ATTUCKS ASSET MANAGEMENT, LLC


Introduction
Attucks Asset Management, LLC (“Attucks”) was formed in 2001 and specializes in developing portfolios composed of emerging managers designed to allow institutional investors the opportunity to invest with minority- and women-owned, smaller and newer investment managers (emerging manager –of-managers or “EMOM”) in a risk-controlled environment.
Principal Owners
For the purpose of this section, Attucks defines its principal owners as any person directly owning 25% or more of Attucks as disclosed on Schedule A of Part 1A as of date of the last update filing. Leslie F. Bond, Jr. is the sole direct owner of Attucks with 100% capital ownership.
Investment Advisory Services
Attucks’s current investment advisory services consist of active investment management of EMOM portfolios. In this capacity, Attucks selects and monitors emerging investment advisers (“sub-advisors”) who manage assets of corporate and institutional pension plans invested in separate accounts. Typical investment advisory services Attucks provides include: - developing appropriate investment policies, objectives and guidelines for clients’ separate accounts, consistent with client investment objectives; - identifying, selecting, and retaining emerging investment managers, including minority/women-owned investment advisers to serve as its sub-advisors; - allocating client assets among those sub-advisors; - monitoring the performance and operations of sub-advisors to ensure its clients’ portfolios comprised of other managers meet overall client investment objectives; and - client reporting. All sub-advisors selected by Attucks are registered investment advisers under the Investment Advisers Act of 1940.
Attucks Types of Investments, Methods of Analysis, Sources of Information and
Investment Strategies
Generally, Attucks does not provide advice to clients on the purchase or sale of any particular domestic (U.S.) security or type of securities (e.g., stocks or bonds) nor does Attucks provide specific security analysis. However, as an EMOM, Attucks retains sub- advisors, to manage client assets in separate accounts in accordance with its guidelines, and its clients’ guidelines established through the investment agreement and in consultation with the client. The guidelines are based on a target index as well as the risk and return objectives. The types of investments selected by Attucks’s sub-advisors for client portfolios include exchange-listed securities; securities traded over-the-counter, foreign issues, corporate debt securities (other than commercial paper), mutual fund shares, and United States Government securities. Individual sub-advisors use fundamental and technical analysis for selecting client investments. Attucks evaluates potential sub- advisors based on their personnel, philosophy, investment process and performance.
Client Assets
Attucks manages client assets on a discretionary and non-discretionary basis. As of December 31, 2019, Attucks managed 9 accounts with $1,857,274,250 in total assets under management distributed as follows: Number of
Accounts
Assets Under
Management
Discretionary 7 $ 1,68,775,130
Non-Discretionary 1 $ 169,523,120

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Assets
Pooled Investment Vehicles
Discretionary $1,687,751,130
Non-Discretionary $169,523,120
Registered Web Sites

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