Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 4 of 95

AGC EQUITY PARTNERS INVESTMENT MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-134974

Source date

July 1, 2026
AGELLUS CAPITAL, LLC
Investment adviser

SEC file number

801-129997

Source date

March 30, 2026
AGEMY WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-134548

Source date

September 3, 2026
AGENT CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-110884

Source date

April 6, 2026
AGENTQUANT INC
Exempt reporting adviser

SEC file number

802-137302

Source date

August 14, 2026
AGF INVESTMENTS LLC
Investment adviser

SEC file number

801-71685

Source date

June 26, 2026
AGG CAPITAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-118133

Source date

March 30, 2026
AGH WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-69091

Source date

March 2, 2026
AGILACAPITAL
Exempt reporting adviser

SEC file number

802-134142

Source date

April 8, 2026
AGILE INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-130611

Source date

July 23, 2026
AGILIS INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-132879

Source date

May 27, 2026
AGILITAS PRIVATE EQUITY LLP
Exempt reporting adviser

SEC file number

802-80455

Source date

June 26, 2026
AGILITY EQUITY PARTNERS, LLC
Investment adviser

SEC file number

801-134907

Source date

January 23, 2026
AGINCOURT CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-56592

Source date

March 31, 2026
AGIS MANAGEMENT LLC
Investment adviser

SEC file number

801-106537

Source date

September 9, 2026
AGL CREDIT MANAGEMENT LLC
Investment adviser

SEC file number

801-114401

Source date

March 20, 2026
AGL US DL MANAGEMENT LLC
Investment adviser

SEC file number

801-130363

Source date

March 20, 2026
AGLV FUNDS, LLC
Exempt reporting adviser

SEC file number

802-129950

Source date

January 28, 2026
AGM 60 LLC
Exempt reporting adviser

SEC file number

802-132374

Source date

August 17, 2026
AGMAN CAPITAL LLC
Investment adviser

SEC file number

801-132221

Source date

January 31, 2026
AGMEN ASSET MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-122156

Source date

March 27, 2026
AGNELLO FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-109967

Source date

February 17, 2026
AGP CAPITAL MANAGEMENT PTE. LTD.
Exempt reporting adviser

SEC file number

802-135210

Source date

July 7, 2026
AGP FRANKLIN, LLC
Investment adviser

SEC file number

801-130499

Source date

April 7, 2026
AGP II, LLC
Exempt reporting adviser

SEC file number

802-119437

Source date

March 23, 2026
AGP III, LLC
Exempt reporting adviser

SEC file number

802-119438

Source date

March 23, 2026
AGR PARTNERS LLC
Investment adviser

SEC file number

801-107370

Source date

September 15, 2026
A-GRADE MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-78297

Source date

March 31, 2026
AGRIGLOBE LAND ADVISORS, LLC
Investment adviser

SEC file number

801-134780

Source date

March 6, 2026
AGTB FUND MANAGER, LLC
Investment adviser

SEC file number

801-123304

Source date

March 27, 2026
AGUSTONI, EMANUELE GUISEPPE
Investment adviser

SEC file number

801-78718

Source date

February 25, 2026
AGVICTUS CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-119563

Source date

March 3, 2026
AGYA VENTURES LLC
Exempt reporting adviser

SEC file number

802-125826

Source date

February 20, 2026
AHAB CAPITAL MANAGEMENT, INC.
Exempt reporting adviser

SEC file number

802-118321

Source date

March 20, 2026
AHAKISTA CAPITAL LLC
Investment adviser

SEC file number

801-134396

Source date

March 30, 2026
AHARA ADVISORS LLC
Investment adviser

SEC file number

801-131074

Source date

August 3, 2026
AHL PARTNERS LLP
Investment adviser

SEC file number

801-79565

Source date

August 7, 2026
AHOY CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-116907

Source date

July 15, 2026
AHREN INNOVATION CAPITAL LLP
Exempt reporting adviser

SEC file number

802-113865

Source date

March 12, 2026
AHV HOLDING COMPANY, LLC
Exempt reporting adviser

SEC file number

802-75683

Source date

September 22, 2026
AHW ADVISORS, LLC
Investment adviser

SEC file number

801-137276

Source date

August 12, 2026
AI ALPHA LLC
Investment adviser

SEC file number

801-134768

Source date

April 6, 2026
AI CAPITAL LLC
Exempt reporting adviser

SEC file number

802-132699

Source date

March 31, 2026
AI EARN LTD
Exempt reporting adviser

SEC file number

802-134164

Source date

July 14, 2025
AI FUND GROWTH VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-135962

Source date

March 24, 2026
AI FUNDS, INC.
Investment adviser

SEC file number

801-136370

Source date

April 27, 2026
AI PORTFOLIOS LLC
Investment adviser

SEC file number

801-137285

Source date

August 21, 2026
AI STOCK PROPHET, LLC
Investment adviser

SEC file number

801-136212

Source date

April 22, 2026
AI VENTURES MANAGEMENT II, LLC
Exempt reporting adviser

SEC file number

802-132690

Source date

March 24, 2026
AI VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-112030

Source date

March 24, 2026
AI YOSEMITE, LLC
Exempt reporting adviser

SEC file number

802-127105

Source date

April 8, 2026
AIDENLAIR CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-122531

Source date

March 31, 2026
AIF CAPITAL ASIA MANAGEMENT IV, LTD.
Exempt reporting adviser

SEC file number

802-112917

Source date

March 30, 2026
AIF CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-75044

Source date

March 30, 2026
AIF MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-127884

Source date

April 1, 2025
AIFAM GROUP LLC
Investment adviser

SEC file number

801-74289

Source date

May 26, 2026
AIFG CONSULTANTS LTD.
Investment adviser

SEC file number

801-106746

Source date

April 30, 2026
AIGA CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-134017

Source date

March 31, 2026
AIGEN INVESTMENT MANAGEMENT, LP
Investment adviser

SEC file number

801-114220

Source date

March 27, 2026
AIGH CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-126302

Source date

March 2, 2026
AIHC CAPITAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-119951

Source date

March 30, 2026
AII CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-117633

Source date

March 21, 2026
AIKYA INVESTMENT MANAGEMENT LIMITED
Investment adviser

SEC file number

801-120321

Source date

July 17, 2026
AILSA CAPITAL LLC
Exempt reporting adviser

SEC file number

802-125914

Source date

March 26, 2026
AIM ADVISORS, LLC
Investment adviser

SEC file number

801-127447

Source date

January 30, 2026
AIM MANAGEMENT COMPANY, LP
Exempt reporting adviser

SEC file number

802-132788

Source date

March 24, 2026
AIM MASTER I (BVI) LTD.
Exempt reporting adviser

SEC file number

802-124904

Source date

March 3, 2026
AIMTOP ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-120641

Source date

May 13, 2026
AIMZ INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-72721

Source date

March 23, 2026
AIO FINANCIAL, LLC
Investment adviser

SEC file number

801-118105

Source date

February 20, 2026
AIP CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-129437

Source date

June 3, 2026
AIP MANAGEMENT (DIFC) LIMITED
Exempt reporting adviser

SEC file number

802-135903

Source date

September 8, 2026
AIP MANAGEMENT LP
Investment adviser

SEC file number

801-128413

Source date

March 31, 2026
AIP MANAGEMENT US INC
Investment adviser

SEC file number

801-126556

Source date

March 27, 2026
AIP, LLC
Investment adviser

SEC file number

801-74196

Source date

March 31, 2026
AIR STREET CAPITAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-129060

Source date

May 15, 2026
AIRANGELS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-135655

Source date

February 23, 2026
AIRBORNE VC, LLC
Exempt reporting adviser

SEC file number

802-132037

Source date

March 9, 2026
AIRDRIE PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-80787

Source date

March 25, 2026
AIRE ADVISORS, LLC
Investment adviser

SEC file number

801-119842

Source date

July 17, 2026
AIRTREE VENTURES FUND V MANAGER PTY LTD
Exempt reporting adviser

SEC file number

802-134989

Source date

November 18, 2025
AIS CAPITAL MANAGEMENT L.P.
Investment adviser

SEC file number

801-43295

Source date

February 27, 2026
AISA FINANCIAL PLANNING LTD
Investment adviser

SEC file number

801-80308

Source date

March 30, 2026
AISLING CAPITAL LLC
Exempt reporting adviser

SEC file number

802-74394

Source date

March 27, 2026
AISLING CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-106625

Source date

March 27, 2026
AI-SQUARED MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-125813

Source date

February 2, 2026
AIX ALPHA LLC
Exempt reporting adviser

SEC file number

802-135741

Source date

March 2, 2026
AIX VENTURES LLC
Exempt reporting adviser

SEC file number

802-126643

Source date

March 27, 2026
AJ ADVISORS, LLC
Investment adviser

SEC file number

801-125760

Source date

March 26, 2026
AJ CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-112982

Source date

May 6, 2026
AJAX CAPITAL LLC
Investment adviser

SEC file number

801-135735

Source date

April 13, 2026
AJAX HEALTH MANAGEMENT COMPANY, LLC
Investment adviser

SEC file number

801-135675

Source date

July 23, 2026
AJB CAPITAL MANAGERS LLC
Exempt reporting adviser

SEC file number

802-130057

Source date

March 31, 2026
AJEEJ CAPITAL (DIFC) LIMITED
Exempt reporting adviser

SEC file number

802-132744

Source date

March 31, 2026
AJF CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-94167

Source date

July 24, 2026
AJOVISTA, LLC
Investment adviser

SEC file number

801-122092

Source date

March 27, 2026
AK GLOBAL ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-134611

Source date

February 18, 2026
AKF FUND HOLDINGS, LLC
Exempt reporting adviser

SEC file number

802-123680

Source date

April 13, 2026
AKG CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-136318

Source date

April 21, 2026
AKKADIAN VENTURES, INC.
Investment adviser

SEC file number

801-110375

Source date

April 30, 2026
AKKR FUND II MANAGEMENT COMPANY, LP
Investment adviser

SEC file number

801-74133

Source date

August 5, 2026
AKL CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-126413

Source date

March 31, 2026
AKMAZO CAPITAL MANAGEMENT CO., LLC
Exempt reporting adviser

SEC file number

802-122073

Source date

March 30, 2026
AKO CAPITAL LLP
Exempt reporting adviser

SEC file number

802-74303

Source date

June 26, 2026
AKRE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-57156

Source date

June 4, 2026
AKSIA LLC
Investment adviser

SEC file number

801-67661

Source date

September 14, 2026
AKSIA PARTNERS LLC
Exempt reporting adviser

SEC file number

802-134162

Source date

November 24, 2025
AKSIA SGR S.P.A.
Exempt reporting adviser

SEC file number

802-75071

Source date

March 26, 2026
ALAETHES WEALTH, LLC
Investment adviser

SEC file number

801-119436

Source date

September 15, 2026
ALAIA CAPITAL, LLC
Investment adviser

SEC file number

801-100408

Source date

August 11, 2026
ALAMAR CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-119070

Source date

March 26, 2026
ALAMEDA CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-136021

Source date

March 27, 2026
ALAMO ADVISORS, LP
Investment adviser

SEC file number

801-79870

Source date

March 8, 2026
ALAMO CAPITAL
Investment adviser

SEC file number

801-135291

Source date

September 10, 2026
ALAMOS CAPITAL, LLC
Investment adviser

SEC file number

801-131202

Source date

March 30, 2026
ALAMUT INVESTMENT MANAGEMENT LLP
Exempt reporting adviser

SEC file number

802-132315

Source date

June 9, 2026
ALAN B. LANCZ & ASSOCIATES, INC.
Investment adviser

SEC file number

801-24450

Source date

March 24, 2026
ALAN D BILLER & ASSOCIATES, INC.
Investment adviser

SEC file number

801-48432

Source date

January 26, 2026
ALAN W. WEBER
Investment adviser

SEC file number

801-110800

Source date

February 18, 2026
ALANDA CAPITAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-121649

Source date

July 7, 2026
ALANNA ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-123405

Source date

March 26, 2026
ALANTRA EQMC ASSET MANAGEMENT S.G.I.I.C., S.A.
Exempt reporting adviser

SEC file number

802-117980

Source date

June 10, 2026
ALASKA PERMANENT CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-40501

Source date

April 30, 2026
ALATUS CAPITAL LLC
Investment adviser

SEC file number

801-107093

Source date

March 30, 2026
ALAYA CAPITAL PARTNERS LLC
Exempt reporting adviser

SEC file number

802-126749

Source date

March 31, 2026
ALBACORE CAPITAL LLP
Exempt reporting adviser

SEC file number

802-113159

Source date

July 10, 2026
ALBANY ROAD INVESTMENT ADVISERS, LLC
Investment adviser

SEC file number

801-113074

Source date

March 30, 2026
ALBANY STREET INVESTMENT MANAGER, LLLP
Exempt reporting adviser

SEC file number

802-122817

Source date

March 31, 2026
ALBANYADVISOR GROUP LLC
Investment adviser

SEC file number

801-122496

Source date

February 9, 2026
ALBAR CAPITAL (USA) LLC
Exempt reporting adviser

SEC file number

802-131100

Source date

August 13, 2026
ALBAR CAPITAL PARTNERS LLP
Exempt reporting adviser

SEC file number

802-131027

Source date

August 24, 2026
ALBARON FUND MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-136351

Source date

April 24, 2026
ALBERT BRIDGE CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-130656

Source date

March 31, 2026
ALBERT D MASON INC
Investment adviser

SEC file number

801-11877

Source date

March 31, 2026
ALBERT INVESTMENTS, LLC
Investment adviser

SEC file number

801-114361

Source date

February 3, 2026
ALBION MANAGEMENT GROUP
Investment adviser

SEC file number

801-18270

Source date

June 24, 2026
ALBION RIVER MANAGEMENT LLC
Investment adviser

SEC file number

801-133960

Source date

May 11, 2026
ALBIONVC LLP
Exempt reporting adviser

SEC file number

802-136627

Source date

July 9, 2026
ALBITZ/MILOE AND ASSOCIATES, INC.
Investment adviser

SEC file number

801-22365

Source date

March 25, 2026
ALBIZIA CAPITAL PRIVATE LIMITED
Exempt reporting adviser

SEC file number

802-77436

Source date

February 3, 2026
ALBOURNE AMERICA LLC
Investment adviser

SEC file number

801-66613

Source date

June 30, 2026
ALBRIGHT CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-67122

Source date

March 26, 2026
ALBRITTON CAPITAL MANAGEMENT CO
Investment adviser

SEC file number

801-39296

Source date

March 30, 2026
ALBUM VENTURES, LLC
Exempt reporting adviser

SEC file number

802-117541

Source date

March 25, 2026
ALCAZAR ENERGY MANAGEMENT SERVICES L.L.C-FZ
Exempt reporting adviser

SEC file number

802-131002

Source date

March 27, 2026
ALCHEMI WEALTH, LLC
Investment adviser

SEC file number

801-119987

Source date

September 14, 2026
ALCHEMY INVESTMENT MANAGEMENT LLP
Investment adviser

SEC file number

801-127152

Source date

June 30, 2026
ALCHEMY SPECIAL OPPORTUNITIES LLP
Exempt reporting adviser

SEC file number

802-75283

Source date

September 23, 2026
ALCOSTA CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-121923

Source date

March 25, 2026
ALCOVA CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-113943

Source date

June 10, 2026
ALCUIN CAPITAL PARTNERS LLP
Exempt reporting adviser

SEC file number

802-96262

Source date

June 22, 2026
ALCYON WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-132263

Source date

August 20, 2026
ALDARON MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-135728

Source date

February 27, 2026
ALDEBARAN CAPITAL, LLC
Investment adviser

SEC file number

801-121379

Source date

March 31, 2026
ALDEBARAN FINANCIAL INC
Investment adviser

SEC file number

801-31093

Source date

March 31, 2026
ALDEMAR RESEARCH CORPORATION
Investment adviser

SEC file number

801-112458

Source date

January 21, 2026
ALDEN CAPITAL MANAGEMENT INC.
Investment adviser

SEC file number

801-116941

Source date

September 2, 2026
ALDEN INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-122688

Source date

September 2, 2026
ALDER CAPITAL, LLC
Investment adviser

SEC file number

801-136991

Source date

August 24, 2026
ALDER FINANCIAL GROUP INC
Investment adviser

SEC file number

801-118253

Source date

March 5, 2026
ALDER POINT CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-136511

Source date

May 15, 2026
ALDER STRATEGIC OPPORTUNITIES ADVISORY I AB
Exempt reporting adviser

SEC file number

802-136468

Source date

May 12, 2026
ALDER VALE RESEARCH, L.P.
Exempt reporting adviser

SEC file number

802-135666

Source date

February 24, 2026
ALDRICH CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-111795

Source date

March 31, 2025
ALDRICH WEALTH, LIMITED PARTNERSHIP
Investment adviser

SEC file number

801-69190

Source date

March 5, 2026
ALEENA CAPITAL MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-136030

Source date

May 12, 2026
ALEPH CAPITAL PARTNERS LIMITED
Exempt reporting adviser

SEC file number

802-103468

Source date

February 12, 2026
ALEPH E.S. MANAGEMENT COMPANY LTD.
Exempt reporting adviser

SEC file number

802-78590

Source date

March 30, 2026
ALEPHOS CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-137462

Source date

September 7, 2026
ALERA INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-111892

Source date

March 30, 2026
ALERA MANAGEMENT PARTNERS LLC
Investment adviser

SEC file number

801-135844

Source date

June 19, 2026
ALERCE INVESTMENT MANAGEMENT, L.P.
Investment adviser

SEC file number

801-108686

Source date

March 27, 2026
ALERE PLANNING LLC
Investment adviser

SEC file number

801-120912

Source date

February 17, 2026
ALESCO ADVISORS, LLC, AN ESL COMPANY
Investment adviser

SEC file number

801-135008

Source date

April 20, 2026
ALESSANDRA CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-132715

Source date

March 31, 2026
ALETHEA CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-72176

Source date

March 31, 2026
ALETHEIA ANALYST NETWORK LIMITED
Investment adviser

SEC file number

801-80417

Source date

May 29, 2026
ALETHEIAN WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-121173

Source date

February 5, 2026
ALEXANDER BEARD (USA), INC.
Investment adviser

SEC file number

801-120225

Source date

May 22, 2026
ALEXANDER CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-131809

Source date

March 16, 2026
ALEXANDER CAPITAL VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-118256

Source date

March 24, 2026
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-112997

Source date

July 31, 2026
ALEXANDER INVESTMENT SERVICES CO.
Investment adviser

SEC file number

801-10334

Source date

September 4, 2026
ALEXANDER LABRUNERIE & CO., INC.
Investment adviser

SEC file number

801-108708

Source date

March 31, 2026
ALEXANDER RANDOLPH ADVISORY INC
Investment adviser

SEC file number

801-39091

Source date

March 31, 2026
ALEXIA VENTURES LTDA
Exempt reporting adviser

SEC file number

802-119357

Source date

March 9, 2026
ALEXIS INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-121162

Source date

March 20, 2026
ALFA ALGORITHMS HK LIMITED
Investment adviser

SEC file number

801-131273

Source date

February 6, 2026
ALFA INDIGO, S.A.P.I. DE C.V.
Exempt reporting adviser

SEC file number

802-131127

Source date

March 23, 2026
ALFACAP LLC, D/B/A RECIPROCAL CAPITAL
Investment adviser

SEC file number

801-108411

Source date

March 31, 2026
ALFRETON CAPITAL LLP
Exempt reporting adviser

SEC file number

802-110517

Source date

June 22, 2026
ALGEBRIS (UK) LIMITED
Exempt reporting adviser

SEC file number

802-108995

Source date

March 23, 2026
ALGEBRIS INVESTMENTS (IRELAND) LIMITED
Exempt reporting adviser

SEC file number

802-120743

Source date

March 23, 2026
ALGEBRIS INVESTMENTS (US) INC.
Investment adviser

SEC file number

801-78692

Source date

March 23, 2026
ALGEBRIS INVESTMENTS US INC.
Exempt reporting adviser

SEC file number

802-136417

Source date

May 3, 2026
ALGERT GLOBAL LLC
Investment adviser

SEC file number

801-61878

Source date

May 7, 2026
ALGORITHMIC INVESTMENT MODELS, LLC
Investment adviser

SEC file number

801-117772

Source date

July 29, 2026
ALHAMBRA INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-66624

Source date

June 24, 2026
ALIANZA CORP. INVESTMENT ADVISOR
Investment adviser

SEC file number

801-132892

Source date

September 25, 2026
ALIDADE CAPITAL, LLC
Investment adviser

SEC file number

801-78660

Source date

April 2, 2026
ALIGHT CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-117632

Source date

March 31, 2026
ALIGHT FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-72679

Source date

March 3, 2026
ALIGN ADVISOR GROUP, LLC
Investment adviser

SEC file number

801-134102

Source date

March 29, 2026
ALIGN CAPITAL PARTNERS, LP
Investment adviser

SEC file number

801-108180

Source date

March 26, 2026
ALIGN FINANCIAL SERVICES
Exempt reporting adviser

SEC file number

802-132825

Source date

March 25, 2026
ALIGN FINANCIAL, LLC
Investment adviser

SEC file number

801-132137

Source date

September 23, 2026
ALIGN PARTNERS CAPITAL MANAGEMENT INC.
Exempt reporting adviser

SEC file number

802-129260

Source date

March 6, 2026
ALIGN PRIVATE CAPITAL
Investment adviser

SEC file number

801-117483

Source date

June 29, 2026
ALIGN VENTURES SPECIAL OPPORTUNITY GP SPV I, LLC
Investment adviser

SEC file number

801-134061

Source date

August 4, 2026
ALIGN WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-135664

Source date

August 7, 2026
ALIGNE WEALTH PRESERVATION & INSURANCE SERVICES, LLC.
Investment adviser

SEC file number

801-125833

Source date

July 23, 2026
ALIGNED CLIMATE CAPITAL LLC
Investment adviser

SEC file number

801-119484

Source date

March 30, 2026
ALIGNED HOLDINGS LLC
Investment adviser

SEC file number

801-137229

Source date

September 4, 2026
ALIGNED PARTNERS VENTURE SERVICES LLC
Exempt reporting adviser

SEC file number

802-130153

Source date

February 21, 2026
ALIGNMENT DEBT HOLDINGS 1, LLC
Exempt reporting adviser

SEC file number

802-113831

Source date

March 30, 2026
ALIGNMENT FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-127444

Source date

March 25, 2026
ALIGNMENT GROWTH MANAGEMENT LLC
Investment adviser

SEC file number

801-133893

Source date

March 2, 2026
ALIMENT CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-110857

Source date

May 28, 2026
ALINDA CAPITAL PARTNERS LTD
Investment adviser

SEC file number

801-74039

Source date

March 31, 2026
ALINEA ADVISORY SERVICES LLC
Investment adviser

SEC file number

801-120032

Source date

September 1, 2026
ALINOR CAPITAL MANAGEMENT LLP
Exempt reporting adviser

SEC file number

802-129778

Source date

May 27, 2026
ALISIO CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-137039

Source date

September 23, 2026
ALITER CAPITAL LLP
Exempt reporting adviser

SEC file number

802-119732

Source date

March 24, 2026
ALITHION CAPITAL MANAGEMENT PTE LTD
Exempt reporting adviser

SEC file number

802-108571

Source date

August 11, 2026
ALITUS PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-115017

Source date

March 30, 2026
ALIUS CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-136252

Source date

September 8, 2026
ALIVE VENTURES LLC
Exempt reporting adviser

SEC file number

802-113901

Source date

March 27, 2026
ALIYA CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-120065

Source date

August 24, 2026
ALJEN ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-130868

Source date

April 2, 2026
ALJIAN CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-78416

Source date

March 3, 2026
ALJZ CONSULTING, LLC
Investment adviser

SEC file number

801-135933

Source date

May 11, 2026
ALKA PARTNERS, LLC
Investment adviser

SEC file number

801-135107

Source date

April 2, 2026
ALKEME INVESTMENTS LLC
Investment adviser

SEC file number

801-130978

Source date

March 23, 2026
ALKEME WEALTH, LLC
Investment adviser

SEC file number

801-67719

Source date

March 31, 2026
ALKEMI GROWTH CAPITAL LLP
Exempt reporting adviser

SEC file number

802-117504

Source date

June 15, 2026
ALKEN ASSET MANAGEMENT LTD
Investment adviser

SEC file number

801-129474

Source date

June 24, 2026
ALKEON CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-60773

Source date

March 30, 2026
ALL ABOARD INVESTMENT MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-137561

Source date

September 21, 2026
ALL SEAS CAPITAL PARTNERS LTD
Exempt reporting adviser

SEC file number

802-122615

Source date

March 19, 2026
ALL STAR FINANCIAL LLC
Investment adviser

SEC file number

801-126834

Source date

February 6, 2026
ALL TERRAIN FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-109958

Source date

July 31, 2026
ALL VENTURE PARTNERS SC
Exempt reporting adviser

SEC file number

802-132286

Source date

March 18, 2026
ALLARD PARTNERS LIMITED
Investment adviser

SEC file number

801-66071

Source date

March 30, 2026
ALLARIA ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-125025

Source date

April 28, 2026
ALLEGHENY FINANCIAL GROUP
Investment adviser

SEC file number

801-12566

Source date

August 24, 2026
ALLEGHENY INVESTMENTS
Investment adviser

SEC file number

801-57662

Source date

May 15, 2026
ALLEGIANCE FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-121302

Source date

February 10, 2026
ALLEGIANCE FINANCIAL GROUP ADVISORY SERVICES LLC
Investment adviser

SEC file number

801-122267

Source date

May 21, 2026
ALLEGIANCE FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-122718

Source date

March 26, 2026
ALLEGIANT WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-130800

Source date

March 16, 2026