Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 14 of 95

BLUE MARBLE INVESTMENTS, LLC
Investment adviser

SEC file number

801-120447

Source date

May 7, 2026
BLUE MARLIN HOLDCO LLC
Investment adviser

SEC file number

801-122850

Source date

July 1, 2026
BLUE MOON CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-122443

Source date

March 27, 2026
BLUE MOON GP I, LLC
Exempt reporting adviser

SEC file number

802-135948

Source date

March 24, 2026
BLUE OCEAN CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-132300

Source date

March 18, 2026
BLUE OCEAN INVESTMENT PARTNERS LIMITED
Investment adviser

SEC file number

801-113749

Source date

March 30, 2026
BLUE OPAL CAPITAL, LLC
Investment adviser

SEC file number

801-134053

Source date

September 10, 2026
BLUE ORCA, LLC
Investment adviser

SEC file number

801-136884

Source date

June 27, 2026
BLUE OWL ALTERNATIVE CREDIT ADVISORS II LLC
Investment adviser

SEC file number

801-131788

Source date

March 31, 2026
BLUE OWL CREDIT ADVISORS LLC
Investment adviser

SEC file number

801-107232

Source date

March 31, 2026
BLUE OWL CREDIT PRIVATE FUND ADVISORS LLC
Investment adviser

SEC file number

801-113629

Source date

June 17, 2026
BLUE OWL DIGITAL INFRASTRUCTURE TRUST ADVISORS LLC
Investment adviser

SEC file number

801-134150

Source date

March 31, 2026
BLUE OWL GPSC ADVISORS LLC
Investment adviser

SEC file number

801-120706

Source date

August 20, 2026
BLUE OWL INSURANCE ADVISORS LLC
Investment adviser

SEC file number

801-130383

Source date

March 31, 2026
BLUE OWL REAL ASSETS ADVISORS LLC
Investment adviser

SEC file number

801-136675

Source date

June 8, 2026
BLUE OWL REAL ESTATE CAPITAL LLC
Investment adviser

SEC file number

801-77141

Source date

May 22, 2026
BLUE OWL STRATEGIC EQUITY ADVISORS LLC
Investment adviser

SEC file number

801-127883

Source date

June 17, 2026
BLUE OWL TECHNOLOGY CREDIT ADVISORS II LLC
Investment adviser

SEC file number

801-122656

Source date

March 31, 2026
BLUE OWL TECHNOLOGY CREDIT ADVISORS LLC
Investment adviser

SEC file number

801-113628

Source date

March 31, 2026
BLUE POINT CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-74117

Source date

March 20, 2026
BLUE POINT FINANCIAL, INC.
Investment adviser

SEC file number

801-132922

Source date

March 24, 2026
BLUE POOL CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-129782

Source date

September 23, 2026
BLUE ROAD MANAGEMENT, L.P.
Investment adviser

SEC file number

801-78969

Source date

March 31, 2026
BLUE SAGE SERVICES, L.P.
Investment adviser

SEC file number

801-113583

Source date

May 22, 2026
BLUE SEA CAPITAL LLC
Investment adviser

SEC file number

801-78566

Source date

March 27, 2026
BLUE SKY ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-78019

Source date

March 30, 2026
BLUE SKY CAPITAL CONSULTANTS GROUP, INC.
Investment adviser

SEC file number

801-129456

Source date

August 14, 2026
BLUE SKY INVESTMENT PARTNERS, INC.
Investment adviser

SEC file number

801-136202

Source date

September 9, 2026
BLUE SKY WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-121630

Source date

January 20, 2026
BLUE SPARK CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-100499

Source date

March 9, 2026
BLUE SPARROW FUNDS GP LLC
Exempt reporting adviser

SEC file number

802-127096

Source date

March 2, 2026
BLUE SQUARE ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-113999

Source date

July 1, 2026
BLUE STAR WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-133780

Source date

February 27, 2026
BLUE SUMMIT CAPITAL INVESTMENTS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-129568

Source date

March 30, 2026
BLUE SUMMIT FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-117302

Source date

July 10, 2026
BLUE SWELL ASSET MANAGEMENT PRIVATE LIMITED
Investment adviser

SEC file number

801-117552

Source date

April 17, 2026
BLUE TORCH CAPITAL LP
Investment adviser

SEC file number

801-110855

Source date

April 29, 2026
BLUE VISTA CAPITAL, LLC
Investment adviser

SEC file number

801-74382

Source date

May 20, 2026
BLUE WATER ADVISORS LP
Investment adviser

SEC file number

801-110969

Source date

March 31, 2026
BLUE WATER ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-81153

Source date

June 3, 2026
BLUE WATER CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-130294

Source date

February 27, 2026
BLUE WATER ENERGY LLP
Exempt reporting adviser

SEC file number

802-112468

Source date

June 25, 2026
BLUE WATER LIFE SCIENCE ADVISORS, LP
Investment adviser

SEC file number

801-120257

Source date

March 26, 2026
BLUE WATER WEALTH, INC.
Investment adviser

SEC file number

801-112810

Source date

September 3, 2026
BLUE WEALTH INC.
Investment adviser

SEC file number

801-132547

Source date

February 26, 2026
BLUE WOLF CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-80000

Source date

March 31, 2026
BLUE ZONE WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-117548

Source date

March 30, 2026
BLUE3 INVESTMENTS LLC
Investment adviser

SEC file number

801-133768

Source date

April 24, 2026
BLUEARC CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-79523

Source date

July 28, 2026
BLUEBAY FUNDS MANAGEMENT COMPANY S.A.
Exempt reporting adviser

SEC file number

802-128085

Source date

January 30, 2026
BLUEBIRD VENTURES GP I, LLC
Exempt reporting adviser

SEC file number

802-117330

Source date

March 4, 2026
BLUEBIRD WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-132489

Source date

September 10, 2026
BLUECHIP WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-115105

Source date

July 23, 2026
BLUECORNER CAPITAL LLC
Exempt reporting adviser

SEC file number

802-122070

Source date

March 3, 2026
BLUEDOOR PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-131443

Source date

June 11, 2026
BLUEFRONT EQUITY AS
Exempt reporting adviser

SEC file number

802-132150

Source date

March 17, 2026
BLUEGEM CAPITAL PARTNERS LLP
Exempt reporting adviser

SEC file number

802-80728

Source date

March 30, 2026
BLUEGRASS CAPITAL PARTNERS LP
Exempt reporting adviser

SEC file number

802-108998

Source date

February 24, 2026
BLUEHEEL
Investment adviser

SEC file number

801-130756

Source date

April 1, 2026
BLUEIO MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-118439

Source date

March 11, 2026
BLUEKEY MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-130637

Source date

February 27, 2026
BLUELINE ADVISORS LLC
Investment adviser

SEC file number

801-91171

Source date

March 11, 2026
BLUELINE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-136864

Source date

June 26, 2026
BLUELIST PARTNERS, LLC
Investment adviser

SEC file number

801-117032

Source date

March 13, 2026
BLUEMAR CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132566

Source date

March 26, 2026
BLUEMOUNTAIN FUJI MANAGEMENT, LLC
Investment adviser

SEC file number

801-110242

Source date

March 31, 2026
BLUEORCHARD FINANCE LTD
Exempt reporting adviser

SEC file number

802-128141

Source date

March 30, 2026
BLUEPOINTE VENTURES, LLC
Exempt reporting adviser

SEC file number

802-133000

Source date

April 1, 2026
BLUEPRINT CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-111679

Source date

March 31, 2026
BLUEPRINT EQUITY MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-120983

Source date

March 31, 2026
BLUEPRINT FINANCIAL ADVISORS LLC
Investment adviser

SEC file number

801-121848

Source date

August 24, 2026
BLUEPRINT FUND MANAGEMENT LLC
Investment adviser

SEC file number

801-117790

Source date

July 10, 2026
BLUEPRINT INVESTING LLC
Investment adviser

SEC file number

801-121378

Source date

July 1, 2026
BLUEPRINT INVESTMENT PARTNERS LLC
Investment adviser

SEC file number

801-108069

Source date

July 30, 2026
BLUEPRINT LOCAL LLC
Investment adviser

SEC file number

801-130826

Source date

July 8, 2026
BLUEPRINT PARTNERS LLC
Investment adviser

SEC file number

801-120502

Source date

February 9, 2026
BLUEPRINT WEALTH MANAGEMENT ADVISORS LLC
Investment adviser

SEC file number

801-132673

Source date

March 31, 2026
BLUEPRINT WEALTH MANAGEMENT INC.
Investment adviser

SEC file number

801-127729

Source date

March 20, 2026
BLUEPRINT WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-123022

Source date

August 31, 2026
BLUEROCK CREDIT FUND ADVISOR, LLC
Investment adviser

SEC file number

801-112392

Source date

March 28, 2026
BLUEROCK ETF ADVISOR, LLC
Investment adviser

SEC file number

801-137333

Source date

August 19, 2026
BLUEROCK FUND ADVISOR, LLC
Investment adviser

SEC file number

801-77049

Source date

March 28, 2026
BLUESCAPE ENERGY PARTNERS LLC
Investment adviser

SEC file number

801-108105

Source date

March 30, 2026
BLUESHIFT ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-112122

Source date

March 30, 2026
BLUESKY WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-78583

Source date

March 2, 2026
BLUESPHERE ADVISORS LLC
Investment adviser

SEC file number

801-117413

Source date

March 11, 2026
BLUESPRING WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-70998

Source date

July 1, 2026
BLUESPRUCE INVESTMENTS, LP
Investment adviser

SEC file number

801-78091

Source date

July 29, 2026
BLUESTEIN VENTURES MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-126350

Source date

February 2, 2026
BLUESTEM ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-73150

Source date

May 18, 2026
BLUESTEM CAPITAL COMPANY, LLC
Exempt reporting adviser

SEC file number

802-126795

Source date

March 25, 2026
BLUESTEM FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-116798

Source date

July 16, 2026
BLUESTEM WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-127198

Source date

March 25, 2026
BLUESTONE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-77657

Source date

July 16, 2026
BLUESTONE EQUITY PARTNERS, L.P.
Investment adviser

SEC file number

801-126705

Source date

June 29, 2026
BLUESTONE FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-124948

Source date

February 13, 2026
BLUESTONE INVESTMENT MANAGER, LLC
Investment adviser

SEC file number

801-128359

Source date

September 21, 2026
BLUESTONE PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-132967

Source date

March 5, 2026
BLUESTONE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-68611

Source date

January 29, 2026
BLUETRAIN CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-137350

Source date

August 21, 2026
BLUEVINE ADVISORY LLC
Investment adviser

SEC file number

801-128028

Source date

June 22, 2026
BLUEWATER WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-129724

Source date

March 23, 2026
BLUHAUS CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-136151

Source date

April 13, 2026
BLUM FINANCIAL, LP
Investment adviser

SEC file number

801-69852

Source date

March 10, 2026
BLUMBERG CAPITAL, L.L.C.
Exempt reporting adviser

SEC file number

802-75344

Source date

March 27, 2026
BLUME CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-55922

Source date

May 27, 2026
BLUME VENTURE INVESTMENT MANAGER LLP
Exempt reporting adviser

SEC file number

802-129904

Source date

June 29, 2026
BLUUM INVEST LLC
Investment adviser

SEC file number

801-135447

Source date

March 4, 2026
BLVD PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-126683

Source date

February 27, 2026
BMB ADVISERS LLC
Investment adviser

SEC file number

801-61120

Source date

March 29, 2026
BML CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-74901

Source date

March 25, 2026
BMO ASSET MANAGEMENT CORP.
Investment adviser

SEC file number

801-35533

Source date

July 2, 2026
BMO FAMILY OFFICE, LLC
Investment adviser

SEC file number

801-56868

Source date

January 28, 2026
BMO NESBITT BURNS SECURITIES LTD.
Investment adviser

SEC file number

801-107176

Source date

September 8, 2026
BMO PRIVATE INVESTMENT COUNSEL INC.
Investment adviser

SEC file number

801-74232

Source date

March 23, 2026
BMP II KATYDID MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-136496

Source date

May 14, 2026
BMSS WESSON WEALTH SOLUTIONS, LLC
Investment adviser

SEC file number

801-118944

Source date

March 20, 2026
BNA WEALTH, INC.
Investment adviser

SEC file number

801-48984

Source date

July 16, 2026
BNB WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-53808

Source date

August 26, 2026
BNC WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-117800

Source date

August 27, 2026
BNP PARIBAS ASSET MANAGEMENT EUROPE
Exempt reporting adviser

SEC file number

802-135635

Source date

March 9, 2026
BNP PARIBAS ASSET MANAGEMENT PRIME
Exempt reporting adviser

SEC file number

802-131670

Source date

May 27, 2026
BNP PARIBAS REAL ESTATE INVESTMENT MANAGEMENT FRANCE
Exempt reporting adviser

SEC file number

802-135704

Source date

February 26, 2026
BNY MELLON ADVISORS, INC.
Investment adviser

SEC file number

801-52378

Source date

May 28, 2026
BNY MELLON ETF INVESTMENT ADVISER, LLC
Investment adviser

SEC file number

801-117653

Source date

July 17, 2026
BNY MELLON INVESTMENT ADVISER, INC.
Investment adviser

SEC file number

801-8147

Source date

September 21, 2026
BNY MELLON SECURITIES CORPORATION
Investment adviser

SEC file number

801-54739

Source date

June 17, 2026
BOAM RIA LLC
Exempt reporting adviser

SEC file number

802-131971

Source date

March 5, 2026
BOARDMAN BAY CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-79558

Source date

March 31, 2026
BOARDWALK FINANCIAL STRATEGIES LLC
Investment adviser

SEC file number

801-127667

Source date

August 6, 2026
BOARDWALK INVESTMENT GROUP LP
Investment adviser

SEC file number

801-137272

Source date

August 27, 2026
BOCA WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-56858

Source date

January 30, 2026
BOERUM HILL FINANCIAL ADVISORS LLC
Investment adviser

SEC file number

801-129959

Source date

January 22, 2026
BOFA SECURITIES, INC.
Investment adviser

SEC file number

801-112640

Source date

July 29, 2026
BOGAN ASSOCIATES, LLC
Exempt reporting adviser

SEC file number

802-77011

Source date

March 29, 2026
BOGART WEALTH, LLC
Investment adviser

SEC file number

801-107912

Source date

September 14, 2026
BOK FINANCIAL PRIVATE WEALTH, INC.
Investment adviser

SEC file number

801-51401

Source date

March 26, 2026
BOK FINANCIAL SECURITIES, INC.
Investment adviser

SEC file number

801-53600

Source date

March 31, 2026
BOLD MANAGEMENT ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-131424

Source date

June 4, 2026
BOLDHAVEN MANAGEMENT LLP
Investment adviser

SEC file number

801-120201

Source date

June 24, 2026
BOLDROSE MANAGEMENT GROUP, LLC
Exempt reporting adviser

SEC file number

802-128106

Source date

March 31, 2026
BOLDSTART VENTURES MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-107049

Source date

March 30, 2026
BOLT INNOVATION MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-88213

Source date

March 27, 2026
BOLTHOUSE INVESTMENTS, LLC
Investment adviser

SEC file number

801-73757

Source date

April 24, 2026
BOLTON PARTNERS INVESTMENT CONSULTING GROUP, INC.
Investment adviser

SEC file number

801-46685

Source date

March 28, 2026
BOLTON SECURITIES CORP
Investment adviser

SEC file number

801-66962

Source date

March 31, 2026
BOLTROCK MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-128268

Source date

March 31, 2026
BOLTWOOD CAPITAL MANAGEMENT
Investment adviser

SEC file number

801-27099

Source date

April 29, 2026
BONA FIDE WEALTH, LLC
Investment adviser

SEC file number

801-130208

Source date

March 27, 2026
BONACCORD CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-135240

Source date

March 30, 2026
BONAVENTURE CAPITAL, LLC
Investment adviser

SEC file number

801-64141

Source date

March 30, 2026
BOND & DEVICK FINANCIAL NETWORK, INC.
Investment adviser

SEC file number

801-107852

Source date

March 10, 2026
BOND CAPITAL MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-116994

Source date

March 26, 2026
BOND TECH INC
Investment adviser

SEC file number

801-45443

Source date

April 1, 2026
BONDBLOXX INVESTMENT MANAGEMENT CORPORATION
Investment adviser

SEC file number

801-122836

Source date

March 26, 2026
BONDURANT INVESTMENT ADVISORY, LLC
Investment adviser

SEC file number

801-134610

Source date

January 23, 2026
BONE FIDE WEALTH, LLC
Investment adviser

SEC file number

801-117389

Source date

March 23, 2026
BONFIRE FINANCIAL, LLC
Investment adviser

SEC file number

801-119543

Source date

July 8, 2026
BONFIRE VENTURES MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-112715

Source date

March 25, 2026
BONNEFIELD FINANCIAL INC.
Exempt reporting adviser

SEC file number

802-128928

Source date

March 31, 2026
BONNER & SMITH, LLC
Investment adviser

SEC file number

801-81163

Source date

March 5, 2026
BONNIE WUSZ & ASSOCIATES, INC.
Investment adviser

SEC file number

801-108260

Source date

September 24, 2026
BONSAI PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-127353

Source date

March 24, 2026
BONSIDE ADVISOR, LLC
Exempt reporting adviser

SEC file number

802-134086

Source date

March 10, 2026
BONTEMPO OHLY CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-63584

Source date

March 31, 2026
BOOKEND CAPITAL PARTNERS LLC
Exempt reporting adviser

SEC file number

802-117108

Source date

March 12, 2026
BOOM CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-130122

Source date

March 31, 2026
BOOMFISH WEALTH GROUP, LLC
Investment adviser

SEC file number

801-128215

Source date

March 30, 2026
BOON CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-130257

Source date

March 11, 2026
BOON INVESTMENT GROUP, INC.
Investment adviser

SEC file number

801-129773

Source date

April 13, 2026
BOONE CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-126199

Source date

March 30, 2026
BOONE WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-81073

Source date

March 27, 2026
BOOST VC MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-121105

Source date

March 30, 2026
BOOSTER ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-129798

Source date

February 5, 2026
BOOSTER, LLC
Investment adviser

SEC file number

801-123233

Source date

March 4, 2026
BOOTHBAY FUND MANAGEMENT, LLC
Investment adviser

SEC file number

801-80018

Source date

August 7, 2026
BOOTHE INVESTMENT GROUP, INC.
Investment adviser

SEC file number

801-112462

Source date

August 31, 2026
BORABOND, LLC
Investment adviser

SEC file number

801-132871

Source date

January 30, 2026
BORDERLESS INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-125694

Source date

March 13, 2026
BORDERLESS MANAGEMENT LLC
Investment adviser

SEC file number

801-128516

Source date

August 14, 2026
BOREALIS STRATEGIC CAPITAL PARTNERS, LP
Investment adviser

SEC file number

801-116694

Source date

March 17, 2026
BOREALIS VENTURE MANAGEMENT II, LLC
Exempt reporting adviser

SEC file number

802-76023

Source date

March 30, 2026
BORER DENTON & ASSOCIATES, INC.
Investment adviser

SEC file number

801-66225

Source date

March 27, 2026
BORIA WEALTH MANAGEMENT, LTD
Investment adviser

SEC file number

801-137370

Source date

August 24, 2026
BORNITE CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-120958

Source date

March 26, 2026
BORROMIN CAPITAL MANAGEMENT GMBH
Exempt reporting adviser

SEC file number

802-113860

Source date

February 19, 2026
BOS ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-119836

Source date

August 24, 2026
BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED
Investment adviser

SEC file number

801-78507

Source date

April 2, 2026
BOSMAN WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-132247

Source date

March 13, 2026
BOSTON COMMON ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-61564

Source date

July 6, 2026
BOSTON FAMILY ADVISORS LLC
Investment adviser

SEC file number

801-128445

Source date

March 19, 2026
BOSTON FAMILY OFFICE LLC
Investment adviser

SEC file number

801-52883

Source date

March 2, 2026
BOSTON MANAGEMENT AND RESEARCH
Investment adviser

SEC file number

801-43127

Source date

March 29, 2026
BOSTON PARTNERS GLOBAL INVESTORS, INC.
Investment adviser

SEC file number

801-61786

Source date

June 18, 2026
BOSTON PORTFOLIO ADVISERS, LLC
Investment adviser

SEC file number

801-135801

Source date

July 13, 2026
BOSTON RESEARCH AND MANAGEMENT, INC.
Investment adviser

SEC file number

801-39603

Source date

March 25, 2026
BOSTON SEED CAPITAL MANAGEMENT, L.L.C.
Exempt reporting adviser

SEC file number

802-110668

Source date

March 27, 2026
BOSTON STANDARD WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-81146

Source date

August 3, 2026
BOSTON TRUST WALDEN INC.
Investment adviser

SEC file number

801-60136

Source date

March 31, 2026
BOSTONPREMIER WEALTH, LLC
Investment adviser

SEC file number

801-130727

Source date

April 9, 2026
BOSTWICK CAPITAL LLC
Investment adviser

SEC file number

801-79843

Source date

March 24, 2026
BOUCHEY FINANCIAL GROUP, LTD.
Investment adviser

SEC file number

801-51979

Source date

September 4, 2026
BOULAY FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-60141

Source date

August 19, 2026
BOULDER FOOD GROUP, LLC
Exempt reporting adviser

SEC file number

802-80817

Source date

June 24, 2026
BOULDER WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-79267

Source date

July 31, 2026
BOULEVARD WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-134380

Source date

April 22, 2026
BOUNDARY CREEK ADVISORS LP
Investment adviser

SEC file number

801-115208

Source date

March 27, 2026
BOUNDLESS INVESTMENT LIMITED
Exempt reporting adviser

SEC file number

802-130009

Source date

June 11, 2026
BOUNTIFUL INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-129843

Source date

March 11, 2026
BOURGEON CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-56289

Source date

July 16, 2026
BOURKE WEALTH MANAGEMENT
Investment adviser

SEC file number

801-117257

Source date

February 13, 2026
BOURNE LENT ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-57773

Source date

January 28, 2026
BOUSSARD & GAVAUDAN AMERICA LLC
Investment adviser

SEC file number

801-126465

Source date

March 27, 2026
BOUSSARD & GAVAUDAN GESTION SAS
Exempt reporting adviser

SEC file number

802-75214

Source date

June 29, 2026
BOUVEL INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-79817

Source date

July 7, 2026
BOW CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-131586

Source date

March 26, 2026
BOW RIVER ADVISERS, LLC
Investment adviser

SEC file number

801-127488

Source date

March 30, 2026
BOW RIVER ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-72339

Source date

August 28, 2026
BOW STREET LLC
Investment adviser

SEC file number

801-111055

Source date

March 30, 2026
BOW WAVE CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-118155

Source date

March 24, 2026
BOWEN FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-126244

Source date

March 30, 2026
BOWEN, HANES & CO INC
Investment adviser

SEC file number

801-15530

Source date

February 17, 2026
BOWERS WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-79671

Source date

January 22, 2026
BOWERY CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-78324

Source date

April 1, 2026
BOWHEAD INVESTMENT MANAGEMENT
Exempt reporting adviser

SEC file number

802-131753

Source date

March 24, 2026
BOWIE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-79919

Source date

April 29, 2026
BOWMARK CAPITAL LLP
Exempt reporting adviser

SEC file number

802-75045

Source date

June 23, 2026
BOWOOD CAPITAL ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-127482

Source date

January 6, 2026
BOWSIDE CAPITAL, LLC
Investment adviser

SEC file number

801-126065

Source date

June 16, 2026
BOX FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-127749

Source date

September 4, 2026
BOX HILL PRIVATE WEALTH
Investment adviser

SEC file number

801-135287

Source date

March 11, 2026
BOXER CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-130351

Source date

May 11, 2026
BOXGROUP VENTURES LLC
Exempt reporting adviser

SEC file number

802-117900

Source date

April 1, 2026
BOYAR ASSET MANAGEMENT INC
Investment adviser

SEC file number

801-19283

Source date

August 18, 2026
BOYCE & ASSOCIATES WEALTH CONSULTING, INC.
Investment adviser

SEC file number

801-121446

Source date

August 26, 2026
BOYD CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-120330

Source date

September 21, 2026
BOYD FINANCIAL STRATEGIES, INC.
Investment adviser

SEC file number

801-125015

Source date

March 20, 2026
BOYD WATTERSON ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-57468

Source date

March 31, 2026
BOYD WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-113198

Source date

March 16, 2026
BOYER FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-130578

Source date

March 27, 2026
BOYLE CAPITAL MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-67954

Source date

July 7, 2026
BOYNE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-117083

Source date

August 25, 2026
BOYU CAPITAL GROUP MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-111773

Source date

March 30, 2026
BOYU CAPITAL INVESTMENT MANAGEMENT CO., LIMITED
Exempt reporting adviser

SEC file number

802-107934

Source date

March 30, 2026
BOYU CAPITAL MANAGEMENT (SINGAPORE) PTE. LTD.
Exempt reporting adviser

SEC file number

802-127549

Source date

March 30, 2026
BOYU CAPITAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-75767

Source date

March 30, 2026
BOYU REAL ESTATE FUND MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-120372

Source date

March 30, 2026
BOYUM WEALTH ARCHITECTS LLC
Investment adviser

SEC file number

801-112783

Source date

April 30, 2026
BP ASSET MANAGEMENT INC.
Investment adviser

SEC file number

801-135283

Source date

March 26, 2026
BP CAPITAL ENERGY ADVISORS, LLC
Investment adviser

SEC file number

801-78370

Source date

March 10, 2026