Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 72 of 95

REGENT PEAK WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-115021

Source date

June 11, 2026
REGENT PROPERTIES, LLC
Investment adviser

SEC file number

801-118956

Source date

August 1, 2026
REGENTS GATE CAPITAL LLP
Investment adviser

SEC file number

801-131117

Source date

March 17, 2026
REGENTS PARTNERS, LLC
Investment adviser

SEC file number

801-126488

Source date

March 30, 2026
REGFI USA, LLC
Investment adviser

SEC file number

801-136974

Source date

August 13, 2026
REGIMEN WEALTH, LLC
Investment adviser

SEC file number

801-119088

Source date

June 15, 2026
REGIMENT CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-135384

Source date

August 25, 2026
REGIONS INVESTMENT MANAGEMENT, INC.
Investment adviser

SEC file number

801-27629

Source date

July 29, 2026
REGIS METRO ASSOCIATES, INC.
Investment adviser

SEC file number

801-75149

Source date

September 18, 2026
REGISTER FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-81190

Source date

July 20, 2026
REH WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-131406

Source date

January 20, 2026
REHMANN CAPITAL ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-64587

Source date

September 2, 2026
REI WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-132863

Source date

March 20, 2026
REICHARD CAPITAL, LLC
Investment adviser

SEC file number

801-117478

Source date

March 18, 2026
REICON WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-128295

Source date

July 14, 2026
REIFY WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-123324

Source date

March 19, 2026
REIGN VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-130223

Source date

March 31, 2026
REIGO BY MEITAV FUND ADVISORY LTD
Exempt reporting adviser

SEC file number

802-129194

Source date

March 9, 2026
REIGO INVESTMENTS LTD
Exempt reporting adviser

SEC file number

802-129193

Source date

March 9, 2026
REIK & CO., LLC
Investment adviser

SEC file number

801-67284

Source date

March 16, 2026
REINHART PARTNERS, LLC
Investment adviser

SEC file number

801-40278

Source date

May 18, 2026
REINOVA CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-135387

Source date

June 24, 2026
REITZ CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-112453

Source date

February 12, 2026
RELATED FUND MANAGEMENT, LLC
Investment adviser

SEC file number

801-74288

Source date

March 31, 2026
RELATION WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-129663

Source date

July 24, 2026
RELATIVE SENTIMENT TECHNOLOGIES, LLC
Investment adviser

SEC file number

801-123211

Source date

March 18, 2026
RELAY INVESTMENTS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-113093

Source date

March 31, 2025
RELAY VENTURES CANADA II INC.
Exempt reporting adviser

SEC file number

802-130260

Source date

April 1, 2026
RELEVANCE CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-128296

Source date

March 27, 2026
RELEVANT WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-56354

Source date

March 18, 2026
RELEVE FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-108540

Source date

June 2, 2026
RELIANT CONSULTING & RESEARCH, INC.
Investment adviser

SEC file number

801-72378

Source date

March 31, 2026
RELIANT INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-60115

Source date

March 27, 2026
RELIANT INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-113515

Source date

March 11, 2026
RELIANT WEALTH PLANNING, LLC
Investment adviser

SEC file number

801-108818

Source date

March 31, 2026
RELYEA ZUCKERBERG HANSON, LLC
Investment adviser

SEC file number

801-71454

Source date

February 1, 2026
REMAGINE MEDIA VENTURES ISRAEL LTD.
Exempt reporting adviser

SEC file number

802-118578

Source date

April 6, 2026
REMBRANDT CAPITAL CORP
Exempt reporting adviser

SEC file number

802-136973

Source date

June 30, 2026
REMBRANDT VENTURE MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-117971

Source date

March 30, 2026
REMEDIUM CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-135411

Source date

August 20, 2026
REMIGES VENTURES, INC.
Exempt reporting adviser

SEC file number

802-106758

Source date

January 9, 2026
REMORA CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-130828

Source date

August 13, 2026
REMOTIV LLC
Investment adviser

SEC file number

801-69584

Source date

July 23, 2026
REMPART ASSET MANAGEMENT INC.
Investment adviser

SEC file number

801-71594

Source date

December 10, 2025
REMUS GROUP MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-122453

Source date

March 30, 2026
REMY INVESTORS & CONSULTANTS, LLC
Investment adviser

SEC file number

801-128163

Source date

July 1, 2026
RENA ADVISORS LLC
Investment adviser

SEC file number

801-77110

Source date

February 18, 2026
RENAISSANCE CAPITAL LLC
Investment adviser

SEC file number

801-47147

Source date

March 19, 2026
RENAISSANCE HOLDINGS, LLC
Investment adviser

SEC file number

801-133846

Source date

July 30, 2026
RENAISSANCE INVESTMENT GROUP, LLC
Investment adviser

SEC file number

801-71391

Source date

March 12, 2026
RENAISSANCE TECHNOLOGIES AI SUPERCOMPUTING HEDGE CAPITAL LTD.
Exempt reporting adviser

SEC file number

802-134489

Source date

September 5, 2025
RENAISSANCE TECHNOLOGIES LLC
Investment adviser

SEC file number

801-53609

Source date

July 1, 2026
RENAISSANCE VENTURE CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-112763

Source date

January 27, 2026
RENAISSANCE WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-135725

Source date

April 15, 2026
RENAISSANCERE FUND MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-79291

Source date

March 27, 2026
RENAUD & COMPANY, LLC
Investment adviser

SEC file number

801-122942

Source date

July 20, 2026
RENCH WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-72962

Source date

March 30, 2026
RENOVO CAPITAL, LLC
Investment adviser

SEC file number

801-100507

Source date

March 31, 2026
RENOVUS ASSOCIATES, LLC
Investment adviser

SEC file number

801-121569

Source date

July 31, 2026
RENOWN CAPITAL MANAGEMENT, L.P.
Exempt reporting adviser

SEC file number

802-133806

Source date

March 31, 2026
RENWAVE KORE, LLC
Investment adviser

SEC file number

801-134066

Source date

June 15, 2026
REPUBLIC CAPITAL ADVISER LLC
Investment adviser

SEC file number

801-122945

Source date

June 22, 2026
REPUBLIC DEAL ROOM ADVISOR LLC
Exempt reporting adviser

SEC file number

802-122946

Source date

March 12, 2026
REQUISITE CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-110215

Source date

March 31, 2026
RERAIL SINGLE MEMBER PRIVATE COMPANY
Exempt reporting adviser

SEC file number

802-132643

Source date

March 13, 2026
RERO LLC
Exempt reporting adviser

SEC file number

802-132660

Source date

July 27, 2026
RESEED FUND MANAGER, LLC
Exempt reporting adviser

SEC file number

802-129900

Source date

March 18, 2026
RESERVOIR OPERATIONS, L.P.
Investment adviser

SEC file number

801-73316

Source date

September 15, 2026
RESERVOIR RETIREMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-122212

Source date

February 18, 2026
RESHAPE, LLC
Investment adviser

SEC file number

801-130135

Source date

March 9, 2026
RESILIENCE MANAGEMENT, LLC
Investment adviser

SEC file number

801-73285

Source date

March 30, 2026
RESILIENCEVC LLC
Exempt reporting adviser

SEC file number

802-128301

Source date

March 18, 2026
RESILIENT CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-128203

Source date

March 31, 2026
RESMARK EQUITY PARTNERS, LLC
Investment adviser

SEC file number

801-60782

Source date

April 29, 2026
RESNICK WEALTH ALLIANCE, LLC
Investment adviser

SEC file number

801-125782

Source date

May 28, 2026
RESOLUTE ADVISORS LLC
Investment adviser

SEC file number

801-114830

Source date

March 27, 2026
RESOLUTE CAPITAL ASSET PARTNERS LLC
Investment adviser

SEC file number

801-124889

Source date

June 24, 2026
RESOLUTE CAPITAL, LLC
Investment adviser

SEC file number

801-131843

Source date

July 15, 2026
RESOLUTE GLOBAL PARTNERS, LTD.
Investment adviser

SEC file number

801-107132

Source date

March 31, 2026
RESOLUTE WEALTH ADVISOR, INC.
Investment adviser

SEC file number

801-112074

Source date

June 23, 2026
RESOLUTE WEALTH STRATEGIES, LLC
Investment adviser

SEC file number

801-125835

Source date

March 20, 2026
RESOLUTE.VC, LLC
Exempt reporting adviser

SEC file number

802-79571

Source date

March 26, 2026
RESOLUTION CAPITAL (US) LIMITED
Investment adviser

SEC file number

801-114218

Source date

September 23, 2025
RESOLUTION CAPITAL LIMITED
Investment adviser

SEC file number

801-67600

Source date

September 25, 2025
RESOLUTION REAL ESTATE ADVISERS LLP
Exempt reporting adviser

SEC file number

802-74570

Source date

June 26, 2026
RESOLVE ASSET MANAGEMENT INC.
Investment adviser

SEC file number

801-107065

Source date

March 30, 2026
RESOLVE GROWTH PARTNERS MANAGEMENT CO., LLC
Exempt reporting adviser

SEC file number

802-117125

Source date

March 27, 2026
RESONANT CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-114001

Source date

June 15, 2026
RESOURCE CAPITAL INVESTMENT CORPORATION
Investment adviser

SEC file number

801-78106

Source date

March 30, 2026
RESOURCE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-93171

Source date

January 22, 2026
RESOURCE MANAGEMENT SERVICE, LLC
Investment adviser

SEC file number

801-62919

Source date

March 31, 2026
RESOURCES MANAGEMENT CORP
Investment adviser

SEC file number

801-21902

Source date

April 29, 2026
RESPIDA CAPITAL LLC
Exempt reporting adviser

SEC file number

802-136528

Source date

September 10, 2026
RESPOND.COM, INC.
Investment adviser

SEC file number

801-125919

Source date

June 8, 2026
RESPONSABILITY INVESTMENTS AG
Exempt reporting adviser

SEC file number

802-118625

Source date

March 13, 2026
RESQ INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-78822

Source date

March 10, 2026
RESTIVE INVESTMENT MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-114102

Source date

March 18, 2026
RESTON WEALTH MANAGEMENT, LLC.
Investment adviser

SEC file number

801-70555

Source date

March 20, 2026
RESURGENS TECHNOLOGY ADVISORS, L.P.
Investment adviser

SEC file number

801-117040

Source date

March 31, 2026
RESURGENT FINANCIAL ADVISORS LLC
Investment adviser

SEC file number

801-117725

Source date

August 24, 2026
RETHINK CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-80753

Source date

July 6, 2026
RETIRABLE INC.
Investment adviser

SEC file number

801-118535

Source date

March 23, 2026
RETIRE READY WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-136027

Source date

March 27, 2026
RETIREFUL LLC
Investment adviser

SEC file number

801-122216

Source date

January 25, 2026
RETIREMENT ADVISORS, INC.
Investment adviser

SEC file number

801-112649

Source date

March 19, 2026
RETIREMENT ADVISORS, LLC
Investment adviser

SEC file number

801-69377

Source date

March 26, 2026
RETIREMENT AND WEALTH AT ALLIANT, LLC
Investment adviser

SEC file number

801-78240

Source date

July 30, 2026
RETIREMENT CAPITAL PLANNERS, LLC
Investment adviser

SEC file number

801-136953

Source date

August 3, 2026
RETIREMENT CAPITAL STRATEGIES, INC.
Investment adviser

SEC file number

801-70918

Source date

April 21, 2026
RETIREMENT CONSULTING GROUP, INC.
Investment adviser

SEC file number

801-119724

Source date

March 11, 2026
RETIREMENT FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-126392

Source date

June 16, 2026
RETIREMENT FINANCIAL SOLUTIONS, LLC
Investment adviser

SEC file number

801-123504

Source date

March 20, 2026
RETIREMENT FUND MANAGEMENT, LLC
Investment adviser

SEC file number

801-69594

Source date

April 28, 2026
RETIREMENT INCOME SOLUTIONS, INC.
Investment adviser

SEC file number

801-71319

Source date

May 13, 2026
RETIREMENT INCOME STRATEGIES, LLC
Investment adviser

SEC file number

801-123370

Source date

February 27, 2026
RETIREMENT INVESTMENT ADVISORS INC
Investment adviser

SEC file number

801-43702

Source date

March 23, 2026
RETIREMENT MANAGEMENT SYSTEMS, INC.
Investment adviser

SEC file number

801-70978

Source date

May 18, 2026
RETIREMENT PLAN ADVISORS, LLC
Investment adviser

SEC file number

801-63261

Source date

July 30, 2026
RETIREMENT PLAN FIDUCIARIES, LLC
Investment adviser

SEC file number

801-107541

Source date

March 2, 2026
RETIREMENT PLANNING GROUP, LLC
Investment adviser

SEC file number

801-119537

Source date

August 10, 2026
RETIREMENT PLANOLOGY, INC.
Investment adviser

SEC file number

801-79679

Source date

March 23, 2026
RETIREMENT PLANS, INC.
Investment adviser

SEC file number

801-123069

Source date

March 16, 2026
RETIREMENT PORTFOLIOS, LLC
Investment adviser

SEC file number

801-131708

Source date

April 28, 2026
RETIREMENT RESEARCHER, LLC
Investment adviser

SEC file number

801-113858

Source date

March 9, 2026
RETIREMENT RESOURCES INVESTMENT CORPORATION
Investment adviser

SEC file number

801-64658

Source date

April 28, 2026
RETIREMENT RESOURCES, LLC
Investment adviser

SEC file number

801-114202

Source date

March 4, 2026
RETIREMENT SOLUTIONS GROUP, INC.
Investment adviser

SEC file number

801-136002

Source date

July 9, 2026
RETIREMENT STRATEGIES, LTD.
Investment adviser

SEC file number

801-112738

Source date

April 1, 2026
RETIREMENT WEALTH SOLUTIONS LLC
Investment adviser

SEC file number

801-129528

Source date

February 3, 2026
RETIREMENT WELLNESS GROUP LLC
Investment adviser

SEC file number

801-113447

Source date

March 24, 2026
RETIREMENTADVICE | JKA
Investment adviser

SEC file number

801-80313

Source date

March 18, 2026
RETIREMITTEN FINANCIAL LLC
Investment adviser

SEC file number

801-131308

Source date

September 16, 2026
RETIRERIGHT, LLC
Investment adviser

SEC file number

801-116809

Source date

March 27, 2026
RETIREWISE TAX AND WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-129853

Source date

March 11, 2026
RETV MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-113061

Source date

March 31, 2026
REUTEMANN FINANCIAL SOLUTIONS, INC.
Investment adviser

SEC file number

801-71400

Source date

April 22, 2026
REVA CORPORATION
Exempt reporting adviser

SEC file number

802-135901

Source date

March 19, 2026
REVALUE LLC
Investment adviser

SEC file number

801-132390

Source date

May 6, 2026
REVCAP ADVISORS LIMITED
Exempt reporting adviser

SEC file number

802-77755

Source date

June 10, 2026
REVEILLE INVESTMENT MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-135543

Source date

February 11, 2026
REVEILLE RETIREMENT GROUP LLC
Investment adviser

SEC file number

801-137060

Source date

August 14, 2026
REVEL WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-135462

Source date

July 23, 2026
REVELAR CAPITAL LLC
Investment adviser

SEC file number

801-112595

Source date

March 31, 2026
REVELATION CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-108090

Source date

May 13, 2026
REVELSTOKE CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-80664

Source date

June 15, 2026
REVENANT VC MANAGEMENT, L.P.
Exempt reporting adviser

SEC file number

802-134695

Source date

March 31, 2026
REVERE ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-126706

Source date

February 13, 2026
REVERE CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-118023

Source date

August 5, 2026
REVERE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-110372

Source date

August 20, 2026
REVERENCE CAPITAL PARTNERS, L.P.
Investment adviser

SEC file number

801-79964

Source date

March 31, 2026
REVETAS GP III S.A R.L
Exempt reporting adviser

SEC file number

802-113912

Source date

March 27, 2026
REVETAS GP S.A R.L.
Exempt reporting adviser

SEC file number

802-114249

Source date

March 27, 2026
REVETAS III CO-INVEST GP SARL
Exempt reporting adviser

SEC file number

802-115116

Source date

March 27, 2026
REVETAS KEYSTONE CEE GP S.A R.L.
Exempt reporting adviser

SEC file number

802-115117

Source date

March 27, 2026
REVIEW SERVICES INC
Investment adviser

SEC file number

801-39487

Source date

April 24, 2026
REVISOR WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-120505

Source date

May 14, 2026
REVITALIZATION UNLIMITED LLC
Exempt reporting adviser

SEC file number

802-135062

Source date

December 1, 2025
REVITATE FUND ADVISOR LLC
Investment adviser

SEC file number

801-129077

Source date

April 1, 2026
REVIVAL HEALTHCARE CAPITAL LLC
Investment adviser

SEC file number

801-126255

Source date

March 31, 2026
REVO FINANCIAL, LLC
Investment adviser

SEC file number

801-132034

Source date

September 4, 2026
REVOLUT WEALTH INC.
Investment adviser

SEC file number

801-127056

Source date

February 24, 2026
REVOLUTION CAPITAL, LLC
Investment adviser

SEC file number

801-129225

Source date

April 6, 2026
REVOLUTION GROWTH MANAGEMENT COMPANY, INC.
Exempt reporting adviser

SEC file number

802-78542

Source date

March 30, 2026
REVOLUTION PARTNERS, LLC
Investment adviser

SEC file number

801-122898

Source date

March 25, 2026
REVOLUTION VENTURES MANAGEMENT COMPANY, INC.
Exempt reporting adviser

SEC file number

802-78548

Source date

March 30, 2026
REVOLVE WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-110397

Source date

August 18, 2026
REVOLVERCAP MANAGEMENT, L.P.
Investment adviser

SEC file number

801-112044

Source date

March 18, 2026
REVTEK ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-131237

Source date

March 31, 2026
REWBIX AI INVESTMENTS LLC
Investment adviser

SEC file number

801-128313

Source date

April 1, 2026
REX ADVISERS, LLC
Investment adviser

SEC file number

801-128357

Source date

September 24, 2026
REXFORD CAPITAL INC.
Investment adviser

SEC file number

801-132164

Source date

June 1, 2026
REYES FINANCIAL ARCHITECTURE INC.
Investment adviser

SEC file number

801-125730

Source date

March 12, 2026
REYL OVERSEAS LTD.
Investment adviser

SEC file number

801-70959

Source date

September 24, 2026
REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-64812

Source date

March 31, 2026
REYNOLDS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-23561

Source date

January 30, 2026
REYNOLDS CHANNEL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-126203

Source date

March 26, 2026
REYNOLDS CONSULTING SERVICES LLC
Investment adviser

SEC file number

801-66924

Source date

August 5, 2026
REZNY WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-79468

Source date

July 13, 2026
RF INVESTMENT MANAGEMENT COMPANY LLC
Exempt reporting adviser

SEC file number

802-122048

Source date

April 1, 2026
RF&L WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-66710

Source date

August 11, 2026
RFE MANAGEMENT CORPORATION
Investment adviser

SEC file number

801-73601

Source date

March 31, 2026
RFG - BRISTOL WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-130278

Source date

June 3, 2026
RFG ADVISORY, LLC
Investment adviser

SEC file number

801-79153

Source date

September 21, 2026
RFG HOLDINGS INC.
Investment adviser

SEC file number

801-112697

Source date

May 11, 2026
RFJ CAPITAL
Investment adviser

SEC file number

801-135131

Source date

September 14, 2026
RFM FINANCIAL SOLUTIONS, LLC
Investment adviser

SEC file number

801-116713

Source date

August 6, 2026
RFP FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-112676

Source date

August 28, 2026
RG FINANCIAL, LLC
Investment adviser

SEC file number

801-120581

Source date

March 31, 2026
RGA INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-121126

Source date

July 21, 2026
RH NV ADVISORS LLC
Exempt reporting adviser

SEC file number

802-128265

Source date

July 23, 2026
RH TAILWIND MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132878

Source date

March 26, 2026
RHAME & GORRELL WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-107332

Source date

July 17, 2026
RHEECO, INC.
Investment adviser

SEC file number

801-132378

Source date

February 20, 2026
RHINO INVESTMENT PARTNERS, INC.
Investment adviser

SEC file number

801-120220

Source date

July 28, 2026
RHIZOME CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-122988

Source date

March 25, 2026
RHL GROUP, LLC
Investment adviser

SEC file number

801-130874

Source date

September 21, 2026
RHO ACCELERATION, LLC
Investment adviser

SEC file number

801-126269

Source date

April 17, 2026
RHO CAPITAL PARTNERS, INC
Exempt reporting adviser

SEC file number

802-120635

Source date

March 31, 2026
RHODES INVESTMENT ADVISORS, INC.
Investment adviser

SEC file number

801-117510

Source date

August 28, 2026
RHODON INVESTMENT MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-135025

Source date

May 20, 2026
RHONE GROUP L.L.C.
Investment adviser

SEC file number

801-74228

Source date

March 31, 2026
RHONE VC LLC
Exempt reporting adviser

SEC file number

802-134177

Source date

March 13, 2026
RHS FINANCIAL, LLC
Investment adviser

SEC file number

801-112686

Source date

April 16, 2026
RHUMBLINE ADVISERS LTD PARTNERSHIP
Investment adviser

SEC file number

801-40535

Source date

March 13, 2026
RIA ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-117837

Source date

June 23, 2026
RIA GLOBAL RESEARCH, LLC
Investment adviser

SEC file number

801-131203

Source date

May 13, 2026
RIA GROUP, LLC
Investment adviser

SEC file number

801-137156

Source date

September 2, 2026
RIA SERVICES, LLC
Investment adviser

SEC file number

801-120760

Source date

March 25, 2026
RIA WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-120371

Source date

March 27, 2026
RIALTO CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-74178

Source date

July 6, 2026
RIALTO WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-123598

Source date

March 27, 2026
RIATA CAPITAL GROUP, LLC
Investment adviser

SEC file number

801-119145

Source date

March 16, 2026
RIBBIT MANAGEMENT COMPANY, LLC
Investment adviser

SEC file number

801-111886

Source date

March 30, 2026
RICE FINANCIAL CONSULTING, INC.
Investment adviser

SEC file number

801-107140

Source date

March 31, 2026
RICE HALL JAMES & ASSOCIATES LLC
Investment adviser

SEC file number

801-61905

Source date

May 6, 2026
RICE PARK CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-126314

Source date

June 25, 2026
RICEBERG VENTURES, LLC
Exempt reporting adviser

SEC file number

802-129800

Source date

March 17, 2026
RICHARD BERNSTEIN ADVISORS LLC
Investment adviser

SEC file number

801-71501

Source date

August 17, 2026
RICHARD G. SLATER
Investment adviser

SEC file number

801-60326

Source date

June 30, 2026
RICHARD P. SLAUGHTER ASSOCIATES, INC.
Investment adviser

SEC file number

801-55455

Source date

August 27, 2026
RICHARD W. PAUL & ASSOCIATES, LLC
Investment adviser

SEC file number

801-116985

Source date

March 25, 2026
RICHARD YOUNG ASSOCIATES, LTD.
Investment adviser

SEC file number

801-70318

Source date

February 12, 2026
RICHARDS, MERRILL & PETERSON, INC.
Investment adviser

SEC file number

801-113034

Source date

March 10, 2026
RICHARDSON CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-63149

Source date

August 17, 2026
RICHARDSON FINANCIAL SERVICES INC.
Investment adviser

SEC file number

801-119439

Source date

April 30, 2026
RICHARDSON WEALTH (USA) LIMITED
Investment adviser

SEC file number

801-77951

Source date

August 25, 2026
RICHBROOK ADVISORS, LP
Investment adviser

SEC file number

801-125705

Source date

March 19, 2026
RICHEY ADVISORS, INC.
Investment adviser

SEC file number

801-131970

Source date

September 23, 2026
RICHLINE CAPITAL MANAGEMENT INC.
Investment adviser

SEC file number

801-134114

Source date

March 9, 2026
RICHMOND BROTHERS, INC.
Investment adviser

SEC file number

801-72736

Source date

March 30, 2026
RICHMOND CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-128302

Source date

February 11, 2026
RICHMOND CAPITAL MANAGEMENT INC
Investment adviser

SEC file number

801-17534

Source date

March 26, 2026
RICHMOND GLOBAL VENTURES LLC
Exempt reporting adviser

SEC file number

802-80774

Source date

February 28, 2026
RICHMOND HILL INVESTMENT CO., LP
Exempt reporting adviser

SEC file number

802-135780

Source date

March 6, 2026
RICHMOND INVESTMENT SERVICES LLC
Investment adviser

SEC file number

801-129477

Source date

August 10, 2026
RICHMOND QUANTITATIVE ADVISORS, LLC
Investment adviser

SEC file number

801-131453

Source date

March 31, 2026
RICHWOOD INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-121520

Source date

March 19, 2026
RICKETTS FINANCIAL, LLC
Investment adviser

SEC file number

801-118963

Source date

March 26, 2026
RIDGE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-123375

Source date

May 26, 2026
RIDGE CREEK GLOBAL, INC.
Investment adviser

SEC file number

801-37622

Source date

March 6, 2026
RIDGE ROAD WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-137159

Source date

September 8, 2026
RIDGECREST WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-120053

Source date

March 17, 2026
RIDGEGATE ADVISORS, LLC
Investment adviser

SEC file number

801-133986

Source date

March 25, 2026
RIDGELINE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-136834

Source date

June 25, 2026
RIDGELINE PRODUCTIONS LLC
Investment adviser

SEC file number

801-128502

Source date

March 31, 2026
RIDGELINE RESEARCH LLC
Investment adviser

SEC file number

801-117858

Source date

March 20, 2026
RIDGELINE WEALTH ADVISORS, LLC.
Investment adviser

SEC file number

801-130251

Source date

July 14, 2026
RIDGELINE WEALTH LLC
Investment adviser

SEC file number

801-128531

Source date

March 4, 2026
RIDGELINE WEALTH PLANNING LLC
Investment adviser

SEC file number

801-129850

Source date

September 1, 2026
RIDGEMONT PARTNERS MANAGEMENT, LLC
Investment adviser

SEC file number

801-73313

Source date

March 30, 2026