Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 28 of 95

DRC SAVILLS INVESTMENT MANAGEMENT LLP
Exempt reporting adviser

SEC file number

802-77095

Source date

March 26, 2026
DREAM CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-79378

Source date

March 13, 2026
DREAM PEAK CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-131549

Source date

April 27, 2026
DREAM U.S. MANAGER LLC
Investment adviser

SEC file number

801-121519

Source date

August 13, 2026
DREAMERS MANAGEMENT LLC
Investment adviser

SEC file number

801-134046

Source date

March 27, 2026
DREAMIT VENTURES 1, LLC
Exempt reporting adviser

SEC file number

802-113027

Source date

February 12, 2026
DREAMS INVESTMENT SOLUTIONS
Investment adviser

SEC file number

801-135153

Source date

August 10, 2026
DREXEL MORGAN & CO.
Investment adviser

SEC file number

801-70432

Source date

August 6, 2026
DRH INVESTMENTS, INC.
Investment adviser

SEC file number

801-114702

Source date

March 30, 2026
DRIEHAUS CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-18439

Source date

September 14, 2026
DRIEHAUS PRIVATE EQUITY, LLC
Exempt reporting adviser

SEC file number

802-79663

Source date

February 25, 2026
DRIFTWOOD ADVISORS, LLC
Investment adviser

SEC file number

801-118811

Source date

June 1, 2026
DRIVE BY DRAFTKINGS, LLC
Exempt reporting adviser

SEC file number

802-121717

Source date

March 31, 2026
DRIVE CAPITAL LLC
Investment adviser

SEC file number

801-136492

Source date

June 17, 2026
DRIVE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-113223

Source date

September 2, 2026
DRIVEN INVESTMENTS LLC
Investment adviser

SEC file number

801-123246

Source date

March 3, 2026
DRIVEN, LLC
Exempt reporting adviser

SEC file number

802-129397

Source date

March 13, 2026
DROMS STRAUSS ADVISORS, INC.
Investment adviser

SEC file number

801-55207

Source date

March 17, 2026
DROVER MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-134977

Source date

March 31, 2026
DRUCKER WEALTH 3.0, LLC
Investment adviser

SEC file number

801-129473

Source date

September 3, 2026
DRUM CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-66278

Source date

March 30, 2026
DRUM HILL CAPITAL, LLC
Investment adviser

SEC file number

801-66446

Source date

September 2, 2026
DRUMMOND KNIGHT ASSET MANAGEMENT PTY LTD
Exempt reporting adviser

SEC file number

802-130943

Source date

September 7, 2026
DRW ASSET MANAGEMENT US LLC
Exempt reporting adviser

SEC file number

802-136583

Source date

May 27, 2026
DRY LINE PARTNERS LLC
Exempt reporting adviser

SEC file number

802-123394

Source date

March 4, 2026
DRYDEN CAPITAL, LLC
Investment adviser

SEC file number

801-122859

Source date

August 27, 2026
DRYSTONE LLC
Investment adviser

SEC file number

801-121436

Source date

April 29, 2026
DS ASSET MANAGEMENT CO., LTD
Exempt reporting adviser

SEC file number

802-137242

Source date

August 6, 2026
DS INVESTMENT ADVISORS
Investment adviser

SEC file number

801-123724

Source date

March 31, 2026
DS2 CAPITAL LLC
Investment adviser

SEC file number

801-135789

Source date

July 20, 2026
DSC MERIDIAN CAPITAL LP
Investment adviser

SEC file number

801-120850

Source date

April 30, 2026
DSF ADVISORS, LLC
Investment adviser

SEC file number

801-108000

Source date

March 30, 2026
DSG CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-130879

Source date

September 16, 2026
DSM CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-60423

Source date

May 29, 2026
DSP ASSET MANAGERS PRIVATE LIMITED
Exempt reporting adviser

SEC file number

802-126169

Source date

June 9, 2026
DST MANAGERS IX LIMITED
Exempt reporting adviser

SEC file number

802-123122

Source date

March 31, 2026
DST MANAGERS LIMITED
Exempt reporting adviser

SEC file number

802-75727

Source date

March 31, 2026
DST MANAGERS V LIMITED
Exempt reporting adviser

SEC file number

802-106674

Source date

March 31, 2026
DST MANAGERS VI LIMITED
Exempt reporting adviser

SEC file number

802-115179

Source date

March 31, 2026
DST MANAGERS VII LIMITED
Exempt reporting adviser

SEC file number

802-118243

Source date

March 31, 2026
DST MANAGERS VIII LIMITED
Exempt reporting adviser

SEC file number

802-121311

Source date

March 31, 2026
DST MANAGERS X LIMITED
Exempt reporting adviser

SEC file number

802-134697

Source date

March 31, 2026
DST WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-118242

Source date

February 23, 2026
DT INVESTMENT MANAGEMENT IFSC LLP
Investment adviser

SEC file number

801-131910

Source date

June 29, 2026
DT INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-72325

Source date

March 25, 2026
DTCP USA LLC
Investment adviser

SEC file number

801-134247

Source date

April 30, 2026
DTX VC LLC
Exempt reporting adviser

SEC file number

802-133733

Source date

February 18, 2026
DUALITAS CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-127339

Source date

March 16, 2026
DUB ADVISORS LLC
Investment adviser

SEC file number

801-122735

Source date

June 11, 2026
DUBEAU CAPITAL USA INC.
Investment adviser

SEC file number

801-122016

Source date

December 15, 2025
DUBIN CLARK & COMPANY, INC
Investment adviser

SEC file number

801-107768

Source date

March 31, 2026
DUCERE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-133896

Source date

September 18, 2026
DUDLEY & SHANLEY, INC.
Investment adviser

SEC file number

801-72572

Source date

March 5, 2026
DUDLEY CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-108148

Source date

April 28, 2026
DUENDE CAPITAL PARTNERS CORPORATION
Exempt reporting adviser

SEC file number

802-137427

Source date

September 2, 2026
DUET ADVISORY SERVICES LLC
Investment adviser

SEC file number

801-130758

Source date

March 12, 2026
DUFF & PHELPS INVESTMENT MANAGEMENT CO.
Investment adviser

SEC file number

801-14813

Source date

April 17, 2026
DUKE FUNDING MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-61009

Source date

March 30, 2026
DUKE STREET LLP
Exempt reporting adviser

SEC file number

802-134108

Source date

July 1, 2026
DUMAINE INVESTMENTS LLC
Investment adviser

SEC file number

801-117762

Source date

March 24, 2026
DUMONT & BLAKE INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-56824

Source date

March 31, 2026
DUMONT GLOBAL LP
Investment adviser

SEC file number

801-117950

Source date

March 26, 2026
DUNAMIS ASSET MANAGEMENT HK LIMITED
Exempt reporting adviser

SEC file number

802-135892

Source date

March 18, 2026
DUNAMIS ASSET MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-130862

Source date

June 10, 2026
DUNBAR ASSOCIATES, LLC
Investment adviser

SEC file number

801-126791

Source date

August 5, 2026
DUNBAR MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-134465

Source date

February 10, 2026
DUNCAN FINANCIAL GROUP LLC
Investment adviser

SEC file number

801-119284

Source date

March 10, 2026
DUNCAN WILLIAMS ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-81015

Source date

March 25, 2026
DUNCKER, STREETT & CO., LLC
Investment adviser

SEC file number

801-58224

Source date

May 8, 2026
DUNDAS PARTNERS LLP
Investment adviser

SEC file number

801-96275

Source date

June 24, 2026
DUNDEE MAESTRO MANAGEMENT, LP
Investment adviser

SEC file number

801-129608

Source date

May 1, 2026
DUNE REAL ESTATE PARTNERS LP
Investment adviser

SEC file number

801-73450

Source date

March 27, 2026
DUNES POINT CAPITAL, L.P.
Investment adviser

SEC file number

801-107563

Source date

March 31, 2026
DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.
Investment adviser

SEC file number

801-25803

Source date

July 15, 2026
DUNHAM LANE CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-117455

Source date

March 24, 2026
DUNHAM PARTNERS LLC
Exempt reporting adviser

SEC file number

802-74791

Source date

March 10, 2026
DUNHILL FINANCIAL, LLC
Investment adviser

SEC file number

801-110590

Source date

September 8, 2026
DUNLAP EQUITY MANAGEMENT, LLC.
Exempt reporting adviser

SEC file number

802-136824

Source date

June 24, 2026
DUNN CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-129466

Source date

March 19, 2026
DUPONT CAPITAL MANAGEMENT CORP
Investment adviser

SEC file number

801-44730

Source date

January 28, 2026
DUPREE & COMPANY, INC.
Investment adviser

SEC file number

801-13157

Source date

February 20, 2026
DUPREE FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-71497

Source date

August 24, 2026
DURABLE CAPITAL PARTNERS LP
Investment adviser

SEC file number

801-117448

Source date

July 1, 2026
DURANTE & WATERS, LLC
Investment adviser

SEC file number

801-68893

Source date

February 6, 2026
DURATION ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-114084

Source date

March 26, 2026
DURATION CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-129910

Source date

March 31, 2026
DURATION VENTURES MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-137551

Source date

September 18, 2026
DURATIONAL CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-119132

Source date

May 21, 2026
DURBIN BENNETT PRIVATE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-60001

Source date

September 8, 2026
DURO CAPITAL (SINGAPORE) ADVISORS PTE. LTD.
Exempt reporting adviser

SEC file number

802-118715

Source date

March 26, 2026
DUSTIN BLODGETT INSIGHT CAPITAL, LLC
Investment adviser

SEC file number

801-121420

Source date

February 13, 2026
DUTCH ASSET CORPORATION
Investment adviser

SEC file number

801-122087

Source date

June 16, 2026
DUVARNEY, CRAIG DOUGLAS
Investment adviser

SEC file number

801-111957

Source date

January 14, 2026
DV CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-130202

Source date

March 27, 2026
DV CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-128787

Source date

February 1, 2026
DV PARTNERS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-118726

Source date

March 30, 2026
DVB PRIVATE WEALTH LLC
Investment adviser

SEC file number

801-136547

Source date

September 25, 2026
DVSM, LP
Investment adviser

SEC file number

801-73250

Source date

March 27, 2026
DW INVESTMENT SOLUTIONS, INC.
Investment adviser

SEC file number

801-136562

Source date

June 18, 2026
DW MANAGEMENT SERVICES, L.L.C.
Investment adviser

SEC file number

801-73231

Source date

May 11, 2026
DW PARTNERS, LP
Investment adviser

SEC file number

801-71949

Source date

May 1, 2026
DWD PORTFOLIO SOLUTIONS, INC.
Investment adviser

SEC file number

801-113185

Source date

March 18, 2026
DWIGHT INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-81111

Source date

August 19, 2026
DWM ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-67853

Source date

March 30, 2026
DWM FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-110527

Source date

June 16, 2026
DWR WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-122140

Source date

July 8, 2026
DWS ALTERNATIVES GLOBAL LIMITED
Investment adviser

SEC file number

801-66274

Source date

September 17, 2026
DWS INTERNATIONAL GMBH
Investment adviser

SEC file number

801-20289

Source date

September 14, 2026
DWS INVESTMENT MANAGEMENT AMERICAS, INC.
Investment adviser

SEC file number

801-252

Source date

September 17, 2026
DWS INVESTMENT S.A.
Exempt reporting adviser

SEC file number

802-115197

Source date

September 21, 2026
DWS INVESTMENTS AUSTRALIA LIMITED
Investment adviser

SEC file number

801-57743

Source date

September 14, 2026
DWS INVESTMENTS HONG KONG LIMITED
Investment adviser

SEC file number

801-66285

Source date

September 14, 2026
DWV ADVISORS, LLC
Investment adviser

SEC file number

801-76788

Source date

June 25, 2026
DX ADVISORS LLC
Investment adviser

SEC file number

801-135971

Source date

July 15, 2026
DXD SS FUND MANAGEMENT, LLC
Investment adviser

SEC file number

801-131388

Source date

September 2, 2026
DYCHE WEALTH MANAGEMENT, INC
Investment adviser

SEC file number

801-126128

Source date

May 13, 2026
DYMON ASIA CAPITAL (DIFC) LIMITED
Exempt reporting adviser

SEC file number

802-131939

Source date

March 31, 2026
DYMON ASIA CAPITAL (HK) LIMITED
Exempt reporting adviser

SEC file number

802-76755

Source date

March 31, 2026
DYMON ASIA CAPITAL (JAPAN) LIMITED
Exempt reporting adviser

SEC file number

802-125738

Source date

March 31, 2026
DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD.
Exempt reporting adviser

SEC file number

802-74548

Source date

July 9, 2026
DYMON ASIA PRIVATE EQUITY (SINGAPORE) PTE. LTD.
Exempt reporting adviser

SEC file number

802-119547

Source date

March 31, 2026
DYNAMIC ADVISOR SOLUTIONS LLC
Investment adviser

SEC file number

801-72203

Source date

August 17, 2026
DYNAMIC BETA INVESTMENTS LLC
Investment adviser

SEC file number

801-77106

Source date

March 27, 2026
DYNAMIC FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-111021

Source date

February 18, 2026
DYNAMIC MARKET ADVANTAGE, LLC
Investment adviser

SEC file number

801-126816

Source date

February 12, 2026
DYNAMIC TECHNOLOGY LAB PTE LTD
Exempt reporting adviser

SEC file number

802-76285

Source date

October 28, 2025
DYNAMIC TRADING MANAGEMENT, LLC.
Investment adviser

SEC file number

801-67375

Source date

March 16, 2026
DYNAMIC WEALTH ADVISORS
Investment adviser

SEC file number

801-126979

Source date

August 26, 2026
DYNAMIC WEALTH GROUP, LLC
Investment adviser

SEC file number

801-128038

Source date

March 9, 2026
DYNAMIC WEALTH STRATEGIES, LLC
Investment adviser

SEC file number

801-126356

Source date

March 23, 2026
DYNAMISM CAPITAL LP
Exempt reporting adviser

SEC file number

802-126922

Source date

March 13, 2026
DYNAMO INTERNACIONAL GEST�O DE RECURSOS LTDA.
Exempt reporting adviser

SEC file number

802-74725

Source date

March 27, 2026
DYNAMO MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-118355

Source date

April 15, 2026
DYNAMO V.C. ADMINISTRADORA DE RECURSOS LTDA.
Exempt reporting adviser

SEC file number

802-74726

Source date

March 27, 2026
DYNASTY EQUITY PARTNERS MANAGEMENT, LLC
Investment adviser

SEC file number

801-131103

Source date

August 20, 2026
DYNASTY WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-71301

Source date

August 28, 2026
DYNE VENTURES MANAGEMENT II LLC
Exempt reporting adviser

SEC file number

802-135781

Source date

March 6, 2026
DYNE VENTURES MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-132695

Source date

March 10, 2026
DYNOLABS ASSET MANAGEMENT LTD
Exempt reporting adviser

SEC file number

802-130138

Source date

March 30, 2026
E & G ADVISORS, LLC
Investment adviser

SEC file number

801-79699

Source date

January 13, 2026
E & R WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-135591

Source date

March 30, 2026
E FUND MANAGEMENT (HONG KONG) CO., LIMITED
Investment adviser

SEC file number

801-78973

Source date

March 30, 2026
E. A. HORWITZ LLC
Investment adviser

SEC file number

801-77366

Source date

March 25, 2026
E. BATOFF & CO., INC.
Investment adviser

SEC file number

801-61788

Source date

March 30, 2026
E. MAGNUS OPPENHEIM & CO. INC.
Investment adviser

SEC file number

801-14051

Source date

March 31, 2026
E.P.G., INCORPORATED
Investment adviser

SEC file number

801-51518

Source date

March 26, 2026
E.S. BARR & COMPANY
Investment adviser

SEC file number

801-42566

Source date

March 30, 2026
E.VENTURES MANAGEMENT VI, LLC
Exempt reporting adviser

SEC file number

802-127792

Source date

March 31, 2026
E.VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-116979

Source date

March 31, 2026
E.VENTURES MANAGEMENTGESELLSCHAFT MBH
Exempt reporting adviser

SEC file number

802-124890

Source date

March 31, 2026
E12 VENTURE CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-127809

Source date

May 29, 2026
E14 MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-115020

Source date

March 31, 2026
E20 CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-137443

Source date

September 4, 2026
E2JDJ DELTA LP
Exempt reporting adviser

SEC file number

802-131989

Source date

February 2, 2026
E6 PORTFOLIOS
Investment adviser

SEC file number

801-128335

Source date

March 27, 2026
EAAA PTE. LIMITED
Investment adviser

SEC file number

801-118716

Source date

August 5, 2026
EAB INVESTMENT GROUP, LLC
Investment adviser

SEC file number

801-96306

Source date

March 5, 2026
EAGAN CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-68860

Source date

March 23, 2026
EAGLE ASSET MANAGEMENT INC
Investment adviser

SEC file number

801-21343

Source date

June 2, 2026
EAGLE BAY ADVISORS LLC
Investment adviser

SEC file number

801-106736

Source date

April 15, 2026
EAGLE BLUFFS WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-120565

Source date

March 10, 2026
EAGLE CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-135929

Source date

September 1, 2026
EAGLE CAPITAL INTERNATIONAL, LLC
Exempt reporting adviser

SEC file number

802-132604

Source date

March 18, 2026
EAGLE CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-48883

Source date

September 10, 2026
EAGLE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-57207

Source date

February 14, 2026
EAGLE FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-137200

Source date

September 2, 2026
EAGLE GLOBAL ADVISORS LLC
Investment adviser

SEC file number

801-53294

Source date

September 4, 2026
EAGLE GROUP FINANCE LOAN CORP.
Exempt reporting adviser

SEC file number

802-135640

Source date

February 20, 2026
EAGLE HARBOR ASSET MANAGEMENT INC
Investment adviser

SEC file number

801-121335

Source date

February 18, 2026
EAGLE HEALTH INVESTMENTS LP
Investment adviser

SEC file number

801-121917

Source date

March 28, 2026
EAGLE INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-118074

Source date

February 19, 2026
EAGLE POINT CREDIT MANAGEMENT LLC
Investment adviser

SEC file number

801-77721

Source date

July 14, 2026
EAGLE POINT DEFENSIVE INCOME MANAGEMENT LLC
Investment adviser

SEC file number

801-129465

Source date

July 14, 2026
EAGLE POINT ENHANCED INCOME MANAGEMENT LLC
Investment adviser

SEC file number

801-128835

Source date

July 14, 2026
EAGLE POINT INCOME MANAGEMENT LLC
Investment adviser

SEC file number

801-114251

Source date

July 14, 2026
EAGLE REALTY CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-107404

Source date

March 31, 2026
EAGLE ROCK INVESTMENT COMPANY, LLC
Investment adviser

SEC file number

801-121347

Source date

February 25, 2026
EAGLE STRATEGIES LLC
Investment adviser

SEC file number

801-32987

Source date

July 31, 2026
EAGLE VALUE PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-74587

Source date

March 4, 2026
EAGLE WEALTH ADVISORS
Investment adviser

SEC file number

801-117505

Source date

May 28, 2026
EAGLE WEALTH MANAGEMENT GROUP INC.
Investment adviser

SEC file number

801-128270

Source date

April 22, 2026
EAGLE WEALTH STRATEGIES, LLC
Investment adviser

SEC file number

801-127242

Source date

July 8, 2026
EAGLEBROOK ADVISORS, INC.
Investment adviser

SEC file number

801-122813

Source date

March 30, 2026
EAGLECLAW CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-63954

Source date

September 26, 2025
EAGLE'S CREST ADVISORS, LLC
Investment adviser

SEC file number

801-132362

Source date

September 22, 2026
EAGLE'S VIEW CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-73376

Source date

March 27, 2026
EAGLETREE CAPITAL, LP
Investment adviser

SEC file number

801-106797

Source date

March 27, 2026
EAN EQUITY FINANCIAL SERVICES LLC
Investment adviser

SEC file number

801-118479

Source date

March 25, 2026
EARLY MCCLINTIC & MCMILLAN, LLC
Investment adviser

SEC file number

801-110886

Source date

June 3, 2026
EARLYBIRD ADVISORS LLC
Investment adviser

SEC file number

801-136709

Source date

June 10, 2026
EARLYBIRD GMBH & CO. KG
Exempt reporting adviser

SEC file number

802-136531

Source date

May 19, 2026
EARNED WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-57727

Source date

March 30, 2026
EARNEST PARTNERS LLC
Investment adviser

SEC file number

801-56189

Source date

July 13, 2026
EARTH FOUNDRY MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-132259

Source date

March 30, 2026
EARTHSHOT VENTURES LLC
Exempt reporting adviser

SEC file number

802-124966

Source date

March 26, 2026
EASLEY INVESTMENT CONSULTANTS, INC.
Investment adviser

SEC file number

801-118212

Source date

January 30, 2026
EAST BEACH ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-130553

Source date

April 2, 2026
EAST BLUE VENTURES PTE. LTD.
Exempt reporting adviser

SEC file number

802-136752

Source date

September 14, 2026
EAST BRIDGE CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-78360

Source date

February 4, 2026
EAST CAPITAL ASSET MANAGEMENT SA
Exempt reporting adviser

SEC file number

802-112606

Source date

March 31, 2026
EAST CAPITAL FINANCIAL SERVICES AB
Investment adviser

SEC file number

801-132923

Source date

March 31, 2026
EAST COAST ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-69456

Source date

June 1, 2026
EAST COAST WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-132522

Source date

February 26, 2026
EAST END ADVISORS, LLC
Investment adviser

SEC file number

801-69170

Source date

April 28, 2026
EAST END FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-34431

Source date

July 9, 2026
EAST GROVE CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-118268

Source date

March 13, 2026
EAST GUILFORD FINANCIAL SERVICES LLC
Investment adviser

SEC file number

801-122915

Source date

March 24, 2026
EAST ROCK CAPITAL, LLC
Investment adviser

SEC file number

801-73320

Source date

July 9, 2026
EAST ROCK FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-132755

Source date

March 2, 2026
EAST ROCKY ASSET MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-132651

Source date

March 31, 2026
EAST VENTURES ADVISORY PTE. LTD.
Exempt reporting adviser

SEC file number

802-134116

Source date

April 7, 2026
EAST WEST WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-136751

Source date

July 22, 2026
EASTBAY ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-122387

Source date

March 27, 2026
EASTERLY INVESTMENT PARTNERS LLC
Investment adviser

SEC file number

801-114563

Source date

April 17, 2026
EASTERN ASSET MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-134933

Source date

June 17, 2026
EASTERN BELL CAPITAL II LIMITED
Exempt reporting adviser

SEC file number

802-120976

Source date

March 20, 2026
EASTERN BELL CAPITAL II MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-120975

Source date

March 20, 2026
EASTERN BELL CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-118569

Source date

March 20, 2026
EASTERN BELL CAPITAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-115110

Source date

March 20, 2026
EASTGATE CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-130038

Source date

March 30, 2026
EASTLINK CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-79708

Source date

March 27, 2026
EASTOVER INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-70406

Source date

February 4, 2026
EASTSIDE FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-107433

Source date

January 14, 2026
EASTSIDE MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-106769

Source date

August 11, 2026
EASTSOUND CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-129635

Source date

June 10, 2026
EASTSPRING INVESTMENTS (SINGAPORE) LIMITED
Investment adviser

SEC file number

801-68252

Source date

May 5, 2026
EASTSPRING INVESTMENTS INCORPORATED
Investment adviser

SEC file number

801-78906

Source date

August 10, 2026
EASTWARD CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-73730

Source date

March 31, 2026
EATON VANCE ADVISERS INTERNATIONAL LTD.
Investment adviser

SEC file number

801-111772

Source date

June 11, 2026
EATON VANCE MANAGEMENT
Investment adviser

SEC file number

801-15930

Source date

August 11, 2026
EATON-CAMBRIDGE INC.
Investment adviser

SEC file number

801-116885

Source date

June 12, 2026
EB CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-125735

Source date

March 27, 2026
EBCO TRUSTEE SERVICES LTD LIAB. CO.
Investment adviser

SEC file number

801-134604

Source date

February 2, 2026
EBERT CAPITAL MANAGEMENT INC.
Investment adviser

SEC file number

801-136176

Source date

May 11, 2026
EBH CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-135440

Source date

March 6, 2026
EC CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-137292

Source date

August 13, 2026
EC MANAGEMENT SERVICES, LLC
Exempt reporting adviser

SEC file number

802-126519

Source date

March 19, 2026
EC VENTURES V LLC
Investment adviser

SEC file number

801-135545

Source date

July 10, 2026
ECC FUND MANAGER II, LLC
Investment adviser

SEC file number

801-80865

Source date

March 25, 2026
ECHELON GROUP, INC.
Investment adviser

SEC file number

801-131247

Source date

June 22, 2026
ECHELON INVESTMENT PARTNERS LP
Exempt reporting adviser

SEC file number

802-116747

Source date

March 6, 2026
ECHELON MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-125716

Source date

May 4, 2026
ECHELON PARTNERS X MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-136299

Source date

September 1, 2026
ECHELONS CAPITAL, LLC
Investment adviser

SEC file number

801-127673

Source date

March 12, 2026
ECHO FINANCE LLC
Exempt reporting adviser

SEC file number

802-127887

Source date

March 17, 2026
ECHO FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-130249

Source date

March 3, 2026
ECHO HEALTH VENTURES LLC
Exempt reporting adviser

SEC file number

802-120655

Source date

June 15, 2026
ECHO WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-117873

Source date

April 7, 2026
ECHO45 ADVISORS LLC
Investment adviser

SEC file number

801-118109

Source date

September 23, 2026
ECI MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-120881

Source date

March 9, 2026