Perella Weinberg Partners Capital Management LP (the “Adviser”) is a limited partnership organized under the laws of the State of Delaware that was formed in February 2007. The Adviser has been registered with the United States Securities and Exchange Commission (“SEC”) as an investment adviser under the Investment Advisers Act of 1940 (the “Advisers Act”) since April 18, 2007. The Adviser is registered with the U.S. Commodity Futures Trading Commission (“CFTC”) under the Commodity Exchange Act of 1936, as amended (“Commodity Exchange Act”), as a commodity pool operator (“CPO”), commodity trading adviser (“CTA”) and is a member of the National Futures Association (“NFA”).
Perella Weinberg Partners Capital Management GP LLC serves as the Adviser’s general partner. The Adviser and its general partner are controlled by PWP Capital Group LP (“Perella Weinberg Partners”), a privately-owned financial services firm that provides asset management services to clients around the world through its affiliates and subsidiaries. The persons who currently own the entity that ultimately owns Perella Weinberg Partners also have interests in certain other vehicles described herein (including in Item 10) that provide broker-dealer, investment banking and other corporate advisory services; by virtue of such relationship, such vehicles are described herein as affiliates of Perella Weinberg Partners. Certain senior officers of the Adviser also are senior officers of Perella Weinberg Partners and its affiliates.
The Adviser furnishes discretionary investment advisory and other services, directly and indirectly, to private investment funds, including partnerships and companies (collectively referred to as the “Private Funds”). In addition, the Adviser also furnishes discretionary investment advisory and other services to certain clients, including co-investment funds, foundations, endowments, corporations, state governmental entities, state pension funds, pension plans, high net worth individuals, or other entities, through managed accounts (each, a “Managed Account”). The Adviser also provides advisory services to investment management companies that are registered with the SEC under the Investment Company Act of 1940 (the “1940 Act”) (each, a “Registered Fund” and, collectively, with the Private Funds, “Funds”). The Funds, the Managed Accounts and any other person to which the Adviser furnishes investment advisory services (including co-investment vehicles sponsored by the Adviser or its affiliates) are collectively referred to in this Brochure as “Clients.” Persons and entities that invest in the Private Funds or the Registered Funds, or own a Managed Account, are referred to in this Brochure as “investors.” With respect to the Private Funds and the Registered Funds, the Adviser provides investment advice and other services directly to the Funds and not individually to the investors in such Funds.
The Adviser provides investment advice with respect to a broad range of domestic and foreign financial securities and instruments, and other assets, in a variety of forms. The Adviser DOC ID - 31499647.18 5 currently manages client accounts on a discretionary basis, but may provide non-discretionary advisory services in the future. The Adviser offers advice with respect to, without limitation: (1) equity securities, including exchange-listed and over-the-counter securities, of both domestic and foreign issuers; (2) warrants; (3) corporate debt securities; (4) commercial paper; (5) municipal securities, (6) investment company securities and variable annuities; (7) United States government securities; (8) options contracts on securities and commodities; (9) futures contracts on securities and commodities; and (10) interests in partnerships and other forms of entities, including those investing in and developing real estate, oil and gas, and other energy-focused interests. The Adviser also provides or, to the extent not currently provided, may provide investment advice with respect to the following, without limitation: foreign currencies; foreign currency forward contracts; foreign currency futures and related options; options on foreign currencies; repurchase agreements; reverse repurchase agreements; forward commitments; swap contracts and derivatives of all types; loan participations and assignments; index and other structured notes; investment companies of all types (including exchange traded funds (“ETFs”) and notes, registered investment companies, business development companies, collective investment schemes and unit investment trusts); contingent value rights; depository receipts; sovereign debt instruments; asset-backed securities; structured finance securities; distressed corporate bonds; bank debt; mezzanine debt; convertible securities; trade receivables; private investment vehicles, including, but not limited to, hedge funds, private equity funds and special purpose vehicles; secured and unsecured loans; commercial and consumer receivables; industrial service contract revenues; leases; litigation and arbitration claims; leveraged loans; mortality-related assets; property and casualty insurance; and interests in, or related to, equipment, commodity lending, partnerships, intellectual property, project finance, infrastructure, trade finance, and commercial and residential mortgage asset classes. Other types of investments with respect to which the Adviser provides or, to the extent not currently provided, may provide investment advice include: ownership of real (directly and indirectly) and personal property, corporate and personal obligations or contracts (in cash or synthetic structures); equipment trust certificates, private trust certificates and other trust certificates; investments in residential value insurance; joint ventures; and investments in or involving loan servicing operations, among others. Clients may ask the Adviser to, and the Adviser may, provide investment advice and other services with respect to other investment securities and instruments as is consistent with each respective Client’s investment objective.
The investment management agreement and, as applicable, offering or other documents for any Client generally set out the investment guidelines, restrictions and/or types of investments in which the Client’s assets may or may not, as applicable, be invested. Such documents may call for a Client to specifically approve each investment or investment type prior to investment. The Adviser also may be permitted to invest Client assets in all other types of investments, provided they are not specifically prohibited by the applicable investment guidelines or other restrictions, such as applicable law. DOC ID - 31499647.18 6
As of September 30, 2019, the Adviser’s regulatory assets under management on a discretionary basis were approximately $12,390,884,049.
The Adviser does not participate in wrap fee programs. DOC ID - 31499647.18 7 please register to get more info

Open Brochure from SEC website

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