Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 31 of 95

EQV CAPITAL, L.P.
Exempt reporting adviser

SEC file number

802-132862

Source date

March 31, 2026
ERA FINANCIAL ADVISORS LLC
Investment adviser

SEC file number

801-134093

Source date

April 21, 2026
ERA GLOBAL TECHNOLOGIES LLC
Investment adviser

SEC file number

801-135818

Source date

April 6, 2026
ERA PARTNERS LLC
Investment adviser

SEC file number

801-119815

Source date

March 31, 2026
ERA VENTURES MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-126886

Source date

March 20, 2026
ERBEN ASSOCIATES, LLC
Investment adviser

SEC file number

801-114578

Source date

March 25, 2026
EREZ ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-132310

Source date

August 28, 2026
ERGAWEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-123353

Source date

March 27, 2026
ERGUZ, LLC
Investment adviser

SEC file number

801-78230

Source date

March 3, 2026
ERICKSON FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-120774

Source date

February 26, 2026
ERIE STREET GROWTH PARTNERS MANAGEMENT COMPANY, LLC
Investment adviser

SEC file number

801-136926

Source date

June 29, 2026
ERISA ADVISERS, INC.
Investment adviser

SEC file number

801-130090

Source date

March 20, 2026
ERN FINANCIAL, LLC
Investment adviser

SEC file number

801-113774

Source date

April 8, 2026
ERNST & YOUNG INVESTMENT ADVISERS LLP
Investment adviser

SEC file number

801-48596

Source date

September 11, 2026
ERVIN INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-114584

Source date

March 27, 2026
ES SAVYON VENTURES MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-129149

Source date

February 26, 2026
ESCAPE VELOCITY CAPITAL LLC
Exempt reporting adviser

SEC file number

802-133796

Source date

April 2, 2026
ESCHATON OPPORTUNITIES FUND MANAGEMENT LP
Investment adviser

SEC file number

801-117064

Source date

March 24, 2026
ESCHLER ASSET MANAGEMENT LLP
Investment adviser

SEC file number

801-120071

Source date

July 2, 2026
ESCP MGMT LLC
Exempt reporting adviser

SEC file number

802-118579

Source date

March 17, 2026
ESHEL SPRING LLC
Investment adviser

SEC file number

801-135276

Source date

January 14, 2026
ESM MANAGEMENT LLC
Investment adviser

SEC file number

801-70456

Source date

March 19, 2026
ESMEB INCORPORATED
Investment adviser

SEC file number

801-134951

Source date

June 12, 2026
ESO MANAGEMENT SERVICES LLC
Investment adviser

SEC file number

801-111813

Source date

March 26, 2026
ESOTERICA CAPITAL LLC
Investment adviser

SEC file number

801-117617

Source date

February 4, 2026
ESP INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-117556

Source date

March 26, 2026
ESPLANADE CAPITAL LLC
Exempt reporting adviser

SEC file number

802-124773

Source date

February 6, 2026
ESPRESSO CAPITAL ADVISORS INC.
Investment adviser

SEC file number

801-128500

Source date

March 30, 2026
ESPT VENTURES LLC
Exempt reporting adviser

SEC file number

802-132402

Source date

February 11, 2026
ESR FUND MANAGEMENT (AREP ASIA II) LIMITED
Exempt reporting adviser

SEC file number

802-114687

Source date

March 30, 2026
ESR SINGAPORE PTE LTD
Exempt reporting adviser

SEC file number

802-79921

Source date

April 2, 2026
ESSENTIA FUND ADVISORS, LLC
Investment adviser

SEC file number

801-136689

Source date

June 8, 2026
ESSENTIAL CRYPTO EXCHANGE
Exempt reporting adviser

SEC file number

802-134639

Source date

September 26, 2025
ESSENTIAL INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-70121

Source date

March 30, 2026
ESSENTIAL PARTNERS LLC
Investment adviser

SEC file number

801-126327

Source date

March 30, 2026
ESSENTIAL PLANNING, LLC
Investment adviser

SEC file number

801-51363

Source date

March 23, 2026
ESSEX FINANCIAL SERVICES, INC.
Investment adviser

SEC file number

801-62242

Source date

August 25, 2026
ESSEX INVESTMENT MANAGEMENT COMPANY, LLC
Investment adviser

SEC file number

801-55496

Source date

March 30, 2026
ESSEX LLC
Investment adviser

SEC file number

801-54274

Source date

January 29, 2026
ESSEX PRIVATE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-108702

Source date

June 11, 2026
ESSEX RIDGE CAPITAL GROUP, LLC
Investment adviser

SEC file number

801-68600

Source date

February 11, 2026
ESSEX WOODLANDS MANAGEMENT, INC.
Investment adviser

SEC file number

801-73888

Source date

May 12, 2026
ESTABROOK CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-62452

Source date

March 27, 2026
ESTANCIA CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-77521

Source date

June 11, 2026
ESTATE & TRUST ADVISORS, INC.
Investment adviser

SEC file number

801-67028

Source date

March 16, 2026
ESTATE COUNSELORS, LLC
Investment adviser

SEC file number

801-62584

Source date

September 18, 2026
ESTATE MANAGEMENT COUNSELORS,LLC
Investment adviser

SEC file number

801-113235

Source date

March 5, 2026
ESTUARY CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-127043

Source date

March 24, 2026
ETA CAPITAL FUND MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-135203

Source date

May 18, 2026
ETA EQUITY MANAGEMENT
Exempt reporting adviser

SEC file number

802-133761

Source date

March 19, 2026
ETERNA GP LLC
Exempt reporting adviser

SEC file number

802-135222

Source date

February 16, 2026
ETERNA PARTNERS LLC
Exempt reporting adviser

SEC file number

802-137558

Source date

September 21, 2026
ETERNAL CAPITAL, LLC
Investment adviser

SEC file number

801-135366

Source date

June 18, 2026
ETERNAL DIGITAL FUND LTD.
Exempt reporting adviser

SEC file number

802-134722

Source date

October 9, 2025
ETESIAN WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-70785

Source date

March 17, 2026
ETF MODEL SOLUTIONS, LLC
Investment adviser

SEC file number

801-80785

Source date

August 27, 2026
ETF PORTFOLIO PARTNERS, INC.
Investment adviser

SEC file number

801-80946

Source date

January 23, 2026
ETH CORP.
Exempt reporting adviser

SEC file number

802-74502

Source date

March 24, 2026
ETHEREAL VENTURES MANAGEMENT LTD.
Exempt reporting adviser

SEC file number

802-126456

Source date

March 23, 2026
ETHIC INC.
Investment adviser

SEC file number

801-107290

Source date

August 28, 2026
ETHOS CAPITAL LP
Investment adviser

SEC file number

801-120054

Source date

March 31, 2026
ETHOS CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-132170

Source date

April 16, 2026
ETHOS FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-125779

Source date

August 12, 2026
ETHOS INVESTMENT ADVISORY GROUP LLC
Investment adviser

SEC file number

801-137037

Source date

August 13, 2026
ETHOS INVESTMENT MANAGEMENT LP
Exempt reporting adviser

SEC file number

802-123477

Source date

March 30, 2026
ETHOS MANAGER LLC
Exempt reporting adviser

SEC file number

802-119704

Source date

March 25, 2026
ETHOS MID - MARKET FUND I PROPRIETARY LTD
Exempt reporting adviser

SEC file number

802-113881

Source date

September 26, 2025
ETHOS PRIVATE EQUITY (PTY) LIMITED
Exempt reporting adviser

SEC file number

802-75614

Source date

September 26, 2025
ETON ADVISORS GROUP, LLC
Investment adviser

SEC file number

801-111042

Source date

August 14, 2026
ETORO USA ADVISERS INC.
Investment adviser

SEC file number

801-134641

Source date

July 22, 2026
ETRE LLC
Investment adviser

SEC file number

801-124815

Source date

March 26, 2026
ETZ ADVISORY, LLC
Investment adviser

SEC file number

801-132134

Source date

July 8, 2026
EUBANK, HUTSON & ASSOCIATES, LLC
Investment adviser

SEC file number

801-96245

Source date

February 9, 2026
EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC
Investment adviser

SEC file number

801-44694

Source date

September 1, 2026
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC
Investment adviser

SEC file number

801-72806

Source date

March 2, 2026
EUDAIMONIA ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-114588

Source date

March 31, 2026
EUDAIMONIA WEALTH LLC
Investment adviser

SEC file number

801-132075

Source date

March 2, 2026
EUKLES ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-80915

Source date

March 20, 2026
EULAV ASSET MANAGEMENT
Investment adviser

SEC file number

801-72140

Source date

July 16, 2026
EULER ILS PARTNERS LTD
Exempt reporting adviser

SEC file number

802-112097

Source date

March 31, 2026
EUPHRATES ADVISORS LLC
Investment adviser

SEC file number

801-126113

Source date

March 10, 2026
EURAZEO INFRASTRUCTURE PARTNERS
Exempt reporting adviser

SEC file number

802-131009

Source date

March 31, 2026
EURAZEO NORTH AMERICA, INC.
Investment adviser

SEC file number

801-116791

Source date

September 21, 2026
EUREKA EQUITY PARTNERS, L.P.
Investment adviser

SEC file number

801-74259

Source date

March 27, 2026
EURO PACIFIC ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-71199

Source date

July 31, 2026
EUROCAPITAL ADVISORS, INC
Investment adviser

SEC file number

801-63396

Source date

March 4, 2026
EUROPA CAPITAL LIMITED LIABILITY PARTNERSHIP
Exempt reporting adviser

SEC file number

802-74820

Source date

June 16, 2026
EV MANAGEMENT CO, LLC
Exempt reporting adviser

SEC file number

802-114991

Source date

March 30, 2026
EV PRIVATE INVESTMENTS LLC
Exempt reporting adviser

SEC file number

802-126041

Source date

March 13, 2026
EV3 VENTURES LLC
Exempt reporting adviser

SEC file number

802-126627

Source date

March 25, 2026
EVANS INVESTMENT ADVISORS, L.L.C.
Investment adviser

SEC file number

801-69405

Source date

March 26, 2026
EVANSBROOK LLC
Investment adviser

SEC file number

801-128734

Source date

March 9, 2026
EVANSON FINANCIAL, LLC
Investment adviser

SEC file number

801-135448

Source date

September 2, 2026
EVANSTON CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-61115

Source date

March 27, 2026
EVANTIC CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-134468

Source date

March 30, 2026
EVE PARTNERS, LLC
Investment adviser

SEC file number

801-134534

Source date

May 15, 2026
EVEN HERD LLC
Investment adviser

SEC file number

801-129721

Source date

March 30, 2026
EVENSKY & KATZ, LLC
Investment adviser

SEC file number

801-60104

Source date

March 19, 2026
EVENT CAPITAL STRATEGIES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-129701

Source date

March 28, 2025
EVENTIDE ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-69154

Source date

March 27, 2026
EVER GREEN WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-117694

Source date

March 6, 2026
EVERCORE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-69645

Source date

March 31, 2026
EVEREST FINANCIAL GROUP LLC
Investment adviser

SEC file number

801-67635

Source date

March 30, 2026
EVEREST PRIVATE WEALTH
Investment adviser

SEC file number

801-120900

Source date

March 10, 2026
EVEREST WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-80718

Source date

February 11, 2026
EVERETT HARRIS & CO
Investment adviser

SEC file number

801-853

Source date

March 9, 2026
EVERGLADES GLOBAL ADVISORS LLC
Exempt reporting adviser

SEC file number

802-130204

Source date

March 31, 2026
EVERGREEN ADVISORS, LLC
Investment adviser

SEC file number

801-70106

Source date

March 31, 2026
EVERGREEN CAPITAL ASSOCIATES LLC
Investment adviser

SEC file number

801-128686

Source date

March 28, 2026
EVERGREEN CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-20248

Source date

March 26, 2026
EVERGREEN INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-64078

Source date

May 1, 2026
EVERGREEN PRIVATE WEALTH LLC
Investment adviser

SEC file number

801-127283

Source date

February 24, 2026
EVERGREEN VENTURE PARTNERS LTD
Exempt reporting adviser

SEC file number

802-76003

Source date

June 3, 2026
EVERGREEN WEALTH ADVISORS
Investment adviser

SEC file number

801-129001

Source date

September 16, 2026
EVERGREEN WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-125737

Source date

March 20, 2026
EVERGREEN WEALTH PARTNERS LLC
Investment adviser

SEC file number

801-132887

Source date

March 2, 2026
EVERHART FINANCIAL GROUP INC
Investment adviser

SEC file number

801-50786

Source date

September 24, 2026
EVERKEY FINANCIAL LLC
Investment adviser

SEC file number

801-135902

Source date

March 19, 2026
EVERLANE EQUITY PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-130013

Source date

March 31, 2026
EVERLONG CAPITAL FUND MANAGEMENT, LP
Investment adviser

SEC file number

801-136836

Source date

June 25, 2026
EVERMAY WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-70170

Source date

August 11, 2026
EVERMONT WEALTH, INC.
Investment adviser

SEC file number

801-118797

Source date

March 13, 2026
EVERPAR ADVISORS LLC
Investment adviser

SEC file number

801-128638

Source date

September 21, 2026
EVERPEAK CAPITAL GROUP, LLC
Exempt reporting adviser

SEC file number

802-134602

Source date

June 18, 2026
EVERSEPT PARTNERS, L.P.
Investment adviser

SEC file number

801-108771

Source date

March 31, 2026
EVERSIDE CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-114393

Source date

July 22, 2026
EVERSOURCE WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-119192

Source date

September 25, 2026
EVERSTAR ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-128838

Source date

May 4, 2026
EVERSTONE CAPITAL ASIA PTE. LTD.
Exempt reporting adviser

SEC file number

802-74782

Source date

May 26, 2026
EVERSTONE CAPITAL MANAGEMENT
Exempt reporting adviser

SEC file number

802-74858

Source date

April 21, 2026
EVERSTREAM ENERGY CAPITAL ADVISERS, LLC
Exempt reporting adviser

SEC file number

802-124839

Source date

March 26, 2026
EVERTERN WEALTH, LLC
Investment adviser

SEC file number

801-135576

Source date

September 2, 2026
EVERTRUST GROUP INC
Exempt reporting adviser

SEC file number

802-135263

Source date

January 6, 2026
EVERVIEW PARTNERS, L.P.
Investment adviser

SEC file number

801-132080

Source date

March 27, 2026
EVERWEST ADVISORS LLC
Investment adviser

SEC file number

801-78724

Source date

March 31, 2026
EVERY SECURITIES LLC
Investment adviser

SEC file number

801-131410

Source date

March 27, 2026
EVESTIA LLC
Investment adviser

SEC file number

801-121180

Source date

April 1, 2026
EVEXIA WEALTH, LLC
Investment adviser

SEC file number

801-126957

Source date

May 20, 2026
EVIDITY CAPITAL LLC
Exempt reporting adviser

SEC file number

802-110483

Source date

March 20, 2026
EVIO VENTURE CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-130533

Source date

March 17, 2026
EVOLUTION ADVISERS, INC.
Investment adviser

SEC file number

801-110783

Source date

April 28, 2026
EVOLUTION CREDIT PARTNERS MANAGEMENT, LLC
Investment adviser

SEC file number

801-112733

Source date

March 26, 2026
EVOLUTION EQUITY PARTNERS LLC
Exempt reporting adviser

SEC file number

802-124927

Source date

July 31, 2026
EVOLUTION INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-127005

Source date

May 19, 2026
EVOLUTION PRIVATE INVESTMENT COLLECTIVE LLC
Investment adviser

SEC file number

801-123204

Source date

August 27, 2026
EVOLUTION WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-111646

Source date

March 10, 2026
EVOLUTION WEALTH MANAGEMENT INC.
Investment adviser

SEC file number

801-131761

Source date

March 11, 2026
EVOLUTIONARY TREE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-119228

Source date

April 24, 2026
EVOLVE PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-131749

Source date

June 16, 2026
EVP CREDIT LLC
Exempt reporting adviser

SEC file number

802-134588

Source date

February 17, 2026
EVR RESEARCH LP
Investment adviser

SEC file number

801-121869

Source date

May 26, 2026
EVT FINANCIAL ADVISORS AG
Investment adviser

SEC file number

801-71927

Source date

May 18, 2026
EWA, LLC
Investment adviser

SEC file number

801-118806

Source date

August 6, 2026
E-WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-132328

Source date

April 23, 2026
EWING MORRIS & CO. INVESTMENT PARTNERS LTD.
Exempt reporting adviser

SEC file number

802-80406

Source date

February 26, 2026
EX/ANTE LLC
Exempt reporting adviser

SEC file number

802-128088

Source date

March 19, 2026
EXAGON IMPACT CAPITAL LLC
Exempt reporting adviser

SEC file number

802-132194

Source date

April 3, 2026
EXAMEN MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-129744

Source date

March 26, 2026
EXBORDER PARTNERS LLC
Exempt reporting adviser

SEC file number

802-134845

Source date

March 30, 2026
EXCALIBUR MANAGEMENT CORP
Investment adviser

SEC file number

801-39935

Source date

September 21, 2026
EXCEED ADVISORY LLC
Investment adviser

SEC file number

801-79958

Source date

February 19, 2026
EXCEL CAPITAL MANAGEMENT CORP
Investment adviser

SEC file number

801-124719

Source date

March 24, 2026
EXCEL FINANCIAL, LLC
Investment adviser

SEC file number

801-107211

Source date

August 19, 2026
EXCEL INVESTMENT (HK) LIMITED
Exempt reporting adviser

SEC file number

802-107047

Source date

March 25, 2026
EXCEL VENTURE MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-75323

Source date

March 6, 2026
EXCEL WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-114524

Source date

March 16, 2026
EXCELERATE HEALTH VENTURES LLC
Exempt reporting adviser

SEC file number

802-120587

Source date

March 5, 2026
EXCELL TECHNOLOGY VENTURES, INC.
Exempt reporting adviser

SEC file number

802-123041

Source date

January 5, 2026
EXCELLERE CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-67454

Source date

September 11, 2026
EXCELSIOR RENEWABLE ENERGY MANAGEMENT COMPANY LP
Investment adviser

SEC file number

801-121947

Source date

March 30, 2026
EXCEPTION CAPITAL LLP
Exempt reporting adviser

SEC file number

802-92180

Source date

March 30, 2026
EXCEPTIONAL CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-130023

Source date

February 8, 2026
EXCHANGE PLACE ADVISORS, LLC
Investment adviser

SEC file number

801-63511

Source date

March 25, 2026
EXCHANGE TRADED CONCEPTS, LLC
Investment adviser

SEC file number

801-70485

Source date

February 11, 2026
EXCLUSIVE RESOURCE MANAGEMENT LLC
Investment adviser

SEC file number

801-130618

Source date

March 12, 2026
EXCOLERE EQUITY PARTNERS, LLC
Investment adviser

SEC file number

801-129408

Source date

June 30, 2026
EXCOMP ASSET MANAGEMENT LTD
Investment adviser

SEC file number

801-43057

Source date

April 14, 2026
EXCORDE CAPITAL LLC
Investment adviser

SEC file number

801-137094

Source date

July 15, 2026
EXCYPHER EXCHANGE LTD
Exempt reporting adviser

SEC file number

802-134420

Source date

August 26, 2025
EXDS CAPITAL LLC
Investment adviser

SEC file number

801-134349

Source date

March 20, 2026
EXECUTIVE FINANCIAL SERVICES INC
Investment adviser

SEC file number

801-121895

Source date

March 28, 2026
EXETER CAPITAL, L.P.
Exempt reporting adviser

SEC file number

802-121155

Source date

March 31, 2026
EXETER VENTURE MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-75547

Source date

March 30, 2026
EXI INVESTMENT MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-135424

Source date

March 30, 2026
EXIGENT CAPITAL GROUP LTD.
Exempt reporting adviser

SEC file number

802-132323

Source date

March 27, 2026
EXIT WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-134540

Source date

March 25, 2026
EXODUS WEALTH, LLC
Investment adviser

SEC file number

801-101485

Source date

July 8, 2026
EXODUSPOINT CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-112901

Source date

August 19, 2026
EXOME ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-121896

Source date

March 27, 2026
EXOPTIO CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-137334

Source date

August 19, 2026
EXOS ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-137184

Source date

August 13, 2026
EXPA EC3 MGMT, LLC
Exempt reporting adviser

SEC file number

802-127862

Source date

March 31, 2026
EXPAND FINANCIAL GROUP, LLC
Investment adviser

SEC file number

801-134940

Source date

May 1, 2026
EXPAND FINANCIAL, LLC
Investment adviser

SEC file number

801-121644

Source date

September 23, 2026
EXPECT EQUITY LLC
Investment adviser

SEC file number

801-136902

Source date

June 29, 2026
EXPEDITION GROWTH CAPITAL LTD
Exempt reporting adviser

SEC file number

802-128795

Source date

June 26, 2026
EXPERIENCE YOUR WEALTH, LLC
Investment adviser

SEC file number

801-136693

Source date

July 16, 2026
EXPLORA S.A.
Exempt reporting adviser

SEC file number

802-78987

Source date

March 18, 2026
EXPLORADOR CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-121508

Source date

March 26, 2026
EXPLORE CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132691

Source date

March 30, 2026
EXPONENT PRIVATE EQUITY LLP
Exempt reporting adviser

SEC file number

802-75742

Source date

June 8, 2026
EXPONENT WEALTH LLC
Investment adviser

SEC file number

801-137187

Source date

July 29, 2026
EXPONENTIAL INVESTMENTS CO., LTD.
Exempt reporting adviser

SEC file number

802-135452

Source date

January 29, 2026
EXPONENTIAL ZAISAN PARTNERS, LLC
Exempt reporting adviser

SEC file number

802-127418

Source date

March 3, 2026
EXPRESSIVE WEALTH LLC
Investment adviser

SEC file number

801-129561

Source date

July 15, 2026
EXTANT CAPITAL LLC
Investment adviser

SEC file number

801-133928

Source date

March 13, 2026
EXTRACT ADVISORS LLC
Investment adviser

SEC file number

801-117058

Source date

March 20, 2026
EYRA LLC
Investment adviser

SEC file number

801-136572

Source date

July 15, 2026
EYRE STREET CAPITAL, LLC
Investment adviser

SEC file number

801-131669

Source date

April 30, 2026
F L PUTNAM INVESTMENT MANAGEMENT CO.
Investment adviser

SEC file number

801-21951

Source date

August 19, 2026
F&V CAPITAL MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-68848

Source date

February 12, 2026
F.I.G. FINANCIAL ADVISORY SERVICES, INC.
Investment adviser

SEC file number

801-119550

Source date

April 30, 2026
F/M INVESTMENTS LLC
Investment adviser

SEC file number

801-116853

Source date

August 26, 2026
F1 INVESTMENT MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-135802

Source date

March 9, 2026
F2 ADVISORS LIMITED
Exempt reporting adviser

SEC file number

802-128833

Source date

March 30, 2026
F2 CAPITAL 3 MANAGEMENT LTD
Exempt reporting adviser

SEC file number

802-127405

Source date

March 25, 2026
F3 PARTNERS LLC
Investment adviser

SEC file number

801-136932

Source date

June 29, 2026
F5 FINANCIAL PLANNING, L.L.C.
Investment adviser

SEC file number

801-122310

Source date

March 19, 2026
F7 VENTURES LLC
Exempt reporting adviser

SEC file number

802-131833

Source date

February 13, 2026
FABRICA MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-124935

Source date

March 11, 2026
FACET WEALTH, INC
Investment adviser

SEC file number

801-108767

Source date

July 31, 2026
FACT CAPITAL, L.P.
Investment adviser

SEC file number

801-126188

Source date

March 31, 2026
FACTION VENTURES, LLC
Investment adviser

SEC file number

801-126648

Source date

March 17, 2026
FACTOR WEALTH MANAGEMENT LTD.
Investment adviser

SEC file number

801-34937

Source date

June 8, 2026
FACTORIAL CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-132092

Source date

March 27, 2026
FACTORIAL FUNDS MANAGEMENT LLC
Investment adviser

SEC file number

801-134037

Source date

March 31, 2026
FACTORIAL MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-107342

Source date

March 4, 2026
FACTORPOINT PLANNING, LLC
Investment adviser

SEC file number

801-135767

Source date

August 3, 2026
FACTORY CAPITAL LLC
Investment adviser

SEC file number

801-135866

Source date

August 7, 2026
FACTORY HQ ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-122098

Source date

March 30, 2026
FAGAN ASSOCIATES INC
Investment adviser

SEC file number

801-50955

Source date

March 9, 2026
FAI ADVISORS, INC.
Investment adviser

SEC file number

801-127868

Source date

March 20, 2026
FAI CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-69624

Source date

September 8, 2026
FAIR ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-135484

Source date

March 12, 2026
FAIR EDGE LLC
Exempt reporting adviser

SEC file number

802-134401

Source date

August 21, 2025
FAIR OAKS CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-123256

Source date

September 2, 2026
FAIR VALUE CAPITAL MANAGEMENT
Exempt reporting adviser

SEC file number

802-127098

Source date

March 24, 2026
FAIRBANKS CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-50869

Source date

March 30, 2026
FAIRBRIDGE ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-127097

Source date

March 31, 2026
FAIRCHILD CAPITAL LLC
Investment adviser

SEC file number

801-135390

Source date

March 4, 2026
FAIRCHILD FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-121416

Source date

March 12, 2026
FAIRCOURT PARTNERS, LLC
Investment adviser

SEC file number

801-112970

Source date

May 4, 2026
FAIRFAX GLOBAL INVESTMENT MANAGEMENT LLC
Investment adviser

SEC file number

801-121341

Source date

August 25, 2026
FAIRFIELD FINANCIAL ADVISORS LTD
Investment adviser

SEC file number

801-44279

Source date

March 23, 2026
FAIRFIELD REALTY ADVISORS LLC
Investment adviser

SEC file number

801-115002

Source date

March 30, 2026
FAIRFIELD, BUSH & CO.
Investment adviser

SEC file number

801-9532

Source date

March 17, 2026
FAIRHAVEN CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-75493

Source date

January 19, 2026
FAIRHAVEN FINANCIAL ADVISORY CORPORATION
Investment adviser

SEC file number

801-129226

Source date

January 15, 2026
FAIRHOLME CAPITAL MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-54831

Source date

March 27, 2026
FAIRLEAD ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-122857

Source date

August 5, 2026