Firms

Name Location Compliance Officer / Signatory AUM
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC NEWPORT BEACH, CA
United States
MANAGING DIRECTOR
JENNIFER DURHAM
$905,040,401,035
NOMURA ASSET MANAGEMENT CO., LTD. TOKYO,
Japan

AKIHIRO WATANABE
$435,619,417,221
NORTHERN TRUST INVESTMENTS, INCORPORATED CHICAGO, IL
United States
CHIEF COMPLIANCE OFFICER
MAYA G TEUFEL
$403,582,562,712
J.P. MORGAN INVESTMENT MANAGEMENT INC. NEW YORK, NY
United States
MANAGING DIRECTOR
JOHN L OLIVA
$342,706,951,747
BLACKROCK FINANCIAL MANAGEMENT, INC NEW YORK, NY
United States
MANAGING DIRECTOR
CHARLES PARK
$324,274,544,999
PGIM, INC. NEWARK, NJ
United States
VICE-PRESIDENT
CHAD ALAN EARNST
$313,424,769,804
VANGUARD ASSET MANAGEMENT, LIMITED LONDON,
United Kingdom
HEAD OF U.K. COMPLIANCE
ANDREW COLBERT
$292,427,716,810
MILLENNIUM MANAGEMENT LLC NEW YORK, NY
United States

MARTIN Z. SCHWARTZ
$276,757,327,000
WELLINGTON MANAGEMENT COMPANY LLP BOSTON, MA
United States

JOHN D. NORBERG
$244,617,526,252
CITADEL ADVISORS LLC CHICAGO, IL
United States
SR DEPUTY GENERAL COUNSEL
NOAH GOLDBERG
$234,679,962,503
JPMORGAN ASSET MANAGEMENT (UK) LIMITED LONDON,
United Kingdom
MANAGING DIRECTOR
RICHARD STUART-RECKLING
$215,958,278,282
VANGUARD GLOBAL ADVISERS, LLC MALVERN, PA
United States
CHIEF COMPLIANCE OFFICER, VGA, LLC
JON KOVEN HADFIELD
$208,476,890,332
GOLDMAN SACHS ASSET MANAGEMENT INTERNATIONAL LONDON,
United Kingdom

JUDITH SHANDLING
$206,879,484,318
GOLDMAN SACHS ASSET MANAGEMENT, L.P. NEW YORK, NY
United States

JUDITH L SHANDLING
$204,254,730,766
BRIDGEWATER ASSOCIATES, LP WESTPORT, CT
United States
CHIEF COMPLIANCE OFFICER AND COUNSEL
GLOTZER, ESQ., HELENE
$202,056,176,428
T. ROWE PRICE ASSOCIATES, INC. BALTIMORE, MD
United States
VICE PRESIDENT
JOHN R. GILNER
$198,061,387,785
NIKKO ASSET MANAGEMENT CO LTD TOKYO,
Japan
EXECUTIVE VICE PRESIDENT, GLOBAL HEAD OF LEGAL, CHIEF LEGAL OFFICER
OSAMU MORITA
$162,243,513,301
ALLIANCEBERNSTEIN L.P. NEW YORK, NY
United States
SVP, DEPUTY GENERAL COUNSEL & CCO
MARK R. MANLEY
$162,164,648,326
PICTET ASSET MANAGEMENT SA GENEVA,
Switzerland
CHIEF COMPLIANCE OFFICER
ERIKA BEAUMIER
$159,412,171,151
FIDELITY MANAGEMENT & RESEARCH COMPANY LLC BOSTON, MA
United States
CHIEF COMPLIANCE OFFICER
KEVIN MEAGHER
$153,092,773,582
RENAISSANCE TECHNOLOGIES LLC NEW YORK, NY
United States

TIFFANY TAYLOR MICHEL
$146,458,416,446
CARLYLE INVESTMENT MANAGEMENT L.L.C. WASHINGTON, DC
United States

CATHERINE ZIOBRO
$142,862,879,601
GOLDMAN SACHS & CO. LLC NEW YORK, NY
United States
MANAGING DIRECTOR
THOMAS FAIRBANKS MATTHIAS
$141,430,706,637
ASSET MANAGEMENT ONE CO., LTD. TOKYO,
Japan
CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, MANAGING EXECUTIVE OFFICER, HEAD OF RISK MANAGEMENT DIVISION
SHIGENORI KAWAMOTO
$139,864,372,189
MARINER INVESTMENT GROUP, LLC HARRISON, NY
United States
CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL
RUSSELL THOMPSON
$137,930,575,251