Firms

Name Location Compliance Officer / Signatory AUM
MESA WEST CAPITAL, LLC LOS ANGELES, CA
United States
EXECUTIVE DIRECTOR
GROVE STAFFORD
$6,924,913,417
SPROTT ASSET MANAGEMENT LP TORONTO, ONTARIO,
Canada

AHSAN AHMED
$6,907,190,536
CORE AND VALUE ADVISORS, LLC SAN FRANCISCO, CA
United States

DANIEL NEWMAN
$6,902,801,520
GREAT HILL PARTNERS, LP BOSTON, MA
United States
CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER
JOHN DWYER
$6,897,061,000
DWS INVESTMENTS HONG KONG LIMITED HONG KONG,
China
CHIEF COMPLIANCE OFFICER
JOJO WONG
$6,885,452,685
LEVINE LEICHTMAN CAPITAL PARTNERS, LLC BEVERLY HILLS, CA
United States
GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER
DAVID WOLMER
$6,881,880,912
JEFFERIES FINANCE LLC NEW YORK, NY
United States
CHIEF LEGAL OFFICER
DANIEL M. DUVAL
$6,880,740,214
OAK STREET REAL ESTATE CAPITAL, LLC CHICAGO, IL
United States
CHIEF FINANCIAL OFFICER, MANAGING PARTNER
JAMES J. HENNESSEY
$6,870,680,949
CBRE GLOBAL INVESTMENT PARTNERS LIMITED LONDON,
United Kingdom

AHMED MAKELE
$6,860,827,436
CLAROS REIT MANAGEMENT LP NEW YORK, NY
United States
GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER
J.D. SIEGEL
$6,839,383,000
VARAGON CAPITAL PARTNERS, L.P. NEW YORK, NY
United States
CHIEF FINANCIAL OFFICER
ROBERT BOURGEOIS
$6,818,246,268
SANDERS CAPITAL, LLC NEW YORK, NY
United States
GENERAL COUNSEL, MANAGING MEMBER
JEAN MARGO REID
$6,781,573,000
LAKEWOOD CAPITAL MANAGEMENT, LP NEW YORK, NY
United States
CHIEF OPERATING OFFICER
MICHAEL ANTONACCI
$6,760,000,000
FISHER ASSET MANAGEMENT, LLC CAMAS, WA
United States
CHIEF COMPLIANCE OFFICER
TOM FISHEL
$6,756,975,107
PEMBERTON CAPITAL ADVISORS LLP LONDON,
United Kingdom

HELEN RICHARDS
$6,754,113,398
SUN CAPITAL ADVISORS, INC. BOCA RATON, FL
United States
SENIOR VICE PRESIDENT
DAVID KURZWEIL
$6,753,012,322
PRUDENTIAL INTERNATIONAL INVESTMENTS ADVISERS, LLC NEWARK, NJ
United States

MATTHEW S. VILLA
$6,749,278,399
HARBERT FUND ADVISORS, INC. BIRMINGHAM, AL
United States
VICE PRESIDENT & CHIEF COMPLIANCE OFFICER
MICHAEL BAUDER
$6,729,327,490
BATTERY MANAGEMENT CORP. BOSTON, MA
United States
GENERAL COUNSEL
LIZETTE PEREZ-DEISBOECK
$6,727,451,982
INDIGO PARTNERS LLC PHOENIX, AZ
United States
CHIEF FINANCIAL OFFICER
KENNETH KLINGLER
$6,705,911,471
NXT CAPITAL INVESTMENT ADVISERS, LLC CHICAGO, IL
United States
DIRECTOR
BRIAN FRANC
$6,693,604,667
NEUBERGER BERMAN LOAN ADVISERS LLC CHICAGO, IL
United States

BRIAN LORD
$6,679,924,466
ALLIANZ GLOBAL INVESTORS ASIA PACIFIC LIMITED HONG KONG,
Hong Kong
DIRECTOR, COMPLIANCE
MICHAEL NG
$6,674,701,238
SHENKMAN CAPITAL MANAGEMENT, INC. NEW YORK, NY
United States
SENIOR VICE PRESIDENT, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER
SERGE TODOROVICH, ESQ.
$6,674,368,013
CORONATION INVESTMENT MANAGEMENT INTERNATIONAL (PTY) LTD CLAREMONT, CAPE TOWN,
South Africa

MARK BARRATT
$6,668,970,093