CAERUS INVESTMENT ADVISORS, LLC


We are dedicated to providing individuals and other types of clients with a wide array of investment advisory services. Our firm is a limited liability company formed in the State of California. Our firm has been in business as an investment adviser since 2014 and is solely owned by Michael Cheung. The purpose of this Brochure is to disclose the conflicts of interest associated with the investment transactions, compensation and any other matters related to investment decisions made by our firm or its representatives. As a fiduciary, it is our duty to always act in the client’s best interest. This is accomplished in part by knowing our client. Our firm has established a service-oriented advisory practice with open lines of communication for many different types of clients to help meet their financial goals while remaining sensitive to risk tolerance and time horizons. Working with clients to understand their investment objectives while educating them about our process, facilitates the kind of working relationship we value.

Description of the Types of Advisory Services We Offer.

Wrap Comprehensive Portfolio Management:
Please refer to our Form ADV 2A Appendix 1 – Wrap Fee Program Brochure for additional information.
Private Fund Investments:
As noted in Item 10 below, our firm is deemed to be an issuer of a securities, acting as a managing member of various private funds due to Mr. Cheung’s involvement in those funds. The funds encompass Caerus SX SP I, LLC, Caerus Carmenta Lyft SP I, LLC, Caerus X Norcal SPV I, LLC, Caerus X Norcal SPV II, LLC, Caerus FICC, LLC, Caerus NC III, LLC, Caerus NC IV, LLC, Caerus NC IV-A, LLC, CRSBB, LLC, and CRSUB I, LLC (“the Funds”).

Clients of our firm may be solicited to invest in the Funds, but Clients are under no obligation to do so. The purpose of the Funds is to buy, sell, hold, and otherwise invest in Portfolio Company Securities (or any other securities acquired or received with respect thereto or in exchange therefor); to exercise all rights, powers, privileges, and other incidents of ownership or possession with respect to securities held of owned by the Company; to enter into, make and perform all contracts and other undertakings; and to engage in all activities and transactions as may be necessary, advisable, or desirable to carry out the foregoing. The members of the Company acknowledge and agree that the Company intends to pursue a venture capital strategy. Each Funds Operating Agreement and Subscription Agreement contain additional information about their specific fund, including a discussion of certain significant risks of investing in the fund. Prospective investors should read the Funds Operating Agreement and Subscription Agreement carefully before investing. ADV Part 2A – Firm Brochure Page 5 of 18 Caerus Investment Advisors, LLC Tailoring of Advisory Services. We offer individualized investment advice to clients utilizing our Wrap Comprehensive Portfolio Management service. Each Wrap Comprehensive Portfolio Management service client has the opportunity to place reasonable restrictions on the types of investments to be held in the portfolio. Restrictions on investments in certain securities or types of securities may not be possible due to the level of difficulty this would entail in managing the account.

Please note that we do not manage assets through our other service.

Participation in Wrap Fee Programs.

Our firm offers and sponsors a wrap fee program. Comprehensive Portfolio Management services are only offered through wrapped accounts, which are managed on an individualized basis according to the client’s investment objectives, financial goals, risk tolerance, etc. Please see our Part 2A, Appendix 1 (the “Wrap Fee Program Brochure”) for more information.

Regulatory Assets Under Management.

As of December 31, 2019, we manage $ 136,019,865on a discretionary basis and $ 39,605,636 on a non-discretionary basis. please register to get more info

Open Brochure from SEC website
Assets
Pooled Investment Vehicles $13,360,000
Discretionary $136,019,865
Non-Discretionary $39,605,636
Registered Web Sites

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