Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 71 of 95

RADIAN INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-129008

Source date

March 31, 2026
RADIANT VENTURE MANAGEMENT L.L.C.
Exempt reporting adviser

SEC file number

802-135212

Source date

March 13, 2026
RADIANX CAPITAL, LLC
Investment adviser

SEC file number

801-117100

Source date

July 31, 2026
RADICAL VENTURES INVESTMENTS INC.
Exempt reporting adviser

SEC file number

802-129343

Source date

March 31, 2026
RADIUS WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-123525

Source date

July 28, 2026
RADIX FINANCIAL, LLC
Investment adviser

SEC file number

801-114657

Source date

January 27, 2026
RADIX ORGANIZATION, INC.
Investment adviser

SEC file number

801-80346

Source date

March 23, 2026
RADNOR CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-77308

Source date

September 17, 2026
RAE & LIPSKIE INVESTMENT COUNSEL INC.
Investment adviser

SEC file number

801-128947

Source date

September 8, 2026
RAFFA WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-67687

Source date

September 24, 2026
RAFFERTY ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-54679

Source date

March 3, 2026
RAFFLES CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-74042

Source date

March 27, 2026
RAGA PARTNERS LP
Investment adviser

SEC file number

801-122716

Source date

May 4, 2026
RAHLFS CAPITAL, LLC
Investment adviser

SEC file number

801-62163

Source date

March 11, 2026
RAIDO VENTURE MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-136465

Source date

May 12, 2026
RAIJIN AI, INC.
Investment adviser

SEC file number

801-136263

Source date

June 24, 2026
RAIL SPLITTER CAPITAL ADVISERS, LLC
Investment adviser

SEC file number

801-134982

Source date

March 30, 2026
RAIL-SPLITTER CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-134698

Source date

June 24, 2026
RAINE CAPITAL LLC
Investment adviser

SEC file number

801-73682

Source date

May 5, 2026
RAINEY & RANDALL WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-63498

Source date

March 10, 2026
RAINFALL VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-118921

Source date

March 27, 2026
RAINIER CAPITAL PARTNERS LP
Investment adviser

SEC file number

801-128026

Source date

March 31, 2026
RAINIER FAMILY WEALTH, INC.
Investment adviser

SEC file number

801-130876

Source date

June 17, 2026
RAINIER INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-35638

Source date

June 23, 2026
RAINTREE CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-118557

Source date

March 26, 2026
RAINWATER EQUITY LLC
Investment adviser

SEC file number

801-132135

Source date

June 23, 2026
RAISA ENERGY LLC
Exempt reporting adviser

SEC file number

802-121360

Source date

March 31, 2026
RAISON ASSET MANAGEMENT CORP.
Investment adviser

SEC file number

801-107170

Source date

June 17, 2026
RAITH CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-77757

Source date

April 29, 2026
RALEIGH CAPITAL MANAGEMENT INC.
Investment adviser

SEC file number

801-121781

Source date

June 16, 2026
RALICKI & COMPANY, P.A.
Investment adviser

SEC file number

801-124724

Source date

March 6, 2026
RALL CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-136005

Source date

March 26, 2026
RALLY VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-78093

Source date

March 26, 2026
RALLYDAY PARTNERS, LLC
Investment adviser

SEC file number

801-121042

Source date

March 31, 2026
RAM ACTIVE INVESTMENTS S.A.
Investment adviser

SEC file number

801-106801

Source date

March 31, 2026
RAM INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-73301

Source date

March 24, 2026
RAM REALTY ADVISORS LLC
Investment adviser

SEC file number

801-74464

Source date

April 30, 2026
RAMIAH INVESTMENT GROUP, INC.
Investment adviser

SEC file number

801-67415

Source date

July 28, 2026
RAMIREZ ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-69304

Source date

December 18, 2025
RAMP ADVISORY LLC
Investment adviser

SEC file number

801-136565

Source date

September 10, 2026
RAMSAY STATTMAN VELA & PRICE INC
Investment adviser

SEC file number

801-11769

Source date

January 27, 2026
RAMSEY HILL ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-123513

Source date

February 27, 2026
RAMSEY QUANTITATIVE SYSTEMS, INC.
Investment adviser

SEC file number

801-97337

Source date

June 18, 2026
RANCH CAPITAL ADVISORS INC.
Investment adviser

SEC file number

801-114909

Source date

September 21, 2026
RAND ADVISORS, LLC
Investment adviser

SEC file number

801-80265

Source date

March 5, 2026
RAND CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-116971

Source date

March 31, 2026
RANDALL & ASSOCIATES WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-126966

Source date

January 29, 2026
RANDALL FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-136827

Source date

July 6, 2026
RANDOLPH CO INC
Investment adviser

SEC file number

801-28213

Source date

March 11, 2026
RANGE ADVISORY, LLC
Investment adviser

SEC file number

801-125927

Source date

September 23, 2026
RANGE EQUITY MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-134883

Source date

April 30, 2026
RANGE FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-119404

Source date

July 9, 2026
RANGE ROCK CAPITAL LLC
Investment adviser

SEC file number

801-131877

Source date

March 30, 2026
RANGELEY CAPITAL, LLC
Investment adviser

SEC file number

801-130770

Source date

May 12, 2026
RANGER ALTERNATIVE MANAGEMENT, L.P.
Investment adviser

SEC file number

801-69133

Source date

March 31, 2026
RANGER INVESTMENT MANAGEMENT,L.P.
Investment adviser

SEC file number

801-62397

Source date

March 25, 2026
RANGEWATER INVESTMENT MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-129530

Source date

August 12, 2026
RAPID SCALE LLC
Investment adviser

SEC file number

801-128365

Source date

February 17, 2026
RAPIDBIT LTD
Exempt reporting adviser

SEC file number

802-132756

Source date

April 9, 2025
RAPTOR CAPITAL MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-119171

Source date

April 17, 2026
RARE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-136405

Source date

June 23, 2026
RARE WOLF CAPITAL LLC
Investment adviser

SEC file number

801-132933

Source date

March 31, 2026
RAREVIEW CAPITAL LLC
Investment adviser

SEC file number

801-108100

Source date

August 18, 2026
RASP WEALTH SOLUTIONS, LLC
Investment adviser

SEC file number

801-128832

Source date

March 24, 2026
RATAN CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-78311

Source date

March 27, 2026
RATHBONES INVESTMENT MANAGEMENT LIMITED
Investment adviser

SEC file number

801-64731

Source date

July 14, 2026
RATHER & KITTRELL, INC.
Investment adviser

SEC file number

801-66996

Source date

August 7, 2026
RATIO VENTURES ASIA LP
Exempt reporting adviser

SEC file number

802-135102

Source date

March 22, 2026
RATIONAL ADVISORS, INC.
Investment adviser

SEC file number

801-60176

Source date

May 8, 2026
RATIONAL INVESTMENT GROUP, LLC
Exempt reporting adviser

SEC file number

802-108792

Source date

March 26, 2026
RATIONAL INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-112483

Source date

March 31, 2026
RATIONALWAVE ASSOCIATES CORP.
Exempt reporting adviser

SEC file number

802-74576

Source date

April 3, 2025
RATSON ADVISORY LLC
Investment adviser

SEC file number

801-129737

Source date

February 5, 2026
RAUB BROCK CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-71732

Source date

September 1, 2026
RAVELIN CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-136406

Source date

May 1, 2026
RAVEN CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-79980

Source date

May 7, 2026
RAVEN CREDIT CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-130580

Source date

May 7, 2026
RAVEN MUSIC PARTNERS LLC
Investment adviser

SEC file number

801-130918

Source date

April 17, 2026
RAVENSTONE CAPITAL MANAGEMENT INC.
Investment adviser

SEC file number

801-136780

Source date

June 25, 2026
RAVENSWOOD PARTNERS LP
Investment adviser

SEC file number

801-131619

Source date

May 14, 2026
RAYBURN WEST FINANCIAL SERVICES LLC
Investment adviser

SEC file number

801-118455

Source date

March 5, 2026
RAYLIANT INVESTMENT RESEARCH
Investment adviser

SEC file number

801-118201

Source date

July 30, 2026
RAYMOND JAMES & ASSOCIATES, INC.
Investment adviser

SEC file number

801-10418

Source date

September 25, 2026
RAYMOND JAMES (USA) LTD
Investment adviser

SEC file number

801-72137

Source date

September 23, 2026
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Investment adviser

SEC file number

801-69815

Source date

September 21, 2026
RAYS CAPITAL PARTNERS LIMITED
Investment adviser

SEC file number

801-110985

Source date

September 14, 2026
RAZOR APTOS LLC
Exempt reporting adviser

SEC file number

802-131596

Source date

March 27, 2026
RAZOR GP 2 LLC
Exempt reporting adviser

SEC file number

802-131468

Source date

March 27, 2026
RAZOR'S EDGE GP IV, LLC
Exempt reporting adviser

SEC file number

802-131873

Source date

March 31, 2026
RAZOR'S EDGE VENTURES II, LLC
Exempt reporting adviser

SEC file number

802-113596

Source date

March 31, 2026
RAZOR'S EDGE VENTURES III, LLC
Exempt reporting adviser

SEC file number

802-123770

Source date

March 31, 2026
RB CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-62043

Source date

March 27, 2026
RBA WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-112189

Source date

March 4, 2026
RBB TREASURY LLC
Investment adviser

SEC file number

801-125841

Source date

March 25, 2026
RBC CAPITAL MARKETS, LLC
Investment adviser

SEC file number

801-13059

Source date

September 15, 2026
RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.
Investment adviser

SEC file number

801-20303

Source date

May 21, 2026
RBC GLOBAL ASSET MANAGEMENT (UK) LIMITED
Investment adviser

SEC file number

801-78436

Source date

September 18, 2026
RBC PRIVATE COUNSEL (USA) INC.
Investment adviser

SEC file number

801-55491

Source date

June 30, 2026
RBC ROCHDALE, LLC
Investment adviser

SEC file number

801-27265

Source date

September 10, 2026
RBC SECURITIES, INC.
Investment adviser

SEC file number

801-71181

Source date

September 18, 2026
RBF CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-130432

Source date

February 24, 2026
RBG CAPITAL LLC
Investment adviser

SEC file number

801-137186

Source date

August 13, 2026
RBG WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-131678

Source date

March 17, 2026
RBI ADVISORS LLC
Exempt reporting adviser

SEC file number

802-134337

Source date

May 21, 2026
RBO & CO, LLC
Investment adviser

SEC file number

801-60283

Source date

January 29, 2026
RBP INVESTMENT ADVISORS INC.
Investment adviser

SEC file number

801-64902

Source date

March 31, 2026
RBS COLLECTIVE INVESTMENT FUNDS LIMITED
Exempt reporting adviser

SEC file number

802-136455

Source date

May 11, 2026
RBS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-132881

Source date

March 24, 2026
RCF ASSET MANAGEMENT GROUP 3, LLC
Investment adviser

SEC file number

801-130003

Source date

March 31, 2026
RCF ASSET MANAGEMENT GROUP 4, LLC
Investment adviser

SEC file number

801-130004

Source date

March 31, 2026
RCF MANAGEMENT, LLC
Investment adviser

SEC file number

801-73699

Source date

March 31, 2026
RCH CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-74900

Source date

March 17, 2026
RCLCO FUND ADVISORS, LLC
Investment adviser

SEC file number

801-79814

Source date

July 6, 2026
RCM GA MANAGER LLC
Investment adviser

SEC file number

801-130465

Source date

August 27, 2026
RCM ROBINSON CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-67374

Source date

March 27, 2026
RCMA CAPITAL LLP
Exempt reporting adviser

SEC file number

802-112711

Source date

May 18, 2026
RCMC, INC
Exempt reporting adviser

SEC file number

802-74701

Source date

March 19, 2026
RCN WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-135338

Source date

April 29, 2026
RCP ADVISORS 2, LLC
Investment adviser

SEC file number

801-111835

Source date

July 8, 2026
RCP ADVISORS, LLC
Investment adviser

SEC file number

801-64815

Source date

March 30, 2026
RCS FINANCIAL PLANNING, LLC
Investment adviser

SEC file number

801-112282

Source date

March 19, 2026
RCV GLOBAL LLC
Exempt reporting adviser

SEC file number

802-134370

Source date

March 13, 2026
RCW MANAGEMENT, LLC
Investment adviser

SEC file number

801-121329

Source date

July 1, 2026
RD LEWIS HOLDINGS, INC.
Investment adviser

SEC file number

801-119654

Source date

June 3, 2026
RDA FINANCIAL NETWORK, INC.
Investment adviser

SEC file number

801-69651

Source date

July 15, 2026
RDB HOLDINGS INC.
Exempt reporting adviser

SEC file number

802-125778

Source date

March 19, 2026
RDG CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-129543

Source date

September 17, 2026
RDM CAPITAL ASSOCIATES INC
Investment adviser

SEC file number

801-129856

Source date

March 30, 2026
RDST CAPITAL LLC
Investment adviser

SEC file number

801-123049

Source date

May 1, 2026
RE INVESTMENT ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-132195

Source date

March 31, 2026
REA FINANCIAL, INC
Investment adviser

SEC file number

801-135745

Source date

September 10, 2026
REACH MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-112893

Source date

May 18, 2026
REACH WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-131955

Source date

May 5, 2026
REACT INVESTMENT SOLUTIONS, LLC
Investment adviser

SEC file number

801-70961

Source date

March 16, 2026
READ & POWELL FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-121309

Source date

March 17, 2026
READOUT CAPITAL, LP
Exempt reporting adviser

SEC file number

802-134597

Source date

July 1, 2026
READYSTATE ASSET MANAGEMENT LP
Investment adviser

SEC file number

801-122925

Source date

March 30, 2026
REAGAN COMPANIES ASSET MANAGEMENT, INC
Investment adviser

SEC file number

801-78452

Source date

June 23, 2026
REALITY FINANCIAL PLANNING SERVICES, LLC
Investment adviser

SEC file number

801-134520

Source date

March 20, 2026
REALIZATION CAPITAL PARTNERS MANAGEMENT LLC
Investment adviser

SEC file number

801-127074

Source date

June 2, 2026
REALTA INVESTMENT ADVISORS, INC
Investment adviser

SEC file number

801-68000

Source date

August 6, 2026
REALTERM TRANSPORTATION LLC
Investment adviser

SEC file number

801-128609

Source date

May 6, 2026
REAP FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-118413

Source date

August 20, 2026
REB CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-129916

Source date

May 29, 2026
REBALANCE LLC
Investment adviser

SEC file number

801-72723

Source date

July 30, 2026
REBEL FINANCIAL, LLC.
Investment adviser

SEC file number

801-118009

Source date

March 30, 2026
REBEL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-131884

Source date

March 2, 2026
RECESS CAPITAL MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-137267

Source date

August 11, 2026
RECHARGE THEMATIC VENTURES MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-131260

Source date

February 24, 2026
RECHTER WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-135754

Source date

April 15, 2026
RECIPROCAL VENTURE MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-126800

Source date

March 27, 2026
RECKONER CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-131563

Source date

March 31, 2026
RECOGNIZE PARTNERS LP
Investment adviser

SEC file number

801-124843

Source date

April 8, 2026
RECORD CURRENCY MANAGEMENT (US) INC
Investment adviser

SEC file number

801-79684

Source date

June 30, 2026
RECORD CURRENCY MANAGEMENT LIMITED
Investment adviser

SEC file number

801-46575

Source date

June 30, 2026
RECURRENT INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-110728

Source date

August 13, 2026
RECURRING CAPITAL MANAGEMENT COMPANY, LLC
Investment adviser

SEC file number

801-128493

Source date

August 26, 2026
RED & BLUE MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-119957

Source date

March 31, 2026
RED ARTS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-128461

Source date

July 27, 2026
RED BEARD VENTURES MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-127696

Source date

March 25, 2026
RED CEDAR INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-79728

Source date

May 19, 2026
RED CELL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132944

Source date

March 24, 2026
RED CLIFF ASSET MANAGEMENT LIMITED
Investment adviser

SEC file number

801-101543

Source date

April 9, 2026
RED CRANE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-129813

Source date

February 19, 2026
RED DOOR CAPITAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-119027

Source date

February 5, 2026
RED DOOR WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-79374

Source date

July 31, 2026
RED EMBER CAPITAL LP
Exempt reporting adviser

SEC file number

802-137483

Source date

September 10, 2026
RED FORT CAPITAL MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-76438

Source date

March 10, 2026
RED GLASS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-134559

Source date

March 2, 2026
RED HILLS HOLDINGS, LLC
Exempt reporting adviser

SEC file number

802-112714

Source date

March 20, 2026
RED IRON GROUP MANAGEMENT, LLC
Investment adviser

SEC file number

801-123036

Source date

March 30, 2026
RED LIGHTHOUSE INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-71211

Source date

February 23, 2026
RED MOUNTAIN FINANCIAL PARTNERS, LLC
Investment adviser

SEC file number

801-123154

Source date

March 9, 2026
RED MOUNTAIN FINANCIAL, LLC
Investment adviser

SEC file number

801-128506

Source date

July 30, 2026
RED OAK FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-80860

Source date

July 17, 2026
RED OAK PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-119276

Source date

March 6, 2026
RED REEF ADVISORS LLC
Investment adviser

SEC file number

801-132745

Source date

July 16, 2026
RED SEVEN
Investment adviser

SEC file number

801-136524

Source date

June 23, 2026
RED SPRUCE CAPITAL, LLC
Investment adviser

SEC file number

801-113984

Source date

February 20, 2026
RED SWAN VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-123699

Source date

June 12, 2026
RED TREE MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-130146

Source date

March 16, 2026
RED WAVE INVESTMENTS LLC
Investment adviser

SEC file number

801-119079

Source date

March 30, 2026
REDBIRD CAPITAL PARTNERS MANAGEMENT LLC
Investment adviser

SEC file number

801-78816

Source date

March 31, 2026
REDBLACK ADVISERS, INC.
Investment adviser

SEC file number

801-70734

Source date

March 30, 2026
REDBUD ADVISORS LLC
Investment adviser

SEC file number

801-124944

Source date

March 25, 2026
REDBUD VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132595

Source date

March 30, 2026
REDDING GREEN CAPITAL GP LLC
Exempt reporting adviser

SEC file number

802-122089

Source date

March 30, 2026
REDDING RIDGE ASSET MANAGEMENT (UK) LLP
Investment adviser

SEC file number

801-112575

Source date

March 31, 2026
REDDING RIDGE ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-107999

Source date

September 24, 2026
REDE WEALTH, LLC
Investment adviser

SEC file number

801-80719

Source date

February 24, 2026
REDEEM FINANCIAL GROUP LLC
Investment adviser

SEC file number

801-136807

Source date

June 25, 2026
REDEFINE VENTURES LLC
Investment adviser

SEC file number

801-133976

Source date

June 29, 2026
REDEMPTION CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-123416

Source date

February 17, 2026
REDFISH CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-137015

Source date

August 25, 2026
REDHAWK ADVISORY, LLC
Exempt reporting adviser

SEC file number

802-131710

Source date

February 18, 2026
REDHAWK WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-68902

Source date

September 23, 2026
REDHEDGE ASSET MANAGEMENT LLP
Exempt reporting adviser

SEC file number

802-131366

Source date

March 17, 2026
REDICHIP GP, L.P.
Exempt reporting adviser

SEC file number

802-126822

Source date

March 17, 2026
REDMILE GROUP, LLC
Investment adviser

SEC file number

801-67747

Source date

August 28, 2026
REDMOND ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-65154

Source date

April 1, 2026
REDPOINT MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-75525

Source date

April 1, 2026
REDSTONE ADVISORS INC
Investment adviser

SEC file number

801-40186

Source date

March 2, 2026
REDSTONE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-127994

Source date

September 10, 2026
REDSWAN PC, INC
Investment adviser

SEC file number

801-118188

Source date

March 4, 2026
REDVIEW CAPITAL ADVISORS II LIMITED
Exempt reporting adviser

SEC file number

802-115104

Source date

March 18, 2026
REDVIEW CAPITAL ADVISORS LTD.
Exempt reporting adviser

SEC file number

802-106944

Source date

March 18, 2026
REDW WEALTH LLC
Investment adviser

SEC file number

801-57516

Source date

July 10, 2026
REDWOOD ADVISORY, LLC
Investment adviser

SEC file number

801-126440

Source date

March 30, 2026
REDWOOD CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-74291

Source date

May 12, 2026
REDWOOD CAPITAL PARTNERS LLC
Exempt reporting adviser

SEC file number

802-134362

Source date

February 2, 2026
REDWOOD COAST FINANCIAL PARTNERS
Investment adviser

SEC file number

801-121206

Source date

January 20, 2026
REDWOOD FAMILY WEALTH LLC
Investment adviser

SEC file number

801-131810

Source date

August 4, 2026
REDWOOD FINANCIAL NETWORK CORP.
Investment adviser

SEC file number

801-79617

Source date

March 31, 2026
REDWOOD FINANCIAL PLANNING, LLC
Investment adviser

SEC file number

801-127675

Source date

April 1, 2026
REDWOOD GROVE CAPITAL, LLC
Investment adviser

SEC file number

801-122386

Source date

April 14, 2026
REDWOOD GROVE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-126069

Source date

March 16, 2026
REDWOOD HOLDINGS, LLC
Investment adviser

SEC file number

801-117866

Source date

April 9, 2026
REDWOOD INVESTMENT GROUP, INC
Investment adviser

SEC file number

801-120258

Source date

June 21, 2026
REDWOOD INVESTMENT MANAGEMENT, LLC.
Investment adviser

SEC file number

801-78563

Source date

March 31, 2026
REDWOOD INVESTMENTS, LLC
Investment adviser

SEC file number

801-63597

Source date

May 19, 2026
REDWOOD PARK ADVISORS, LLC
Investment adviser

SEC file number

801-128196

Source date

March 19, 2026
REDWOOD WEALTH MANAGEMENT GROUP, LLC
Investment adviser

SEC file number

801-106789

Source date

March 24, 2026
REDWOODS CAPITAL PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-135986

Source date

March 25, 2026
REEDMARK ADVISORS, LLC
Investment adviser

SEC file number

801-80791

Source date

March 18, 2026
REEF INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-120010

Source date

February 10, 2026
REES WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-132855

Source date

September 24, 2026
REFACTOR CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-127607

Source date

March 17, 2026
REFINED WEALTH MANAGEMENT
Investment adviser

SEC file number

801-120529

Source date

May 19, 2026
REFINERY VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-130043

Source date

March 27, 2026
REFINITIV GLOBAL MARKETS INC.
Investment adviser

SEC file number

801-55328

Source date

July 16, 2026
REFLECTION ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-119521

Source date

March 31, 2026
REFLEXIVE CAPITAL MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-128756

Source date

March 11, 2026
REFLOW SERVICES, LLC
Investment adviser

SEC file number

801-110885

Source date

June 11, 2026
REFORGE CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-132431

Source date

January 27, 2026
REFORMATION MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-126719

Source date

March 31, 2026
REFRACT MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-134345

Source date

March 30, 2026
REFRAME WEALTH, LLC
Investment adviser

SEC file number

801-120695

Source date

April 24, 2026
REGAL ADVISORY SERVICES, INC.
Investment adviser

SEC file number

801-71619

Source date

July 31, 2026
REGAL FUNDS MANAGEMENT ASIA PTE LIMITED
Exempt reporting adviser

SEC file number

802-114287

Source date

September 16, 2026
REGAL HEALTHCARE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-119153

Source date

March 31, 2026
REGAL INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-71923

Source date

May 18, 2026
REGAL PARTNERS (HONG KONG) LIMITED
Exempt reporting adviser

SEC file number

802-134836

Source date

March 30, 2026
REGAL PARTNERS FUNDS MANAGEMENT PTY LIMITED
Exempt reporting adviser

SEC file number

802-135567

Source date

March 26, 2026
REGALIS SOLUTIONS LLC
Exempt reporting adviser

SEC file number

802-118409

Source date

February 25, 2026
REGAN CAPITAL, LLC
Investment adviser

SEC file number

801-79546

Source date

March 27, 2026
REGATTA CAPITAL GROUP, LLC
Investment adviser

SEC file number

801-68490

Source date

July 31, 2026
REGATTA RESEARCH & MONEY MANAGEMENT L.L.C.
Investment adviser

SEC file number

801-60383

Source date

May 20, 2026
REGEN VENTURES MANAGEMENT PTY LTD
Exempt reporting adviser

SEC file number

802-123579

Source date

August 5, 2025
REGENCY CAPITAL MANAGEMENT INC.
Investment adviser

SEC file number

801-120277

Source date

March 4, 2026
REGENERATION.VC, LLC
Exempt reporting adviser

SEC file number

802-126098

Source date

March 24, 2026