Firms

Name Location Compliance Officer / Signatory AUM
BROOKFIELD ASSET MANAGEMENT PIC CANADA, LP TORONTO, ONTARIO,
Canada
REGULATORY COUNSEL AND CHIEF COMPLIANCE OFFICER
RONALD FISHER-DAYN
$81,973,215,811
PGIM LIMITED LONDON,
United Kingdom

ANDREW CRAIN
$81,374,748,735
NB ALTERNATIVES ADVISERS LLC DALLAS, TX
United States
CHIEF COMPLIANCE OFFICER
MARK SALZBERG
$80,830,418,322
MORGAN STANLEY INVESTMENT MANAGEMENT INC. NEW YORK, NY
United States
MANAGING DIRECTOR
TIMOTHY JOHN KNIERIM
$80,794,368,389
INVESCO ADVISERS, INC. ATLANTA, GA
United States
CHIEF COMPLIANCE OFFICER
TODD F. KUEHL
$79,727,126,352
OAKTREE CAPITAL MANAGEMENT, L.P. LOS ANGELES, CA
United States
MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER
VENCATACHELLUM, RODNEY PARAMA
$78,851,625,909
GARDA CAPITAL PARTNERS LP MINNEAPOLIS, MN
United States
CHIEF COMPLIANCE OFFICER
PATRICK R. SHANE
$78,067,154,000
APOLLO CAPITAL MANAGEMENT, L.P. NEW YORK, NY
United States
VICE PRESIDENT
JESSICA LOMM
$78,028,562,015
FRANKLIN ADVISERS, INC. SAN MATEO, CA
United States
CHIEF COMPLIANCE OFFICER
BREDA M. BECKERLE
$77,015,458,927
DIMENSIONAL FUND ADVISORS LP AUSTIN, TX
United States
CHIEF COMPLIANCE OFFICER & VICE PRESIDENT
SELWYN J. NOTELOVITZ
$76,416,470,147
TENARON CAPITAL MANAGEMENT LP NEW YORK, NY
United States
CHIEF FINANCIAL OFFICER
TOM YAU
$75,646,169,000
BLACKROCK INVESTMENT MANAGEMENT, LLC PRINCETON, NJ
United States
MANAGING DIRECTOR
CHARLES PARK
$75,477,505,984
SAMSUNG ASSET MANAGEMENT COMPANY, LTD. SEOUL,
Korea, South
CLO
SEONG MOOK SHIN
$74,664,735,386
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP BOSTON, MA
United States
PARTNER, LEGAL & COMPLIANCE
ERIC C. BURNETT
$74,433,915,379
SUMITOMO MITSUI DS ASSET MANAGEMENT COMPNY,LIMITED MINATO-KU, TOKYO,
Japan

$74,210,000,000
ELLIOTT MANAGEMENT CORPORATION NEW YORK, NY
United States

EDWARD T. JOEL
$73,511,332,303
APOLLO MANAGEMENT, L.P. NEW YORK, NY
United States
VICE PRESIDENT
JESSICA LOMM
$72,908,514,518
TWO SIGMA ADVISERS, LP NEW YORK, NY
United States
CHIEF COMPLIANCE OFFICER
CARSTEN OTTO
$72,215,811,880
CAPSTONE INVESTMENT ADVISORS, LLC NEW YORK, NY
United States
GENERAL COUNSEL
KATRINA PAGLIA SETRIN
$71,407,494,966
BLACKROCK CAPITAL MANAGEMENT, INC. WILMINGTON, DE
United States
MANAGING DIRECTOR
CHARLES PARK
$71,194,100,975
FIELD STREET CAPITAL MANAGEMENT, LLC NEW YORK, NY
United States
GENERAL COUNSEL
KEVIN ZADOURIAN
$68,908,934,003
TPG CAPITAL ADVISORS, LLC FORT WORTH, TX
United States

JOANN HARRIS
$68,802,518,000
STATE STREET GLOBAL ADVISORS LIMITED LONDON,
United Kingdom
CHIEF COMPLIANCE OFFICER
RAJIV VYAS
$68,670,633,368
HARBOURVEST PARTNERS, LLC BOSTON, MA
United States
MANAGING DIRECTOR
WILLIAM R. ROYER
$67,785,604,232
III CAPITAL MANAGEMENT BOCA RATON, FL
United States
PRESIDENT
SCOTT WYLER
$66,218,782,583