LLC
Investment adviser

SEC file number

801-136545

Source date

May 21, 2026
ML WEALTH LLC
Investment adviser

SEC file number

801-111640

Source date

March 30, 2026
MLC ASSET MANAGEMENT US LLC
Investment adviser

SEC file number

801-121396

Source date

September 22, 2026
MLG FUND MANAGER LLC
Investment adviser

SEC file number

801-132762

Source date

March 13, 2026
MLG WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-118868

Source date

May 19, 2026
MLP3, LLC
Investment adviser

SEC file number

801-113681

Source date

March 3, 2026
MMA ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-71975

Source date

June 30, 2026
MMA SECURITIES LLC
Investment adviser

SEC file number

801-100377

Source date

June 30, 2026
MMBG INVESTMENT ADVISORS CO.
Investment adviser

SEC file number

801-108467

Source date

March 27, 2026
MMC VENTURES LIMITED
Exempt reporting adviser

SEC file number

802-117379

Source date

February 9, 2026
MMF CAPITAL MANAGEMENT V LLC
Exempt reporting adviser

SEC file number

802-107565

Source date

April 30, 2026
MML CAPITAL PARTNERS NY, LLC
Investment adviser

SEC file number

801-137051

Source date

July 28, 2026
MML INVESTMENT ADVISERS, LLC
Investment adviser

SEC file number

801-78778

Source date

September 18, 2026
MML INVESTORS SERVICES, LLC
Investment adviser

SEC file number

801-44264

Source date

September 3, 2026
MML UK ADVISOR LLP
Exempt reporting adviser

SEC file number

802-127944

Source date

March 31, 2026
MMV VC LLC
Exempt reporting adviser

SEC file number

802-134672

Source date

March 24, 2026
MN WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-126395

Source date

February 27, 2026
MNS FINANCIAL MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-60851

Source date

April 24, 2026
MNS GLOBAL CAPITAL MANAGERS, LLC
Exempt reporting adviser

SEC file number

802-119605

Source date

June 25, 2026
MOALA WALLET LTD
Exempt reporting adviser

SEC file number

802-134766

Source date

October 16, 2025
MOBEUS EQUITY PARTNERS LLP
Exempt reporting adviser

SEC file number

802-111946

Source date

November 14, 2025
MOBIUS INVESTMENTS LTD.
Exempt reporting adviser

SEC file number

802-135144

Source date

March 6, 2026
MODEL WEALTH , INC.
Investment adviser

SEC file number

801-117301

Source date

May 5, 2026
MODELL CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-134961

Source date

February 12, 2026
MODERA WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-71973

Source date

September 14, 2026
MODERN CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-72611

Source date

April 2, 2026
MODERN CAPITAL MANAGEMENT, CO.
Investment adviser

SEC file number

801-117876

Source date

March 31, 2026
MODERN CAPITAL VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-136999

Source date

July 2, 2026
MODERN DOLLAR PLANNING, LLC
Investment adviser

SEC file number

801-128613

Source date

January 6, 2026
MODERN FINANCIAL PLANNING, LLC
Investment adviser

SEC file number

801-134822

Source date

March 16, 2026
MODERN PORTFOLIO CONSULTANTS, LLC
Investment adviser

SEC file number

801-61244

Source date

March 26, 2026
MODERN PORTFOLIO MANAGEMENT INC
Investment adviser

SEC file number

801-50488

Source date

May 14, 2026
MODERN WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-127231

Source date

July 2, 2026
MODERNE CAPITAL, LP
Exempt reporting adviser

SEC file number

802-112223

Source date

April 1, 2026
MODERNIST FINANCIAL, LLC
Investment adviser

SEC file number

801-135464

Source date

August 19, 2026
MODI VENTURE CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-128920

Source date

March 27, 2026
MODULAR ASSET MANAGEMENT (SINGAPORE) PTE LTD
Exempt reporting adviser

SEC file number

802-117904

Source date

April 8, 2026
MODUM ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-130100

Source date

March 30, 2026
MODUS ADVISORS, LLC
Investment adviser

SEC file number

801-112534

Source date

February 23, 2026
MOELIS ASSET CATALYST PARTNERS LLC
Investment adviser

SEC file number

801-134634

Source date

March 30, 2026
MOELIS CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-71596

Source date

June 11, 2026
MOERUS CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-107225

Source date

August 5, 2026
MOHAWK CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-80127

Source date

February 10, 2026
MOISAND FITZGERALD TAMAYO, LLC
Investment adviser

SEC file number

801-55992

Source date

March 30, 2026
MOKAN WEALTH MANAGEMENT INC
Investment adviser

SEC file number

801-130379

Source date

September 25, 2026
MOKOSAK ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-110319

Source date

February 24, 2026
MOLER CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-50628

Source date

February 23, 2026
MOLLER WEALTH PARTNERS, INC.
Investment adviser

SEC file number

801-40822

Source date

February 13, 2026
MOLLOT & HARDY, INC.
Investment adviser

SEC file number

801-112787

Source date

March 13, 2026
MOLLY B INVESTMENT GROUP LLC
Investment adviser

SEC file number

801-118667

Source date

March 24, 2026
MOLOKAI INVESTMENT MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-134892

Source date

March 18, 2026
MOMA INTERNATIONAL SERVICOS ADMINISTRATIVOS S.S LTDA.
Investment adviser

SEC file number

801-132921

Source date

March 31, 2026
MOMBAK GESTORA DE RECURSOS LTDA.
Exempt reporting adviser

SEC file number

802-130792

Source date

March 31, 2026
MOMENT ADVISORS, LLC
Investment adviser

SEC file number

801-135805

Source date

August 28, 2026
MOMENT PARTNERS, LLC
Investment adviser

SEC file number

801-131017

Source date

September 4, 2026
MOMENT PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-129592

Source date

August 18, 2026
MOMENT VENTURES, LLC
Exempt reporting adviser

SEC file number

802-107596

Source date

March 30, 2026
MOMENTOUS WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-110752

Source date

July 8, 2026
MOMENTUM ADVISORS, LLC
Investment adviser

SEC file number

801-73092

Source date

July 17, 2026
MOMENTUM CAPITAL MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-126125

Source date

March 3, 2026
MOMENTUM CAPITAL PARTNERS ALPHA ADVISOR LIMITED
Exempt reporting adviser

SEC file number

802-115135

Source date

March 30, 2026
MOMENTUM CAPITAL PARTNERS FUND IV ADVISOR LIMITED
Exempt reporting adviser

SEC file number

802-115136

Source date

March 30, 2026
MOMENTUM INDEPENDENT NETWORK INC.
Investment adviser

SEC file number

801-60812

Source date

August 11, 2026
MOMENTUM TRADING ACADEMY LTD
Exempt reporting adviser

SEC file number

802-135092

Source date

December 4, 2025
MOMENTUM WEALTH PLANNING, LLC
Investment adviser

SEC file number

801-130666

Source date

April 30, 2026
MOMENTUS MANAGER LLC
Investment adviser

SEC file number

801-130774

Source date

May 21, 2026
MON CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-131584

Source date

April 15, 2026
MONACHIL CAPITAL PARTNERS LP
Investment adviser

SEC file number

801-123647

Source date

March 26, 2026
MONACO BAY GROUP S.A.M.
Exempt reporting adviser

SEC file number

802-137539

Source date

September 17, 2026
MONARCH ALTERNATIVE CAPITAL LP
Investment adviser

SEC file number

801-72915

Source date

July 31, 2026
MONARCH CAPITAL MANAGEMENT INC
Investment adviser

SEC file number

801-46796

Source date

July 29, 2026
MONARCH COLLECTIVE FUND MANAGEMENT, LP
Investment adviser

SEC file number

801-136922

Source date

July 2, 2026
MONARCH INVESTMENT MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-136403

Source date

May 1, 2026
MONARCH PLAN ADVISORS
Investment adviser

SEC file number

801-111651

Source date

September 5, 2026
MONARCH WEALTH STRATEGIES
Investment adviser

SEC file number

801-118775

Source date

March 25, 2026
MONARK CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-136647

Source date

June 3, 2026
MONASHEE INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-79936

Source date

February 27, 2026
MONASHEES GEST�O DE INVESTIMENTOS LTDA
Exempt reporting adviser

SEC file number

802-75228

Source date

March 31, 2026
MONDRIAN INVESTMENT PARTNERS LIMITED
Investment adviser

SEC file number

801-37702

Source date

April 1, 2026
M-ONE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-72709

Source date

May 26, 2026
MONECO ADVISORS, LLC
Investment adviser

SEC file number

801-80027

Source date

June 8, 2026
MONEDA USA, INC.
Investment adviser

SEC file number

801-74113

Source date

May 12, 2026
MONERE WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-117039

Source date

February 3, 2026
MONETA GROUP INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-34723

Source date

March 31, 2026
MONETA VENTURES, LLC
Exempt reporting adviser

SEC file number

802-127924

Source date

March 30, 2026
MONETARY MANAGEMENT GROUP INC
Investment adviser

SEC file number

801-18512

Source date

July 28, 2026
MONETARY SOLUTIONS, LTD.
Investment adviser

SEC file number

801-120450

Source date

August 18, 2026
MONETTA FINANCIAL SERVICES INC
Investment adviser

SEC file number

801-21477

Source date

March 31, 2026
MONEX ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-120366

Source date

July 10, 2026
MONEY CONCEPTS CAPITAL CORP
Investment adviser

SEC file number

801-39736

Source date

March 24, 2026
MONEY MANAGEMENT CONCEPTS, INC.
Investment adviser

SEC file number

801-123107

Source date

February 24, 2026
MONEY MANAGEMENT FINANCIAL SERVICES LLC
Investment adviser

SEC file number

801-112245

Source date

April 24, 2026
MONEY MANAGEMENT SERVICES, INC.
Investment adviser

SEC file number

801-42500

Source date

March 10, 2026
MONEY MANAGERS, INC.
Investment adviser

SEC file number

801-134024

Source date

April 6, 2026
MONEYBRIDGE MIND INC
Exempt reporting adviser

SEC file number

802-134110

Source date

July 4, 2025
MONEYTIME INTERNATIONAL, LLC
Exempt reporting adviser

SEC file number

802-129072

Source date

April 1, 2026
MONHEGAN CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-116894

Source date

March 31, 2026
MONIMUS CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-119316

Source date

March 31, 2026