Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 66 of 95

PDS PLANNING INC
Investment adviser

SEC file number

801-33041

Source date

March 19, 2026
PDT PARTNERS, LLC
Investment adviser

SEC file number

801-76707

Source date

March 31, 2026
PEACE OF MIND FINANCIAL, INC
Investment adviser

SEC file number

801-122428

Source date

March 27, 2026
PEACHCAP TAX & ADVISORY, LLC
Investment adviser

SEC file number

801-107335

Source date

February 17, 2026
PEACHTREE INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-112764

Source date

September 14, 2026
PEACHTREE WEALTH ADVISORS, INC
Investment adviser

SEC file number

801-119707

Source date

March 12, 2026
PEAK ALTITUDE PARTNERS, LP
Investment adviser

SEC file number

801-135078

Source date

September 18, 2026
PEAK AMERICAN INVESTMENT ADVISORS, INC.
Investment adviser

SEC file number

801-133891

Source date

September 8, 2026
PEAK ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-52118

Source date

March 12, 2026
PEAK CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-69009

Source date

March 31, 2026
PEAK FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-60554

Source date

September 9, 2026
PEAK FINANCIAL CONSULTING, INC.
Investment adviser

SEC file number

801-132854

Source date

February 25, 2026
PEAK FINANCIAL MANAGEMENT INC
Investment adviser

SEC file number

801-39737

Source date

September 23, 2026
PEAK FINANCIAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-134603

Source date

February 13, 2026
PEAK FINANCIAL PLANNING, LLC
Investment adviser

SEC file number

801-135890

Source date

August 3, 2026
PEAK INVESTMENT ADVISORS, INC.
Investment adviser

SEC file number

801-130549

Source date

March 25, 2026
PEAK NINE CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-137173

Source date

August 4, 2026
PEAK PLANNING GROUP, LLC
Investment adviser

SEC file number

801-111771

Source date

July 9, 2026
PEAK RETIREMENT PLANNING, INC.
Investment adviser

SEC file number

801-130337

Source date

September 1, 2026
PEAK ROCK CAPITAL LLC
Investment adviser

SEC file number

801-77089

Source date

March 31, 2026
PEAK WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-118166

Source date

January 28, 2026
PEAK WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-130972

Source date

September 10, 2026
PEAK WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-114800

Source date

March 26, 2026
PEAK WEALTH SOLUTIONS, INC.
Investment adviser

SEC file number

801-71071

Source date

March 28, 2026
PEAK XV PARTNERS I LLC
Exempt reporting adviser

SEC file number

802-76269

Source date

March 31, 2026
PEAK XV PARTNERS OPERATIONS LLC
Investment adviser

SEC file number

801-132249

Source date

June 15, 2026
PEAKEQUITY PARTNERS MANAGEMENT CO., L.L.C.
Investment adviser

SEC file number

801-106555

Source date

March 31, 2026
PEAKLINE PARTNERS, LLC
Investment adviser

SEC file number

801-117914

Source date

August 7, 2026
PEAKSHARES LLC
Investment adviser

SEC file number

801-129548

Source date

March 31, 2026
PEAKSIDE CAPITAL ADVISORS AG
Exempt reporting adviser

SEC file number

802-75453

Source date

March 23, 2026
PEAKSPAN CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-106807

Source date

March 30, 2026
PEAKVALLEY WEALTH, LLC
Investment adviser

SEC file number

801-132121

Source date

February 9, 2026
PEAKVIEW MANAGEMENT, LLC
Investment adviser

SEC file number

801-127248

Source date

June 1, 2026
PEAPOD LANE CAPITAL LLC
Investment adviser

SEC file number

801-129836

Source date

March 4, 2026
PEAR TREE ADVISORS, INC.
Investment adviser

SEC file number

801-19222

Source date

September 25, 2025
PEAR TREE PARTNERS, LP
Exempt reporting adviser

SEC file number

802-134577

Source date

September 22, 2026
PEAR VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-110373

Source date

March 30, 2026
PEARL DIVER AQUANAUT GP LTD.
Exempt reporting adviser

SEC file number

802-135975

Source date

March 25, 2026
PEARL DIVER CAPITAL LLP
Investment adviser

SEC file number

801-108766

Source date

March 25, 2026
PEARL DIVER CLO OPPORTUNITY 2014 GP LTD.
Exempt reporting adviser

SEC file number

802-115090

Source date

March 25, 2026
PEARL DIVER CLO OPPORTUNITY 2017 GP LTD.
Exempt reporting adviser

SEC file number

802-115091

Source date

March 25, 2026
PEARL DIVER CLO OPPORTUNITY 2017-A GP LIMITED
Exempt reporting adviser

SEC file number

802-110777

Source date

March 25, 2026
PEARL DIVER CLO OPPORTUNITY 2018 GP LTD.
Exempt reporting adviser

SEC file number

802-115092

Source date

March 25, 2026
PEARL DIVER CLO OPPORTUNITY 2018-M GP LTD.
Exempt reporting adviser

SEC file number

802-115093

Source date

March 25, 2026
PEARL DIVER CLO OPPORTUNITY 2019 GP LTD.
Exempt reporting adviser

SEC file number

802-115094

Source date

March 25, 2026
PEARL DIVER CLO OPPORTUNITY 2021 GP LIMITED
Exempt reporting adviser

SEC file number

802-124814

Source date

March 25, 2026
PEARL DIVER CLO OPPORTUNITY EMPIRE GP LTD
Exempt reporting adviser

SEC file number

802-121097

Source date

March 25, 2026
PEARL DIVER FLOATING RATE GLOBAL INCOME GP LTD.
Exempt reporting adviser

SEC file number

802-132618

Source date

March 25, 2026
PEARL DIVER FLOATING RATE INVESTMENT GRADE GP LTD.
Exempt reporting adviser

SEC file number

802-132617

Source date

March 25, 2026
PEARL DIVER NAUTILUS MASTER GP LTD.
Exempt reporting adviser

SEC file number

802-130092

Source date

March 25, 2026
PEARL ENERGY INVESTMENT MANAGEMENT III, LLC
Exempt reporting adviser

SEC file number

802-127072

Source date

April 17, 2026
PEARL ENERGY INVESTMENT MANAGEMENT IV, LLC
Exempt reporting adviser

SEC file number

802-132146

Source date

April 17, 2026
PEARL ENERGY INVESTMENT MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-106743

Source date

April 17, 2026
PEARL LANE ADVISORS, LLC
Investment adviser

SEC file number

801-80209

Source date

May 1, 2026
PEARL PLANNING, LLC
Investment adviser

SEC file number

801-132904

Source date

August 21, 2026
PEARL WEALTH GROUP, LLC
Investment adviser

SEC file number

801-135321

Source date

June 5, 2026
PEARL WEALTH LLC
Investment adviser

SEC file number

801-121119

Source date

August 20, 2026
PEARL WEALTH LLC
Investment adviser

SEC file number

801-136341

Source date

August 24, 2026
PEARLSTONE ALTERNATIVE (UK) LLP
Investment adviser

SEC file number

801-127195

Source date

June 23, 2026
PEARS PARTNERSHIP CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-128377

Source date

July 8, 2025
PEARSON AND ASSOCIATES, LLC
Investment adviser

SEC file number

801-137077

Source date

August 17, 2026
PEARSON CREEK CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-88179

Source date

March 31, 2026
PEAVINE CAPITAL, LLC
Investment adviser

SEC file number

801-77563

Source date

January 20, 2026
PEB CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-121815

Source date

February 18, 2026
PEBBLE VALLEY HOLDINGS, INC
Investment adviser

SEC file number

801-136039

Source date

April 27, 2026
PEBBLEBED MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-130150

Source date

March 17, 2026
PECAUT & CO.
Investment adviser

SEC file number

801-49498

Source date

November 19, 2025
PECK WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-73091

Source date

September 21, 2026
PECONIC ASSET PLANNING, INC.
Investment adviser

SEC file number

801-123475

Source date

January 27, 2026
PECONIC PARTNERS LLC
Investment adviser

SEC file number

801-54372

Source date

March 17, 2026
PECOS INVESTORS, L.P.
Exempt reporting adviser

SEC file number

802-134071

Source date

January 13, 2026
PEDDOCK CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-69611

Source date

June 1, 2026
PEERLESS WEALTH LLC
Investment adviser

SEC file number

801-129909

Source date

August 20, 2026
PEGASUS ASSET MANAGEMENT INC
Investment adviser

SEC file number

801-3186

Source date

June 12, 2026
PEGASUS CAPITAL ADVISORS, L.P.
Investment adviser

SEC file number

801-73818

Source date

July 10, 2026
PEGASUS FINANCIAL GROUP LLC
Investment adviser

SEC file number

801-135939

Source date

May 18, 2026
PEGASUS GROUP, LLC
Investment adviser

SEC file number

801-60436

Source date

June 12, 2026
PEGASUS HOLDINGS GROUP, LLC
Exempt reporting adviser

SEC file number

802-117369

Source date

March 17, 2026
PEGASUS TECH VENTURES, INC.
Investment adviser

SEC file number

801-130162

Source date

March 31, 2026
PEIRCE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-100442

Source date

March 23, 2026
PEIRCE PARK GROUP INC.
Investment adviser

SEC file number

801-71334

Source date

May 15, 2026
PEKIN HARDY STRAUSS, INC.
Investment adviser

SEC file number

801-35684

Source date

March 13, 2026
PELHAM CAPITAL LTD
Exempt reporting adviser

SEC file number

802-80671

Source date

June 29, 2026
PELHAM S2K MANAGERS, LLC
Exempt reporting adviser

SEC file number

802-107621

Source date

March 29, 2026
PELICAN ADVISORY LLC
Investment adviser

SEC file number

801-137207

Source date

August 25, 2026
PELICAN CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-137032

Source date

August 24, 2026
PELICAN INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-136209

Source date

June 30, 2026
PELION, INC
Exempt reporting adviser

SEC file number

802-75699

Source date

May 28, 2026
PELKONEN AND ASSOCIATES LLC
Investment adviser

SEC file number

801-118271

Source date

March 13, 2026
PELORUS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-136731

Source date

June 30, 2026
PELOTON CAPITAL MANAGEMENT
Investment adviser

SEC file number

801-27200

Source date

March 31, 2026
PELOTON CAPITAL MANAGEMENT INC.
Exempt reporting adviser

SEC file number

802-127008

Source date

March 30, 2026
PELOTON EQUITY LLC
Investment adviser

SEC file number

801-117139

Source date

May 14, 2026
PELTOMA CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-132242

Source date

July 10, 2026
PEMBANI REMGRO INFRASTRUCTURE MANAGERS PROPRIETARY LIMITED
Exempt reporting adviser

SEC file number

802-129509

Source date

September 9, 2025
PEMBERTON ASSET MANAGEMENT S.A.
Exempt reporting adviser

SEC file number

802-107832

Source date

March 26, 2026
PEMBERTON CAPITAL ADVISORS LLP
Investment adviser

SEC file number

801-107757

Source date

March 26, 2026
PEMBERWICK INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-70231

Source date

March 24, 2026
PEMBROKE MANAGEMENT LTD.
Investment adviser

SEC file number

801-72181

Source date

March 5, 2026
PEMBROOK CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-73481

Source date

March 26, 2026
PENBROOK MANAGEMENT LLC
Investment adviser

SEC file number

801-63460

Source date

May 28, 2026
PENCE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-128559

Source date

March 30, 2026
PENDER CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-113467

Source date

March 23, 2026
PENDLETON FINANCIAL, LLC
Investment adviser

SEC file number

801-127988

Source date

March 31, 2026
PENFUND MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-107944

Source date

March 25, 2026
PENFUND PRIME MANAGEMENT LTD
Exempt reporting adviser

SEC file number

802-131259

Source date

March 25, 2026
PENINSULA ASSET MANAGEMENT INC
Investment adviser

SEC file number

801-17065

Source date

March 27, 2026
PENINSULA CAPITAL PARTNERS, L.L.C.
Investment adviser

SEC file number

801-73782

Source date

April 29, 2026
PENN CAPITAL MANAGEMENT COMPANY, LLC
Investment adviser

SEC file number

801-31452

Source date

March 27, 2026
PENN DAVIS MCFARLAND INC
Investment adviser

SEC file number

801-13038

Source date

March 12, 2026
PENN MUTUAL ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-35477

Source date

April 1, 2026
PENNANTPARK INVESTMENT ADVISERS, LLC
Investment adviser

SEC file number

801-67622

Source date

March 31, 2026
PENNANTPARK PRIVATE INCOME FUND ADVISERS LLC
Investment adviser

SEC file number

801-134327

Source date

March 31, 2026
PENNEY FINANCIAL, LLC
Investment adviser

SEC file number

801-122353

Source date

September 24, 2026
PENNINGTON PARTNERS & CO., LLC
Investment adviser

SEC file number

801-107210

Source date

April 6, 2026
PENNSYLVANIA CAPITAL MANAGEMENT INC.
Investment adviser

SEC file number

801-50732

Source date

March 26, 2026
PENNY JAR CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-135909

Source date

August 20, 2026
PENNYBACKER CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-73385

Source date

March 30, 2026
PENNYMAC CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-69113

Source date

February 17, 2026
PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC.
Investment adviser

SEC file number

801-31820

Source date

May 18, 2026
PENOBSCOT WEALTH MANAGEMENT
Investment adviser

SEC file number

801-108988

Source date

April 27, 2026
PENSERRA CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-80466

Source date

March 10, 2026
PENSERRA GLOBAL INVESTORS LLC
Investment adviser

SEC file number

801-131133

Source date

August 28, 2026
PENSERRA WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-131343

Source date

September 23, 2026
PENSION & WEALTH MANAGEMENT ADVISORS, INC.
Investment adviser

SEC file number

801-119016

Source date

May 6, 2026
PENSION CONSULTANTS INC
Investment adviser

SEC file number

801-56704

Source date

March 31, 2026
PENSIONBEE INC.
Investment adviser

SEC file number

801-130697

Source date

March 31, 2026
PENSO ADVISORS, LLC
Investment adviser

SEC file number

801-74297

Source date

March 31, 2026
PENSTOCK EQUITY MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-136210

Source date

April 7, 2026
PENTA CAPITAL LLP
Exempt reporting adviser

SEC file number

802-77609

Source date

June 30, 2026
PENTAGREEN CAPITAL FUND MANAGEMENT PTE. LTD.
Exempt reporting adviser

SEC file number

802-134406

Source date

March 26, 2026
PENTEGRA INVESTORS, INC.
Investment adviser

SEC file number

801-36893

Source date

May 22, 2026
PENTO PORTFOLIO STRATEGIES, LLC
Investment adviser

SEC file number

801-121261

Source date

May 1, 2026
PENTSAO ADVISORS LLC
Exempt reporting adviser

SEC file number

802-134235

Source date

March 5, 2026
PENTWATER CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-72861

Source date

March 31, 2026
PENWOOD REAL ESTATE INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-64767

Source date

March 27, 2026
PEO PARTNERS, LLC
Investment adviser

SEC file number

801-131277

Source date

May 12, 2026
PEOPLE MAKE THE DIFFERENCE, INC.
Investment adviser

SEC file number

801-127839

Source date

March 31, 2026
PEP MANAGEMENT (JERSEY) LIMITED
Exempt reporting adviser

SEC file number

802-74916

Source date

March 24, 2026
PEPIN CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-118265

Source date

March 24, 2026
PER STIRLING CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-70707

Source date

March 30, 2026
PERCENT ADVISORS, LLC
Investment adviser

SEC file number

801-136174

Source date

June 26, 2026
PERCENT FUND ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-137023

Source date

July 7, 2026
PERCEPTIVE ADVISORS LLC.
Investment adviser

SEC file number

801-71841

Source date

July 13, 2026
PERCEPTIVE EDGE INVESTMENT MANAGEMENT, INC.
Investment adviser

SEC file number

801-79412

Source date

March 30, 2026
PERCEPTIVE VENTURES MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-135913

Source date

March 20, 2026
PERCHERON INVESTMENT MANAGEMENT LP
Investment adviser

SEC file number

801-120395

Source date

September 15, 2026
PEREA CAPITAL, LLC
Investment adviser

SEC file number

801-136435

Source date

June 8, 2026
PEREGRINE ASSET ADVISERS, INC.
Investment adviser

SEC file number

801-60608

Source date

March 10, 2026
PEREGRINE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-21400

Source date

March 27, 2026
PEREGRINE INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-71179

Source date

February 3, 2026
PERELLA WEINBERG PARTNERS CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-67735

Source date

March 31, 2026
PERENNIAL ADVISORS GROUP, LLC
Investment adviser

SEC file number

801-62908

Source date

July 29, 2026
PERENNIAL ADVISORS, LLC
Investment adviser

SEC file number

801-78537

Source date

March 2, 2026
PERENNIAL CAPITAL ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-132375

Source date

March 17, 2026
PERENNIAL INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-110619

Source date

August 13, 2026
PEREON WEALTH LLC
Investment adviser

SEC file number

801-134827

Source date

March 25, 2026
PERFORMA LIMITED (US), LLC
Investment adviser

SEC file number

801-76943

Source date

July 22, 2026
PERFORMANCE EQUITY MANAGEMENT, LLC
Investment adviser

SEC file number

801-60051

Source date

March 31, 2026
PERFORMANCE WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-120074

Source date

June 26, 2026
PERGA CAPITAL MANAGEMENT, LP
Exempt reporting adviser

SEC file number

802-121514

Source date

March 5, 2026
PERIGEE CAPITAL, LP
Investment adviser

SEC file number

801-127281

Source date

March 27, 2026
PERIGON WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-62988

Source date

June 12, 2026
PERINI CAPITAL, LLC
Investment adviser

SEC file number

801-120968

Source date

April 14, 2026
PERIOPE, LC
Investment adviser

SEC file number

801-130296

Source date

February 27, 2026
PERIPHAS CAPITAL, LP
Investment adviser

SEC file number

801-127798

Source date

March 27, 2026
PERISCOPE CAPITAL INC.
Exempt reporting adviser

SEC file number

802-126470

Source date

May 29, 2026
PERISCOPE EQUITY LLC
Investment adviser

SEC file number

801-121890

Source date

May 18, 2026
PERISSOS PRIVATE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-129994

Source date

June 2, 2026
PERKINS CAPITAL MANAGEMENT INC
Investment adviser

SEC file number

801-22888

Source date

July 24, 2026
PERMANENS CAPITAL L.P.
Investment adviser

SEC file number

801-72416

Source date

September 11, 2026
PERMANENT CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-128881

Source date

April 30, 2026
PERMANENT CAPITAL VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-130310

Source date

March 27, 2026
PERMANENT EQUITY MANAGEMENT, LLC
Investment adviser

SEC file number

801-119179

Source date

March 31, 2026
PERMIAN CAPITAL LLC
Exempt reporting adviser

SEC file number

802-135969

Source date

March 25, 2026
PERMIAN INVESTMENT PARTNERS, LP
Investment adviser

SEC file number

801-72321

Source date

March 31, 2026
PERMIRA CREDIT LIMITED
Exempt reporting adviser

SEC file number

802-75497

Source date

June 16, 2026
PERMIRA CREDIT LLC
Investment adviser

SEC file number

801-130817

Source date

June 16, 2026
PERMIRA INVESTMENT ADVISERS LIMITED
Exempt reporting adviser

SEC file number

802-113066

Source date

April 1, 2026
PERMIT CAPITAL, LLC
Investment adviser

SEC file number

801-65996

Source date

March 26, 2026
PERPETUA INVESTMENT MANAGERS (PTY) LIMITED
Investment adviser

SEC file number

801-122011

Source date

May 26, 2026
PERPETUITY ASSET MANAGEMENT INC
Investment adviser

SEC file number

801-61473

Source date

September 22, 2025
PERRY CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-121241

Source date

July 2, 2026
PERRY CREEK CAPITAL LP
Investment adviser

SEC file number

801-80220

Source date

March 26, 2026
PERRYMAN FINANCIAL ADVISORY, INC.
Investment adviser

SEC file number

801-48109

Source date

March 31, 2026
PERRYRIDGE CAPITAL LP
Investment adviser

SEC file number

801-131201

Source date

March 25, 2026
PERSEVERANCE ASSET MANAGEMENT INTERNATIONAL (SINGAPORE) PTE. LTD
Exempt reporting adviser

SEC file number

802-126336

Source date

March 27, 2026
PERSHING SQUARE CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-63688

Source date

June 3, 2026
PERSIMMON CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-131898

Source date

March 6, 2026
PERSISTENT ASSET PARTNERS LIMITED
Exempt reporting adviser

SEC file number

802-89175

Source date

March 27, 2026
PERSIUM ADVISORS, LLC
Investment adviser

SEC file number

801-71127

Source date

March 31, 2026
PERSONAL ASSET STRATEGIES, INC.
Investment adviser

SEC file number

801-63578

Source date

June 15, 2026
PERSONAL CFO SOLUTIONS LLC
Investment adviser

SEC file number

801-74412

Source date

March 30, 2026
PERSONAL CHOICE FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-121351

Source date

January 20, 2026
PERSONAL FINANCIAL PROFILES INC
Investment adviser

SEC file number

801-78068

Source date

February 11, 2026
PERSONAL FINANCIAL SOLUTIONS, LLC
Investment adviser

SEC file number

801-121037

Source date

April 15, 2026
PERSONAL MONEY PLANNING, LLC
Investment adviser

SEC file number

801-123694

Source date

April 7, 2026
PERSONAL WEALTH STRATEGIES LLC
Investment adviser

SEC file number

801-137346

Source date

August 26, 2026
PERSONALIZED FINANCIAL SOLUTIONS LLC
Investment adviser

SEC file number

801-131695

Source date

September 15, 2026
PERSPECTIVE WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-131075

Source date

March 24, 2026
PERSPECTIVE WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-79178

Source date

February 20, 2026
PERTENTO ADVISORS LLC
Investment adviser

SEC file number

801-134089

Source date

March 31, 2026
PERTENTO PARTNERS LLP
Exempt reporting adviser

SEC file number

802-123081

Source date

August 14, 2026
PESCI WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-137175

Source date

September 25, 2026
PETER KIMMELMAN ASSET MANAGEMENT LP
Investment adviser

SEC file number

801-65086

Source date

March 31, 2026
PETER NIKOLA PESIC
Investment adviser

SEC file number

801-77418

Source date

February 23, 2026
PETERSEN HASTINGS WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-19727

Source date

April 27, 2026
PETERSON FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-120786

Source date

February 24, 2026
PETERSON FINANCIAL SERVICES LLC
Investment adviser

SEC file number

801-123636

Source date

February 6, 2026
PETERSON INVESTMENT MANAGEMENT INC
Investment adviser

SEC file number

801-136914

Source date

September 3, 2026
PETERSON PARTNERS, LLC
Investment adviser

SEC file number

801-74139

Source date

August 25, 2026
PETERSON ROGERS PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-127132

Source date

March 30, 2026
PETERSON WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-68917

Source date

September 8, 2026
PETERSON WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-117241

Source date

May 12, 2026
PETERSON WEALTH SERVICES INC.
Investment adviser

SEC file number

801-119303

Source date

March 18, 2026
PETIOLE USA LIMITED
Investment adviser

SEC file number

801-74369

Source date

March 31, 2026
PETIX & BOTTE COMPANY
Investment adviser

SEC file number

801-79597

Source date

March 31, 2026
PETRA CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-101523

Source date

July 9, 2026
PETRA FINANCIAL ADVISORS INC
Investment adviser

SEC file number

801-39169

Source date

March 2, 2026
PETREDIS INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-126513

Source date

March 5, 2026
PETRICHOR HEALTHCARE CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-112209

Source date

March 31, 2026
PETRIE CAPITAL MANAGEMENT LLC.
Investment adviser

SEC file number

801-134159

Source date

February 20, 2026
PETROCAP, LLC
Investment adviser

SEC file number

801-79345

Source date

March 30, 2026
PETROS FAMILY WEALTH, LLC
Investment adviser

SEC file number

801-126983

Source date

February 27, 2026
PETTEE INVESTORS INC
Investment adviser

SEC file number

801-34750

Source date

March 17, 2026
PETTINGA FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-72154

Source date

June 11, 2026
PETTYJOHN, WOOD & WHITE, INC.
Investment adviser

SEC file number

801-13803

Source date

March 10, 2026
PEVC I GENERAL PARTNER IV, LTD.
Exempt reporting adviser

SEC file number

802-135796

Source date

March 9, 2026
PF ADVISORS, LLC
Investment adviser

SEC file number

801-112817

Source date

March 11, 2026
PFC CAPITAL GROUP INC
Investment adviser

SEC file number

801-26253

Source date

October 28, 2025
PFG ADVISORS, LLC
Investment adviser

SEC file number

801-80797

Source date

March 17, 2026
PFG INVESTMENTS, LLC
Investment adviser

SEC file number

801-117949

Source date

July 31, 2026
PFG INVESTMENTS, LLC
Investment adviser

SEC file number

801-77166

Source date

February 27, 2026
PFG PRIVATE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-113163

Source date

March 13, 2026
PFHCL PARTNERS LLC
Exempt reporting adviser

SEC file number

802-137237

Source date

August 6, 2026
PFINGSTEN PARTNERS, L.L.C.
Investment adviser

SEC file number

801-73883

Source date

March 31, 2026
PFLUEGER WEALTH, LLC
Investment adviser

SEC file number

801-134735

Source date

May 4, 2026
PFLUG KOORY, LLC
Investment adviser

SEC file number

801-57982

Source date

February 9, 2026
PFM HEALTH SCIENCES, LP
Investment adviser

SEC file number

801-69012

Source date

March 31, 2026
PFS INVESTMENTS INC.
Investment adviser

SEC file number

801-72263

Source date

September 8, 2026
PFS PARTNERS, LLC
Investment adviser

SEC file number

801-77867

Source date

February 19, 2026
PFS SIGNATURE WEALTH LLC
Investment adviser

SEC file number

801-136587

Source date

June 26, 2026
PFW ADVISORS, LLC
Investment adviser

SEC file number

801-127980

Source date

January 20, 2026
PGIM (SINGAPORE) PTE. LTD.
Exempt reporting adviser

SEC file number

802-121905

Source date

March 25, 2026
PGIM CUSTOM HARVEST LLC
Investment adviser

SEC file number

801-114622

Source date

July 17, 2026
PGIM DC SOLUTIONS LLC
Investment adviser

SEC file number

801-125785

Source date

May 22, 2026
PGIM FUND MANAGEMENT LIMITED
Investment adviser

SEC file number

801-79872

Source date

March 27, 2026
PGIM INVESTMENTS LLC
Investment adviser

SEC file number

801-31104

Source date

May 22, 2026
PGIM LIMITED
Investment adviser

SEC file number

801-73882

Source date

August 25, 2026
PGIM LUXEMBOURG S.A.
Investment adviser

SEC file number

801-107043

Source date

March 27, 2026