Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 2 of 95

7WIRE MANAGEMENT, L.P.
Exempt reporting adviser

SEC file number

802-110535

Source date

March 30, 2026
801 WEST CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-117086

Source date

March 30, 2026
8090 INDUSTRIES LLC
Exempt reporting adviser

SEC file number

802-132513

Source date

September 16, 2026
818 FAMILY OFFICE, LLC
Investment adviser

SEC file number

801-134787

Source date

May 19, 2026
818 WEALTH, LLC
Investment adviser

SEC file number

801-135389

Source date

March 23, 2026
83NORTH 2017, LTD.
Exempt reporting adviser

SEC file number

802-113022

Source date

March 19, 2026
8569606 CANADA INC.
Exempt reporting adviser

SEC file number

802-120240

Source date

September 29, 2025
8808 VENTURES LLC
Exempt reporting adviser

SEC file number

802-117594

Source date

March 27, 2026
888HZ MANAGEMENT PARTNERS LLC
Exempt reporting adviser

SEC file number

802-135710

Source date

February 26, 2026
8-BIT CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-123743

Source date

March 31, 2026
8FIGURES INC.
Investment adviser

SEC file number

801-134529

Source date

March 23, 2026
8TH STREET INVESTMENTS, LLC
Investment adviser

SEC file number

801-121413

Source date

March 14, 2026
9 STREAM CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-135468

Source date

March 6, 2026
903 PARTNERS LLC D/B/A CITYROCK VENTURE PARTNERS
Exempt reporting adviser

SEC file number

802-111032

Source date

March 31, 2026
917 ADVISORY SERVICES LLC
Investment adviser

SEC file number

801-130529

Source date

April 30, 2026
922 VENTURES MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-132418

Source date

March 20, 2026
93 FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-78076

Source date

March 23, 2026
9823 CAPITAL, LP
Investment adviser

SEC file number

801-127155

Source date

July 1, 2026
9YARDS CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-123773

Source date

March 31, 2026
A & I FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-69819

Source date

April 8, 2026
A BETTER WAY FINANCIAL, LLC
Investment adviser

SEC file number

801-136115

Source date

September 21, 2026
A CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-120740

Source date

March 24, 2026
A FIN MANAGEMENT LLC
Investment adviser

SEC file number

801-122021

Source date

March 22, 2026
A J FELDMAN FINANCIAL, LLC
Investment adviser

SEC file number

801-131716

Source date

February 17, 2026
A SLING & A STONE, INCORPORATED
Investment adviser

SEC file number

801-132007

Source date

July 15, 2026
A SMARTER WAY TO INVEST, INC.
Investment adviser

SEC file number

801-110895

Source date

March 17, 2026
A&M CAPITAL ADVISORS, LP
Investment adviser

SEC file number

801-77694

Source date

June 25, 2026
A&M PRIVATE WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-130473

Source date

March 24, 2026
A. J. PERRY & COMPANY, INC.
Investment adviser

SEC file number

801-134868

Source date

February 18, 2026
A. N. CULBERTSON & COMPANY, INC.
Investment adviser

SEC file number

801-43581

Source date

August 28, 2026
A.G. CAMPBELL ADVISORY, LLC
Investment adviser

SEC file number

801-80616

Source date

March 11, 2026
A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC
Investment adviser

SEC file number

801-70276

Source date

August 11, 2026
A.G.P. ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-135618

Source date

February 19, 2026
A.L. STUART INVESTMENTS, LLC
Exempt reporting adviser

SEC file number

802-114613

Source date

March 31, 2026
A.O. WEALTH ADVISORY,LLC
Investment adviser

SEC file number

801-120730

Source date

February 10, 2026
A.P. MOLLER CAPITAL P/S
Exempt reporting adviser

SEC file number

802-132248

Source date

March 31, 2026
A.R.T. ADVISORS, LLC
Investment adviser

SEC file number

801-73872

Source date

March 27, 2026
A.W. JONES ADVISORS, LLC
Investment adviser

SEC file number

801-73790

Source date

May 15, 2026
A1 MANAGEMENT CO. LLC
Exempt reporting adviser

SEC file number

802-128080

Source date

April 22, 2026
A100X FUND II ADVISOR LLC
Exempt reporting adviser

SEC file number

802-132693

Source date

March 26, 2026
A16Z CAPITAL MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-114985

Source date

March 30, 2026
A16Z PERENNIAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-127229

Source date

May 26, 2026
A3 CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-134726

Source date

June 23, 2026
A3/C PARTNERS LLP
Exempt reporting adviser

SEC file number

802-134699

Source date

October 6, 2025
A4 WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-125825

Source date

May 27, 2026
AA FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-125806

Source date

September 21, 2026
AABARIS FUND MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-127001

Source date

September 25, 2025
AAC BENELUX HOLDING BV
Exempt reporting adviser

SEC file number

802-78666

Source date

March 4, 2026
AACP INVESTMENTS, LLC
Investment adviser

SEC file number

801-122248

Source date

June 9, 2026
AAF WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-76885

Source date

March 5, 2026
AAFMC LLC
Exempt reporting adviser

SEC file number

802-111984

Source date

April 13, 2026
AARION MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-136366

Source date

August 18, 2026
AARON WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-113938

Source date

September 15, 2026
AAVIN EQUITY ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-79349

Source date

March 9, 2026
AAVISHKAAR VENTURE MANAGEMENT SERVICES PRIVATE LIMITED
Exempt reporting adviser

SEC file number

802-112439

Source date

June 20, 2025
AB BROADLY SYNDICATED LOAN MANAGER LLC
Investment adviser

SEC file number

801-119242

Source date

March 30, 2026
AB CARVAL INVESTORS, LP
Investment adviser

SEC file number

801-71932

Source date

September 25, 2026
AB CUSTOM ALTERNATIVE SOLUTIONS LLC
Investment adviser

SEC file number

801-60159

Source date

March 30, 2026
AB PRIVATE CREDIT INVESTORS LLC
Investment adviser

SEC file number

801-80389

Source date

September 4, 2026
AB2 CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-123317

Source date

February 26, 2026
ABAC CAPITAL MANAGER, SGEIC, S.A.U.
Exempt reporting adviser

SEC file number

802-122768

Source date

March 26, 2026
ABAC CAPITAL S.L.
Exempt reporting adviser

SEC file number

802-108303

Source date

March 26, 2026
ABAC SOLUTIONS MANAGER S.A.R.L.
Exempt reporting adviser

SEC file number

802-108313

Source date

March 27, 2026
ABACUS CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-132208

Source date

March 30, 2026
ABACUS CAPITAL GROUP LLC
Investment adviser

SEC file number

801-73161

Source date

March 30, 2026
ABACUS EQUITY PARTNERS LLC
Exempt reporting adviser

SEC file number

802-132540

Source date

March 19, 2026
ABACUS FCF ADVISORS LLC
Investment adviser

SEC file number

801-72450

Source date

August 20, 2026
ABACUS INVESTMENTS LLC
Investment adviser

SEC file number

801-128617

Source date

April 1, 2025
ABACUS PLANNING GROUP, INC.
Investment adviser

SEC file number

801-55414

Source date

April 13, 2026
ABACUS WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-62557

Source date

July 7, 2026
ABAKKUS ASSET MANAGER PRIVATE LIMITED
Exempt reporting adviser

SEC file number

802-116967

Source date

June 29, 2026
ABAX GLOBAL CAPITAL (HONG KONG) LIMITED
Exempt reporting adviser

SEC file number

802-75930

Source date

March 20, 2026
ABBEY CAPITAL LIMITED
Investment adviser

SEC file number

801-71322

Source date

January 13, 2026
ABBEY STREET, LLC
Investment adviser

SEC file number

801-117454

Source date

March 18, 2026
ABBINGTON INVESTMENT GROUP, LLC
Investment adviser

SEC file number

801-129540

Source date

March 10, 2026
ABBONDANDOLO WEALTH MANAGEMENT CORP
Investment adviser

SEC file number

801-79209

Source date

July 24, 2026
ABBOT FINANCIAL MANAGEMENT, INC
Investment adviser

SEC file number

801-19944

Source date

September 24, 2026
ABBOTT CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-27914

Source date

July 16, 2026
ABC ARBITRAGE ASSET MANAGEMENT S.A.
Exempt reporting adviser

SEC file number

802-74746

Source date

March 25, 2026
ABDIEL CAPITAL ADVISORS, LP
Investment adviser

SEC file number

801-100459

Source date

May 27, 2026
ABEL FINANCIAL MANAGEMENT CO.
Investment adviser

SEC file number

801-132094

Source date

January 30, 2026
ABEL HALL, LLC
Investment adviser

SEC file number

801-116674

Source date

February 27, 2026
ABENS FINANCIAL SERVICES INC
Investment adviser

SEC file number

801-135938

Source date

March 23, 2026
ABERDARE MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-76128

Source date

February 3, 2026
ABERDEEN WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-57736

Source date

March 11, 2026
ABERFORTH PARTNERS LLP
Exempt reporting adviser

SEC file number

802-130919

Source date

July 16, 2026
ABERNATHY GROUP II LLC
Investment adviser

SEC file number

801-71255

Source date

March 4, 2026
ABF INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-131423

Source date

March 27, 2026
ABG & CO INVESTMENT MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-137511

Source date

September 14, 2026
ABG CONSULTANTS, LLC
Investment adviser

SEC file number

801-69619

Source date

August 31, 2026
ABICH FINANCIAL WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-128570

Source date

March 30, 2026
ABINGER PARTNERS LLC
Exempt reporting adviser

SEC file number

802-135900

Source date

March 20, 2026
ABL WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-129381

Source date

April 28, 2026
ABLE FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-127165

Source date

March 19, 2026
ABLE RESEARCH TECHNOLOGY LTD
Exempt reporting adviser

SEC file number

802-133950

Source date

July 3, 2025
ABLE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-128199

Source date

June 16, 2026
ABLES, IANNONE, MOORE & ASSOCIATES, INC.
Investment adviser

SEC file number

801-108916

Source date

January 15, 2026
ABNER HERRMAN & BROCK, LLC
Investment adviser

SEC file number

801-17402

Source date

June 9, 2026
AB�NEX CAPITAL
Exempt reporting adviser

SEC file number

802-126323

Source date

March 31, 2026
ABOUND WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-108697

Source date

September 14, 2026
ABR CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-71583

Source date

May 12, 2026
ABR DYNAMIC FUNDS, LLC
Investment adviser

SEC file number

801-80044

Source date

June 9, 2026
ABRA CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-129529

Source date

March 31, 2026
ABRAHAM & CO., INC.
Investment adviser

SEC file number

801-135095

Source date

February 25, 2026
ABRAHAM TRADING, LP
Investment adviser

SEC file number

801-122144

Source date

March 12, 2026
ABRAMS BISON INVESTMENTS, L.L.C.
Investment adviser

SEC file number

801-65657

Source date

May 21, 2026
ABRAMS CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-73167

Source date

March 25, 2026
ABRDN ASIA LIMITED
Investment adviser

SEC file number

801-62020

Source date

June 22, 2026
ABRDN INC.
Investment adviser

SEC file number

801-49966

Source date

March 26, 2026
ABRDN INVESTMENTS IRELAND LIMITED
Exempt reporting adviser

SEC file number

802-116839

Source date

March 27, 2026
ABRDN INVESTMENTS LIMITED
Investment adviser

SEC file number

801-75074

Source date

May 18, 2026
ABRDN INVESTMENTS LUXEMBOURG SA
Exempt reporting adviser

SEC file number

802-75108

Source date

July 6, 2026
ABRI LLC
Investment adviser

SEC file number

801-135476

Source date

August 28, 2026
ABRIDGE PARTNERS, LLC
Investment adviser

SEC file number

801-68497

Source date

March 23, 2026
ABRIS CAPITAL PARTNERS LIMITED
Exempt reporting adviser

SEC file number

802-75261

Source date

April 3, 2026
ABRY PARTNERS II, LLC
Investment adviser

SEC file number

801-74147

Source date

March 31, 2026
ABRY PARTNERS III, LLC
Investment adviser

SEC file number

801-129126

Source date

March 31, 2026
ABRY PARTNERS, LLC
Investment adviser

SEC file number

801-74146

Source date

March 31, 2026
ABS CP, INC.
Exempt reporting adviser

SEC file number

802-120643

Source date

March 26, 2026
ABS INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-62188

Source date

June 25, 2026
ABS LEGACY PARTNERS, LLC
Investment adviser

SEC file number

801-127615

Source date

March 5, 2026
ABSHER WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-117177

Source date

May 20, 2026
ABSOLUTE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-61336

Source date

June 3, 2026
ABSOLUTE INVESTMENT ADVISERS, LLC
Investment adviser

SEC file number

801-63488

Source date

March 27, 2026
ABSOLUTE STRATEGIES LLC
Exempt reporting adviser

SEC file number

802-135980

Source date

March 25, 2026
ABSOLUTE STRATEGY RESEARCH SERVICES, INC
Investment adviser

SEC file number

801-77227

Source date

March 31, 2026
ABSTRACTION CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-131122

Source date

March 29, 2026
ABUNDANCE WEALTH COUNSELORS, LLC
Investment adviser

SEC file number

801-60373

Source date

February 23, 2026
ABUNDANT WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-133707

Source date

April 23, 2026
ABUNDANT WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-134612

Source date

March 12, 2026
ABUNDO WEALTH INC.
Investment adviser

SEC file number

801-122364

Source date

July 8, 2026
ABVEN SERVICES, INC.
Exempt reporting adviser

SEC file number

802-81191

Source date

March 31, 2026
AC CAPITAL MANAGEMENT LLC D/B/A HALMOS CAPITAL PARTNERS LLC
Exempt reporting adviser

SEC file number

802-111002

Source date

March 30, 2026
AC FUNDS, LLC
Investment adviser

SEC file number

801-119975

Source date

March 25, 2026
AC INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-66922

Source date

March 31, 2026
ACA II ADVISORS, LLC
Investment adviser

SEC file number

801-73455

Source date

July 12, 2026
ACA MANAGER (MAURITIUS) LIMITED
Exempt reporting adviser

SEC file number

802-108134

Source date

April 3, 2026
ACA/PRUDENT INVESTORS PLANNING CORPORATION
Investment adviser

SEC file number

801-56596

Source date

March 26, 2026
ACACIA ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-111080

Source date

June 3, 2026
ACACIA GROVE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-136687

Source date

August 21, 2026
ACACIA PARTNERS, LLC
Investment adviser

SEC file number

801-128437

Source date

March 13, 2026
ACADEMY ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-125719

Source date

February 10, 2026
ACADEMY CAPITAL MANAGEMENT
Investment adviser

SEC file number

801-27836

Source date

March 10, 2026
ACADIA INFRASTRUCTURE CAPITAL LP
Investment adviser

SEC file number

801-130205

Source date

March 31, 2026
ACADIA LEGACY GROUP, LLC
Investment adviser

SEC file number

801-123713

Source date

March 16, 2026
ACADIAN ASSET MANAGEMENT (AUSTRALIA) LIMITED
Investment adviser

SEC file number

801-126450

Source date

March 27, 2026
ACADIAN ASSET MANAGEMENT (SINGAPORE) PTE LTD
Investment adviser

SEC file number

801-127794

Source date

March 31, 2026
ACADIAN ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-28078

Source date

August 10, 2026
ACADIAN VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-136503

Source date

May 15, 2026
ACANSA INVESTMENT MANAGEMENT GROUP, LLC
Investment adviser

SEC file number

801-121275

Source date

March 27, 2026
ACAP ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-118117

Source date

March 20, 2026
ACAS, LLC
Investment adviser

SEC file number

801-110370

Source date

March 31, 2026
ACASTA PARTNERS UK LLP
Investment adviser

SEC file number

801-134119

Source date

June 29, 2026
ACASTA PARTNERS US LLC
Investment adviser

SEC file number

801-134118

Source date

February 12, 2026
ACCEL LONDON MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-79649

Source date

March 31, 2026
ACCEL MANAGEMENT CO. L.L.C
Investment adviser

SEC file number

801-131163

Source date

March 30, 2026
ACCEL PARTNERS MANAGEMENT, LLP
Exempt reporting adviser

SEC file number

802-75637

Source date

March 27, 2026
ACCEL WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-108814

Source date

August 4, 2026
ACCELAR, INC.
Investment adviser

SEC file number

801-121438

Source date

June 10, 2025
ACCELERATE INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-127772

Source date

September 3, 2026
ACCELERATE INVESTMENT GROUP HOLDINGS LLC
Exempt reporting adviser

SEC file number

802-137080

Source date

July 14, 2026
ACCELERATED WEALTH ADVISORS LLC
Investment adviser

SEC file number

801-108636

Source date

May 5, 2026
ACCELFOODS PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-110155

Source date

March 30, 2026
ACCELMED PARTNERS II MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-118902

Source date

May 6, 2026
ACCELR8 MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132544

Source date

March 27, 2026
ACCENT CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-123583

Source date

March 2, 2026
ACCENT EQUITY AB
Exempt reporting adviser

SEC file number

802-121307

Source date

April 3, 2025
ACCENT EQUITY PARTNERS AB
Exempt reporting adviser

SEC file number

802-76150

Source date

April 3, 2025
ACCENT EQUITY VII MANAGER AB
Exempt reporting adviser

SEC file number

802-128831

Source date

April 3, 2025
ACCESS CAPITAL ADVISORS (GUERNSEY)LTD
Exempt reporting adviser

SEC file number

802-75393

Source date

March 31, 2026
ACCESS CAPITAL PARTNERS S.A.
Exempt reporting adviser

SEC file number

802-130667

Source date

March 31, 2026
ACCESS EQUITY MANAGEMENT LIMITED
Investment adviser

SEC file number

801-107368

Source date

June 29, 2026
ACCESS FIDUCIARY SERVICES, LLC
Investment adviser

SEC file number

801-136546

Source date

August 11, 2026
ACCESS FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-48092

Source date

March 18, 2026
ACCESS FINANCIAL RESOURCES INC.
Investment adviser

SEC file number

801-58103

Source date

April 30, 2026
ACCESS FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-66457

Source date

February 12, 2026
ACCESS HOLDINGS MANAGEMENT COMPANY LLC
Investment adviser

SEC file number

801-114018

Source date

March 26, 2026
ACCESS INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-126503

Source date

February 18, 2026
ACCESS MANAGEMENT COMPANY, INC.
Exempt reporting adviser

SEC file number

802-111958

Source date

March 31, 2025
ACCESS REAL ESTATE, LLC
Investment adviser

SEC file number

801-135637

Source date

September 11, 2026
ACCESS SOFTEK ADVISORY SERVICES, LLC
Investment adviser

SEC file number

801-116873

Source date

February 17, 2026
ACCESS VENTURES CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-136969

Source date

July 15, 2026
ACCESS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-135370

Source date

April 20, 2026
ACCESS WEALTH PLANNING, LLC
Investment adviser

SEC file number

801-60406

Source date

March 24, 2026
ACCION IMPACT MANAGEMENT LLC
Investment adviser

SEC file number

801-124983

Source date

March 28, 2026
ACCOLADE CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-74190

Source date

July 23, 2026
ACCOLADE INVESTMENT ADVISORY, LLC
Investment adviser

SEC file number

801-68695

Source date

August 6, 2026
ACCOMPLICE MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-96267

Source date

March 30, 2026
ACCORD EQUITY ADVISORS LLC
Investment adviser

SEC file number

801-127245

Source date

September 18, 2026
ACCORDANT ADVISORY GROUP, INC.
Investment adviser

SEC file number

801-111762

Source date

August 26, 2026
ACCORDANT INVESTMENTS LLC
Investment adviser

SEC file number

801-128031

Source date

March 25, 2026
ACCOUNT MANAGEMENT, LLC
Investment adviser

SEC file number

801-3548

Source date

February 27, 2026
ACCOUNTANTS PROPRIETARY FINANCIAL SERVICENET, LLC
Investment adviser

SEC file number

801-62457

Source date

December 11, 2025
ACCREDITED INVESTOR SERVICES, LLC
Investment adviser

SEC file number

801-132984

Source date

March 23, 2026
ACCREDITED INVESTORS INC
Investment adviser

SEC file number

801-33659

Source date

August 6, 2026
ACCRETE MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-134448

Source date

September 11, 2026
ACCRETIVE CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-74671

Source date

February 24, 2026
ACCRETIVE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-118792

Source date

June 8, 2026
ACCRETIVE WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-117780

Source date

June 2, 2026
ACCRETIVE, LLC
Exempt reporting adviser

SEC file number

802-121620

Source date

March 30, 2026
ACCRUED EQUITIES INC.
Investment adviser

SEC file number

801-15504

Source date

March 10, 2026
ACCUMULATOR OPERATIONS LLC
Investment adviser

SEC file number

801-135838

Source date

April 1, 2026
ACCUMULUS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-74340

Source date

February 26, 2026
ACCURATE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-117600

Source date

July 31, 2026
ACCUVEST GLOBAL ADVISORS, INC.
Investment adviser

SEC file number

801-68887

Source date

April 7, 2026
ACE & COMPANY NEW YORK, INC.
Investment adviser

SEC file number

801-117713

Source date

April 1, 2026
ACE REDPOINT MANAGEMENT COMPANY, LTD.
Exempt reporting adviser

SEC file number

802-110335

Source date

March 30, 2026
ACELERADORA 500 LUCHADORES S.A., DE C.V.
Exempt reporting adviser

SEC file number

802-112803

Source date

March 27, 2026
ACEQUIA CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-96204

Source date

March 31, 2026
ACER TREE INVESTMENT MANAGEMENT LLP
Exempt reporting adviser

SEC file number

802-127555

Source date

June 8, 2026
ACERO CAPITAL GROWTH MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-119379

Source date

March 23, 2026
ACERO CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-75012

Source date

March 23, 2026
ACHIEVE CAPITAL LLC
Exempt reporting adviser

SEC file number

802-137102

Source date

July 16, 2026
ACHIEVE PARTNERS MANAGEMENT, LLC
Investment adviser

SEC file number

801-114619

Source date

March 31, 2026
ACIES INVESTMENTS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-130010

Source date

February 6, 2026
ACIMA PRIVATE WEALTH LLC
Investment adviser

SEC file number

801-110385

Source date

April 20, 2026
ACION PARTNERS LIMITED
Exempt reporting adviser

SEC file number

802-118388

Source date

September 15, 2026
ACK ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-71844

Source date

March 13, 2026
ACKER FINLEY ASSET MANAGEMENT USA INC.
Investment adviser

SEC file number

801-56769

Source date

April 15, 2026
ACKERMAN ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-114891

Source date

March 30, 2026
ACKERMAN CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-61595

Source date

March 31, 2026
ACM ADVISORS, LLC
Investment adviser

SEC file number

801-126290

Source date

March 30, 2026
ACM MANAGEMENT COMPANY, LLC
Investment adviser

SEC file number

801-107667

Source date

March 31, 2026
ACME CREDIT PARTNERS LLC
Investment adviser

SEC file number

801-129664

Source date

March 18, 2026
ACME JACK INVESTMENTS, LLC
Investment adviser

SEC file number

801-129888

Source date

June 16, 2026
ACME, LLC
Investment adviser

SEC file number

801-110041

Source date

March 27, 2026
ACON EQUITY MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-74406

Source date

September 1, 2026
ACON INVESTMENTS MANAGEMENT, LLC
Investment adviser

SEC file number

801-74421

Source date

September 1, 2026
ACON LATAM MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-74408

Source date

September 1, 2026
ACORE CAPITAL, LP
Investment adviser

SEC file number

801-95178

Source date

April 13, 2026
ACORN ADVISORY CAPITAL, L.P.
Investment adviser

SEC file number

801-63741

Source date

March 19, 2026
ACORN ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-135439

Source date

July 6, 2026
ACORN CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-120833

Source date

March 19, 2026
ACORN CREEK CAPITAL LLC
Investment adviser

SEC file number

801-127661

Source date

July 6, 2026
ACORN FINANCIAL ADVISORY SERVICES, INC.
Investment adviser

SEC file number

801-66477

Source date

June 15, 2026
ACORN GROWTH COMPANIES, LC
Investment adviser

SEC file number

801-110106

Source date

May 21, 2026
ACORN PACIFIC VENTURES, LLC
Exempt reporting adviser

SEC file number

802-100422

Source date

March 29, 2026
ACORN WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-79211

Source date

June 11, 2026
ACORNS ADVISERS, LLC
Investment adviser

SEC file number

801-78602

Source date

August 3, 2026
ACP CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-122849

Source date

March 30, 2026
ACP CREDIT MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132865

Source date

March 30, 2026
ACP GROUP, LLC
Exempt reporting adviser

SEC file number

802-134466

Source date

March 30, 2026
ACP VENTURE CAPITAL MANAGEMENT FUND LLC
Investment adviser

SEC file number

801-136894

Source date

August 11, 2026
ACPE SERVICES S.A.
Exempt reporting adviser

SEC file number

802-77830

Source date

March 26, 2026
ACQUIRERS FUNDS, LLC
Investment adviser

SEC file number

801-114448

Source date

February 6, 2026
ACR ALPINE CAPITAL RESEARCH, LLC
Investment adviser

SEC file number

801-60694

Source date

June 24, 2026
ACRE CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-129844

Source date

May 12, 2026
ACRE MANAGER, LLC
Investment adviser

SEC file number

801-121950

Source date

March 31, 2026
ACRES CAPITAL, LLC
Investment adviser

SEC file number

801-106763

Source date

July 30, 2026
ACREW CAPITAL MANAGEMENT, L.P.
Exempt reporting adviser

SEC file number

802-118248

Source date

March 30, 2026