Adviser profiles A–Z

Profiles of investment advisers (SEC file numbers 801-) and exempt reporting advisers (802-) that are still in the current Form ADV data and have a Form ADV filing recorded in the last 18 months, 250 to a page, A–Z by legal name. Historical records, state-registered advisers and profiles that have not been updated recently are not listed here.

This list is not a ranking. For a short, selected list, see Adviser profiles.

Page 11 of 95

BAIRD STRATEGAS LLC
Investment adviser

SEC file number

801-116875

Source date

July 15, 2026
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC
Investment adviser

SEC file number

801-68489

Source date

September 4, 2026
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC
Investment adviser

SEC file number

801-78609

Source date

September 4, 2026
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC
Investment adviser

SEC file number

801-114317

Source date

September 4, 2026
BAKER AVENUE ASSET MANAGEMENT, LP
Investment adviser

SEC file number

801-63576

Source date

September 17, 2026
BAKER BROS. ADVISORS LP
Investment adviser

SEC file number

801-73446

Source date

March 27, 2026
BAKER ELLIS ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-61479

Source date

August 11, 2026
BAKER STREET ADVISORS, LLC
Investment adviser

SEC file number

801-62370

Source date

July 30, 2026
BAKER TILLY WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-119352

Source date

August 28, 2026
BAKERS CREEK MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-128113

Source date

March 31, 2026
BALANCE CAPITAL PARTNERS L.P.
Investment adviser

SEC file number

801-136938

Source date

June 29, 2026
BALANCE CASH MANAGEMENT INC.
Investment adviser

SEC file number

801-131620

Source date

April 29, 2026
BALANCE LEGAL CAPITAL LLP
Exempt reporting adviser

SEC file number

802-118849

Source date

July 1, 2026
BALANCE POINT CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-103476

Source date

April 22, 2026
BALANCE WEALTH PARTNERS LLC
Investment adviser

SEC file number

801-131997

Source date

July 15, 2026
BALANCED FINANCIAL PLANNING, INC.
Investment adviser

SEC file number

801-121980

Source date

February 17, 2026
BALANCED ROCK INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-128479

Source date

May 13, 2026
BALANCED WEALTH GROUP LLC
Investment adviser

SEC file number

801-128997

Source date

September 3, 2026
BALANCED WEALTH MANAGEMENT, LLC.
Investment adviser

SEC file number

801-135800

Source date

August 24, 2026
BALANZ ADVISORS LLC
Investment adviser

SEC file number

801-126818

Source date

April 2, 2026
BALBEC CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-108741

Source date

April 27, 2026
BALBOA WEALTH PARTNERS, INC.
Investment adviser

SEC file number

801-107029

Source date

September 8, 2026
BALCH HILL CAPITAL, LLC
Investment adviser

SEC file number

801-113714

Source date

March 30, 2026
BALDERTON CAPITAL (UK) LLP
Exempt reporting adviser

SEC file number

802-75619

Source date

March 31, 2026
BALDWIN & CLARKE ADVISORY SERVICES LLC
Investment adviser

SEC file number

801-25587

Source date

July 21, 2026
BALDWIN INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-56558

Source date

March 16, 2026
BALDWIN WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-15418

Source date

September 2, 2026
BALEEN CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-122235

Source date

March 24, 2026
BALEFIRE, LLC
Investment adviser

SEC file number

801-78506

Source date

March 31, 2026
BALENTINE LLC
Investment adviser

SEC file number

801-70910

Source date

August 25, 2026
BALERION SPACE VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-128348

Source date

March 31, 2026
BALIS ENTERPRISES LLC
Investment adviser

SEC file number

801-121634

Source date

June 4, 2026
BALL & COMPANY WEALTH MANAGEMENT, INC.
Investment adviser

SEC file number

801-78146

Source date

February 4, 2026
BALLAST ADVISORS, LLC
Investment adviser

SEC file number

801-108984

Source date

March 26, 2026
BALLAST ASSET MANAGEMENT, LP
Investment adviser

SEC file number

801-119749

Source date

July 9, 2026
BALLAST CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-120829

Source date

March 2, 2026
BALLAST EQUITY PARTNERS MANAGEMENT COMPANY, LLC
Investment adviser

SEC file number

801-136323

Source date

May 14, 2026
BALLAST FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-117158

Source date

March 17, 2026
BALLAST POINT FINANCIAL PLANNING, LLC
Investment adviser

SEC file number

801-132445

Source date

May 28, 2026
BALLAST ROCK PRIVATE WEALTH LLC
Investment adviser

SEC file number

801-129645

Source date

March 6, 2026
BALLAST, INC.
Investment adviser

SEC file number

801-79651

Source date

July 14, 2026
BALLENTINE PARTNERS, LLC
Investment adviser

SEC file number

801-71062

Source date

September 23, 2026
BALLEW ADVISORS INC
Investment adviser

SEC file number

801-38978

Source date

March 3, 2026
BALLINA CAPITAL, LLC
Investment adviser

SEC file number

801-130354

Source date

June 8, 2026
BALLISTIC VENTURES ALPHA LLC
Exempt reporting adviser

SEC file number

802-123294

Source date

March 27, 2026
BALLYROCK INVESTMENT ADVISORS LLC
Investment adviser

SEC file number

801-60583

Source date

July 30, 2026
BALMORAL MANAGEMENT II L.P.
Investment adviser

SEC file number

801-77680

Source date

April 30, 2026
BALTIMORE-WASHINGTON FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-76893

Source date

March 19, 2026
BALYASNY ASSET MANAGEMENT L.P.
Investment adviser

SEC file number

801-66002

Source date

June 30, 2026
BAM CREDIT AND INSURANCE SOLUTIONS ADVISOR LLC
Investment adviser

SEC file number

801-120634

Source date

March 31, 2026
BAM CREDIT MANAGER, LLC
Exempt reporting adviser

SEC file number

802-135042

Source date

February 17, 2026
BAM VENTURES M ANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-129788

Source date

March 27, 2026
BAM WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-132401

Source date

August 24, 2026
BAMCO, INC.
Investment adviser

SEC file number

801-29080

Source date

May 27, 2026
BANANA CAPITAL MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-127723

Source date

March 24, 2026
BANCREEK CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-129011

Source date

March 18, 2026
BANCREEK CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-120461

Source date

March 24, 2026
BANCREEK CAPITAL STRATEGIES, LLC
Investment adviser

SEC file number

801-136026

Source date

May 27, 2026
BANDERA PARTNERS LLC
Investment adviser

SEC file number

801-74294

Source date

March 27, 2026
BANK OF HAWAII
Investment adviser

SEC file number

801-60203

Source date

March 2, 2026
BANKER INVESTMENT GROUP INC
Investment adviser

SEC file number

801-79396

Source date

March 31, 2026
BANKERS LIFE ADVISORY SERVICES, INC.
Investment adviser

SEC file number

801-106953

Source date

March 31, 2026
BANKPLUS WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-121567

Source date

April 10, 2026
BANNEKER PARTNERS LLC
Investment adviser

SEC file number

801-119206

Source date

March 30, 2026
BANNER CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-130725

Source date

May 8, 2026
BANNER OAK CAPITAL PARTNERS, LP
Investment adviser

SEC file number

801-108175

Source date

March 26, 2026
BANNER RIDGE PARTNERS, LP
Investment adviser

SEC file number

801-117167

Source date

July 13, 2026
BANNER VC MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-135829

Source date

March 11, 2026
BANNERMAN WEALTH MANAGEMENT GROUP, LLC
Investment adviser

SEC file number

801-117777

Source date

June 3, 2026
BANNERSTONE CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-132043

Source date

March 16, 2026
BANORTE ASSET MANAGEMENT, INC.
Investment adviser

SEC file number

801-114865

Source date

May 19, 2026
BANORTE VENTURES LTD.
Investment adviser

SEC file number

801-132769

Source date

May 18, 2026
BANSK GROUP LLC
Investment adviser

SEC file number

801-120473

Source date

March 31, 2026
BANTA ASSET MANAGEMENT LP
Investment adviser

SEC file number

801-67519

Source date

February 11, 2026
BANTAMAC CAPITAL, LLC
Investment adviser

SEC file number

801-120965

Source date

March 27, 2026
BANTRY BAY CAPITAL LIMITED
Exempt reporting adviser

SEC file number

802-131930

Source date

May 29, 2026
BANYAN ALPHA INVESTMENT L.P.
Investment adviser

SEC file number

801-120344

Source date

March 19, 2026
BANYAN BIOINNOVATIONS CAPITAL FUND I LP
Exempt reporting adviser

SEC file number

802-137481

Source date

September 9, 2026
BANYAN CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-113220

Source date

February 19, 2026
BANYAN CAPITAL PARTNERS LTD.
Exempt reporting adviser

SEC file number

802-79067

Source date

March 31, 2026
BANYAN CONTINUATION FUND ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-126002

Source date

March 25, 2026
BANYAN GLOBAL INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-107482

Source date

March 30, 2026
BANYAN TREE ADVISORS PVT. LTD.
Investment adviser

SEC file number

801-136648

Source date

August 20, 2026
BANYAN TREE ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-78480

Source date

April 30, 2026
BAR POINT MANAGEMENT LIMITED PARTNERSHIP
Exempt reporting adviser

SEC file number

802-131188

Source date

March 12, 2026
BARAK FUND MANAGEMENT LTD
Exempt reporting adviser

SEC file number

802-107550

Source date

March 30, 2026
BARCA CAPITAL, LLC
Investment adviser

SEC file number

801-120741

Source date

March 19, 2026
BARD ASSOCIATES INC
Investment adviser

SEC file number

801-28820

Source date

May 22, 2026
BARD PARTNERS LLC
Investment adviser

SEC file number

801-119542

Source date

February 24, 2026
BARDEN CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-126158

Source date

February 17, 2026
BARE FINANCIAL SERVICES INC.
Investment adviser

SEC file number

801-128789

Source date

July 17, 2026
BARING ASSET MANAGEMENT LIMITED
Exempt reporting adviser

SEC file number

802-114253

Source date

July 30, 2026
BARING FINANCIAL LLC
Investment adviser

SEC file number

801-122840

Source date

February 11, 2026
BARING INTERNATIONAL FUND MANAGERS (IRELAND) LIMITED
Exempt reporting adviser

SEC file number

802-114742

Source date

March 30, 2026
BARING INTERNATIONAL INVESTMENT LTD
Investment adviser

SEC file number

801-15160

Source date

July 30, 2026
BARING PRIVATE EQUITY PARTNERS (INDIA) LIMITED
Exempt reporting adviser

SEC file number

802-75276

Source date

March 31, 2026
BARING VENTURES CAPITAL PARTNERS GROUP LIMITED
Exempt reporting adviser

SEC file number

802-75763

Source date

March 30, 2026
BARINGS (U.K.) LIMITED
Exempt reporting adviser

SEC file number

802-75339

Source date

July 30, 2026
BARINGS AUSTRALIA PTY LTD
Exempt reporting adviser

SEC file number

802-80559

Source date

March 30, 2026
BARINGS LLC
Investment adviser

SEC file number

801-241

Source date

August 11, 2026
BARINGTON COMPANIES INVESTORS, LLC
Investment adviser

SEC file number

801-77171

Source date

March 31, 2026
BARK SECURITIES, LLC
Investment adviser

SEC file number

801-134106

Source date

July 24, 2025
BARKER WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-120753

Source date

March 30, 2026
BARLOW WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-127506

Source date

March 2, 2026
BARNEGAT FUND MANAGEMENT INC.
Investment adviser

SEC file number

801-74067

Source date

February 18, 2026
BARNES DENNIG PRIVATE WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-130851

Source date

March 24, 2026
BARNES PETTEY FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-67555

Source date

August 20, 2026
BARNES WEALTH MANAGEMENT GROUP, INC.
Investment adviser

SEC file number

801-118031

Source date

March 17, 2026
BARNETT & CO INC
Investment adviser

SEC file number

801-20295

Source date

August 17, 2026
BARNETT CAPITAL ADVISORS LLC
Investment adviser

SEC file number

801-131653

Source date

March 16, 2026
BARNSTONE ADVISORS LLC
Investment adviser

SEC file number

801-112449

Source date

January 27, 2026
BAROMETER CAPITAL MANAGEMENT INC.
Investment adviser

SEC file number

801-72535

Source date

April 1, 2026
BARON CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-18656

Source date

May 29, 2026
BARON FINANCIAL GROUP LLC
Investment adviser

SEC file number

801-67989

Source date

September 10, 2026
BARON SILVER STEVENS FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-69482

Source date

March 9, 2026
BARON WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-71168

Source date

March 20, 2026
BARR FINANCIAL SERVICES, LLC
Investment adviser

SEC file number

801-96310

Source date

May 5, 2026
BARRAMUNDI ADVISORS LLC
Investment adviser

SEC file number

801-134792

Source date

May 5, 2026
BARREL RATE CAPITAL, L.L.C.
Exempt reporting adviser

SEC file number

802-127202

Source date

March 25, 2026
BARREL STRENGTH PARTNERS LLC
Exempt reporting adviser

SEC file number

802-131908

Source date

March 5, 2026
BARREL VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-130183

Source date

March 27, 2026
BARRETT & COMPANY, INC.
Investment adviser

SEC file number

801-110786

Source date

March 6, 2026
BARRETT UPTON CAPITAL PARTNERS LLC
Investment adviser

SEC file number

801-127797

Source date

March 26, 2026
BARRETT WEALTH CONNECTION LLC
Investment adviser

SEC file number

801-130511

Source date

February 6, 2026
BARRON FINANCIAL GROUP, LLP
Investment adviser

SEC file number

801-123451

Source date

June 22, 2026
BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC
Investment adviser

SEC file number

801-31237

Source date

March 26, 2026
BARRY INVESTMENT ADVISORS, LLC
Investment adviser

SEC file number

801-68447

Source date

March 27, 2026
BARTHOLOMEW & COMPANY WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-136507

Source date

July 1, 2026
BARTLETT & CO. WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-112635

Source date

March 31, 2026
BARTLEY FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-121433

Source date

July 10, 2026
BARTON INVESTMENT MANAGEMENT, LLC
Investment adviser

SEC file number

801-66964

Source date

February 2, 2026
BARWICK & PARTNERS, INC.
Investment adviser

SEC file number

801-100460

Source date

February 4, 2026
BAS CAPITAL CORP.
Investment adviser

SEC file number

801-136551

Source date

July 22, 2026
BASA RESOURCES, INC.
Investment adviser

SEC file number

801-113534

Source date

March 26, 2026
BASALT INFRASTRUCTURE PARTNERS LLC
Investment adviser

SEC file number

801-77240

Source date

March 31, 2026
BASALT INFRASTRUCTURE PARTNERS LLP
Investment adviser

SEC file number

801-77239

Source date

March 31, 2026
BASE CASE MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-132516

Source date

March 31, 2026
BASE PARTNERS CONSULTORIA DE INVESTIMENTOS E NEGOCIOS LTDA
Exempt reporting adviser

SEC file number

802-121584

Source date

March 24, 2026
BASE WEALTH MANAGEMENT LLC
Investment adviser

SEC file number

801-126672

Source date

March 24, 2026
BASE10 PARTNERS MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-111016

Source date

March 31, 2026
BASE4 CAPITAL LP
Exempt reporting adviser

SEC file number

802-123364

Source date

March 26, 2026
BASECAMP WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-131913

Source date

July 15, 2026
BASELINE INDUSTRIES, L.P.
Exempt reporting adviser

SEC file number

802-112980

Source date

March 31, 2026
BASELINE WEALTH MANAGEMENT LTD.
Investment adviser

SEC file number

801-72136

Source date

June 4, 2026
BASEPOINT ADVISORS LLC
Investment adviser

SEC file number

801-122619

Source date

June 1, 2026
BASEPOINT WEALTH, LLC
Investment adviser

SEC file number

801-111782

Source date

August 28, 2026
BASIN OIL AND GAS MANAGEMENT, LP
Investment adviser

SEC file number

801-119159

Source date

March 31, 2026
BASIS MANAGEMENT GROUP LLC
Investment adviser

SEC file number

801-110900

Source date

March 30, 2026
BASIS SET BUILDERS, LLC
Exempt reporting adviser

SEC file number

802-121496

Source date

March 23, 2026
BASIS SET VENTURES, LLC
Exempt reporting adviser

SEC file number

802-112478

Source date

March 23, 2026
BASKIR CAPITAL MANAGEMENT LLC
Exempt reporting adviser

SEC file number

802-77610

Source date

March 25, 2026
BASON ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-107297

Source date

February 20, 2026
BASS AND BELL, INC.
Investment adviser

SEC file number

801-114766

Source date

March 25, 2026
BASSAM WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-130321

Source date

March 4, 2026
BASSO CAPITAL MANAGEMENT, L.P.
Investment adviser

SEC file number

801-64130

Source date

May 29, 2026
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
Investment adviser

SEC file number

801-72520

Source date

March 30, 2026
BASTION ASSET MANAGEMENT INC
Exempt reporting adviser

SEC file number

802-137197

Source date

July 30, 2026
BASTION FIDUCIARY, LLC
Investment adviser

SEC file number

801-131510

Source date

April 10, 2026
BASTION MANAGEMENT II LLC
Investment adviser

SEC file number

801-120915

Source date

April 17, 2026
BATES FINANCIAL ADVISORS, INC.
Investment adviser

SEC file number

801-72191

Source date

June 25, 2026
BATTELL HOLDINGS MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-136036

Source date

March 27, 2026
BATTERY GLOBAL ADVISORS, LLC
Investment adviser

SEC file number

801-73308

Source date

June 30, 2026
BATTERY MANAGEMENT CORP.
Investment adviser

SEC file number

801-79475

Source date

March 30, 2026
BATTLE INVESTMENT GROUP, LLC
Investment adviser

SEC file number

801-124874

Source date

April 30, 2026
BAU ADVISORS LLC
Investment adviser

SEC file number

801-117451

Source date

March 25, 2026
BAUER WEALTH MANAGEMENT INC.
Investment adviser

SEC file number

801-122717

Source date

May 19, 2026
BAUGH & ASSOCIATES, LLC
Investment adviser

SEC file number

801-64569

Source date

March 20, 2026
BAUKUNST MANAGEMENT COMPANY, LLC
Exempt reporting adviser

SEC file number

802-126994

Source date

March 30, 2026
BAUM CAPITAL PARTNERS MANAGEMENT, LLC
Investment adviser

SEC file number

801-133927

Source date

March 24, 2026
BAUMAN ADVISORY GROUP, LLC
Investment adviser

SEC file number

801-131480

Source date

May 22, 2026
BAUTIS FINANCIAL, LLC
Investment adviser

SEC file number

801-129584

Source date

February 18, 2026
BAXTER BROTHERS INC.
Investment adviser

SEC file number

801-1939

Source date

March 11, 2026
BAXTER CAPITAL MANAGEMENT INC
Investment adviser

SEC file number

801-14659

Source date

March 30, 2026
BAY CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-122519

Source date

August 12, 2026
BAY CAPITAL PARTNERS LTD
Exempt reporting adviser

SEC file number

802-78520

Source date

March 31, 2026
BAY CLIADAKIS & ASSOCIATES, LLC
Investment adviser

SEC file number

801-132234

Source date

March 23, 2026
BAY COLONY ADVISORY GROUP, INC.
Investment adviser

SEC file number

801-107792

Source date

March 23, 2026
BAY HARBOR WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-114123

Source date

August 4, 2026
BAY HILLS CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-73082

Source date

March 31, 2026
BAY POINT ADVISORS, LLC
Investment adviser

SEC file number

801-114858

Source date

March 27, 2026
BAY POINTE WEALTH, LLC
Investment adviser

SEC file number

801-136334

Source date

September 3, 2026
BAY RIVERS GROUP, INC.
Investment adviser

SEC file number

801-111951

Source date

March 13, 2026
BAYARD ASSET MANAGEMENT LLC
Investment adviser

SEC file number

801-111921

Source date

March 30, 2026
BAYBERRY CAPITAL PARTNERS LP
Investment adviser

SEC file number

801-114843

Source date

March 19, 2026
BAYBOSTON MANAGERS LLC
Exempt reporting adviser

SEC file number

802-124749

Source date

March 6, 2026
BAYBRIDGE CAPITAL GROUP, LLC
Investment adviser

SEC file number

801-112598

Source date

March 30, 2026
BAYESIAN CAPITAL MANAGEMENT, LP
Investment adviser

SEC file number

801-110916

Source date

March 30, 2026
BAYFOREST CAPITAL LIMITED
Investment adviser

SEC file number

801-131513

Source date

June 15, 2026
BAYHAWK CAPITAL LP
Investment adviser

SEC file number

801-134031

Source date

July 13, 2026
BAYHUNT CAPITAL LLC
Investment adviser

SEC file number

801-131503

Source date

February 20, 2026
BAYNTREE WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-121867

Source date

April 20, 2026
BAYOU CITY ENERGY MANAGEMENT LLC
Investment adviser

SEC file number

801-107752

Source date

March 31, 2026
BAYPINE HOLDINGS LP
Investment adviser

SEC file number

801-119825

Source date

March 27, 2026
BAYPOINTE PARTNERS, LLC
Investment adviser

SEC file number

801-131165

Source date

March 31, 2026
BAYRIDGE FINANCIAL GROUP, INC.
Investment adviser

SEC file number

801-113193

Source date

March 31, 2026
BAYSHORE ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-68559

Source date

March 11, 2026
BAYSHORE CAPITAL ADVISORS, LLC
Investment adviser

SEC file number

801-60081

Source date

June 26, 2026
BAYSWATER MANAGEMENT COMPANY LP
Investment adviser

SEC file number

801-108650

Source date

March 31, 2026
BAYTRUST WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-134584

Source date

May 29, 2026
BAYVIEW ASSET MANAGEMENT, LLC
Investment adviser

SEC file number

801-73638

Source date

May 5, 2026
BAZIS PRIVATE WEALTH, LLC
Investment adviser

SEC file number

801-107200

Source date

March 15, 2026
BB SHELF 4 LLP
Exempt reporting adviser

SEC file number

802-80314

Source date

May 13, 2026
BB WEALTH GROUP, LLC
Exempt reporting adviser

SEC file number

802-137206

Source date

July 31, 2026
BBAE ADVISORS LLC
Investment adviser

SEC file number

801-104469

Source date

March 26, 2026
BBAM US LP
Investment adviser

SEC file number

801-128027

Source date

March 31, 2026
BBG VENTURES MANAGEMENT, LLC
Exempt reporting adviser

SEC file number

802-130435

Source date

March 31, 2026
BBJS FINANCIAL ADVISORS, LLC
Investment adviser

SEC file number

801-121432

Source date

March 27, 2026
BBQ OPPORTUNITY VENTURES LLC
Exempt reporting adviser

SEC file number

802-131902

Source date

March 31, 2026
BBR PARTNERS, LLC
Investment adviser

SEC file number

801-57219

Source date

July 30, 2026
BBRIDGE LLC
Exempt reporting adviser

SEC file number

802-120545

Source date

March 17, 2026
BBVA GLOBAL WEALTH ADVISORS, INC.
Investment adviser

SEC file number

801-129582

Source date

September 15, 2026
BC ADVISORS, LLC
Investment adviser

SEC file number

801-67595

Source date

March 26, 2026
BC GESTAO DE RECURSOS LTDA.
Exempt reporting adviser

SEC file number

802-129851

Source date

March 27, 2026
BC PARTNERS ADVISORS L.P.
Investment adviser

SEC file number

801-110739

Source date

March 31, 2026
BC PARTNERS LLP
Exempt reporting adviser

SEC file number

802-114565

Source date

March 20, 2026
BC PARTNERS PE L.P.
Investment adviser

SEC file number

801-131479

Source date

August 13, 2026
BCA PRIVATE WEALTH, INC.
Investment adviser

SEC file number

801-120268

Source date

February 18, 2026
BCCM ADVISORS, LLC
Exempt reporting adviser

SEC file number

802-112709

Source date

July 14, 2026
BCF VENTURE PARTNERS LLC
Exempt reporting adviser

SEC file number

802-136211

Source date

April 8, 2026
BCG SECURITIES, INC.
Investment adviser

SEC file number

801-56943

Source date

May 11, 2026
BCGM WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-117868

Source date

September 24, 2026
BCI SECURITIES, INC.
Investment adviser

SEC file number

801-121997

Source date

March 31, 2026
BCK PARTNERS, INC.
Investment adviser

SEC file number

801-107484

Source date

March 12, 2026
BCM ADVISOR, LLC
Exempt reporting adviser

SEC file number

802-113267

Source date

March 26, 2026
BCM ADVISORS, LLC
Investment adviser

SEC file number

801-56006

Source date

February 19, 2026
BCM CAPITAL MANAGEMENT LLC
Investment adviser

SEC file number

801-134190

Source date

March 27, 2026
BCM FIXED INCOME, LLC
Investment adviser

SEC file number

801-137351

Source date

August 21, 2026
BCO WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-126061

Source date

July 17, 2026
BCP VENTURES, LLC
Exempt reporting adviser

SEC file number

802-126670

Source date

March 25, 2026
BCPC ADVISORS, LP
Investment adviser

SEC file number

801-128709

Source date

March 31, 2026
BCR WEALTH STRATEGIES, LLC
Investment adviser

SEC file number

801-61015

Source date

January 22, 2026
BCS FINANCIAL, LLC
Investment adviser

SEC file number

801-60905

Source date

March 13, 2026
BCSF ADVISORS, LP
Investment adviser

SEC file number

801-107185

Source date

March 31, 2026
BCU WEALTH ADVISORS, LLC
Investment adviser

SEC file number

801-81122

Source date

September 2, 2026
BCWM, LLC.
Investment adviser

SEC file number

801-68214

Source date

March 26, 2026
BD INVESTMENT PARTNERS, LLC
Investment adviser

SEC file number

801-133941

Source date

May 11, 2026
BD-CAPITAL PARTNERS MANAGEMENT (GUERNSEY) LIMITED
Exempt reporting adviser

SEC file number

802-120264

Source date

March 30, 2026
BDFS CAPITAL LLC
Investment adviser

SEC file number

801-120724

Source date

July 10, 2026
BDK CAPITAL SAS
Exempt reporting adviser

SEC file number

802-79060

Source date

March 9, 2026
BDT & ASSOCIATES, INC.
Investment adviser

SEC file number

801-118542

Source date

April 16, 2026
BDT & MSD BDC MANAGEMENT, LLC
Investment adviser

SEC file number

801-130297

Source date

August 3, 2026
BDT CAPITAL PARTNERS, LLC
Investment adviser

SEC file number

801-73499

Source date

August 3, 2026
BDUCK CAPITAL, LLC
Exempt reporting adviser

SEC file number

802-132707

Source date

March 31, 2026
BE BETTER TOMORROW, LLC
Exempt reporting adviser

SEC file number

802-121324

Source date

March 18, 2026
BEACH POINT CAPITAL MANAGEMENT LP
Investment adviser

SEC file number

801-69765

Source date

August 7, 2026
BEACON ADVISORS HOLDINGS, LLC
Investment adviser

SEC file number

801-132925

Source date

June 4, 2026
BEACON ASSOCIATES WEALTH MANAGEMENT, LLC
Investment adviser

SEC file number

801-135234

Source date

March 26, 2026
BEACON BRIDGE WEALTH PARTNERS, LLC
Investment adviser

SEC file number

801-126385

Source date

April 30, 2026
BEACON CAPITAL MANAGEMENT, INC.
Investment adviser

SEC file number

801-61249

Source date

March 31, 2026
BEACON CAPITAL MANAGEMENT, LLC
Investment adviser

SEC file number

801-106678

Source date

March 12, 2026