BENCHMARK CAPITAL ADVISORS LLC
A. Description of the Firm. Benchmark Capital Advisors, LLC (the "Firm"), a Delaware limited liability company, began operations in December 2017. It is the successor company to Benchmark Capital Advisers, Inc., a New York corporation which began operations in May 1989. Its main office is in Miami, FL. The Firm is a wholly-owned subsidiary of Northeast Securities, LLC (“Northeast”), previously a FINRA-member broker-dealer. Northeast was acquired on January 17, 2017 by NortheastGIS Holdings, Inc. Northeast was subsequently transferred on December 29, 2017 to Insigneo Financial Services, LLC, an affiliate, and on September 12, 2018 engaged in an asset sale that included the sale of the client accounts of Northeast and its subsidiaries, including the Firm to Western International Securities, Inc. (“Western”) (see Material Changes, Item 2). On November 17, 2018, all of the Firm’s client accounts and financial advisers transferred to Western. On November 19, 2018, Lorraine DiPaolo stepped down as the President, a Director, and Treasurer of the Firm. On the same day, Rodney C. Davis stepped down as the Firm’s Chief Compliance Officer. On November 19, 2018, Gene Stice, Chief Operating Officer, assumed all managerial and officer roles of the Firm. Other than registration with the SEC as an investment adviser, the Firm is not registered with other regulators and is not a member of a self-regulatory organization. The Firm has made Notice Filings with the states of California, Florida, New Jersey and New York, where some of its clients are located.
B. Types of Services. The Firm no longer offers any advisory services and conducts no business. please register to get more info
Open Brochure from SEC website
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Registered Web Sites
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